Statement of Changes in Beneficial Ownership (4)

Date : 09/20/2019 @ 8:22PM
Source : Edgar (US Regulatory)
Stock : Onconova Therapeutics Inc (ONTX)
Quote : 0.902121  0.0 (0.00%) @ 12:00PM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

683 Capital Management, LLC
2. Issuer Name and Ticker or Trading Symbol

Onconova Therapeutics, Inc. [ ONTX ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
_____ Officer (give title below)    __X__ Other (specify below)
Former 10% Owner
(Last)          (First)          (Middle)

3 COLUMBUS CIRCLE, SUITE 2205
3. Date of Earliest Transaction (MM/DD/YYYY)

9/18/2019
(Street)

NEW YORK, NY 10019
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.01 par value (1) 9/18/2019    S    118726  D $2.1776  848151  I (2) By 683 Capital Partners, LP 
Common Stock, $0.01 par value (1) 9/18/2019    S    93286  D $1.856  754865  I (2) By 683 Capital Partners, LP 
Common Stock, $0.01 par value (1) 9/18/2019    S    173332  D $2.1776  581533  I (2) By 683 Capital Partners, LP 
Common Stock, $0.01 par value (1) 9/18/2019    S    120000  D $1.8182  461533  I (2) By 683 Capital Partners, LP 
Common Stock, $0.01 par value (1) 9/18/2019    S    1533  D $2.2022  460000  I (2) By 683 Capital Partners, LP 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
(1)  This Form 4 is filed jointly by 683 Capital Management, LLC ("683 Management"), 683 Capital Partners, LP ("683 Partners") and Ari Zweiman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
(2)  Represents securities held directly by 683 Partners. 683 Management is the investment manager of 683 Partners. Ari Zweiman is the Managing Member of 683 Management. As a result, each of 683 Management and Ari Zweiman may be deemed to beneficially own the securities held by 683 Partners.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
683 Capital Management, LLC
3 COLUMBUS CIRCLE
SUITE 2205
NEW YORK, NY 10019



Former 10% Owner
683 Capital Partners, LP
C/O 683 CAPITAL GP, LLC
3 COLUMBUS CIRCLE, SUITE 2205
NEW YORK, NY 10019

X

Zweiman Ari
C/O 683 CAPITAL MANAGEMENT
3 COLUMBUS CIRCLE, SUITE 2205
NEW YORK, NY 10019

X


Signatures
/s/ Ari Zweiman, Managing Member of 683 Capital GP, LLC, in its capacity as general partner of 683 Capital Partners, LP 9/20/2019
**Signature of Reporting Person Date

/s/ Ari Zweiman, Managing Member of 683 Capital Management, LLC 9/20/2019
**Signature of Reporting Person Date

/s/ Ari Zweiman 9/20/2019
**Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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