Statement of Changes in Beneficial Ownership (4)
January 19 2022 - 12:38PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Christman Dan |
2. Issuer Name and Ticker or Trading Symbol
Marvell Technology, Inc.
[
MRVL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, Storage Business Group |
(Last)
(First)
(Middle)
5488 MARVELL LANE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/15/2022 |
(Street)
SANTA CLARA, CA 95054
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 1/15/2022 | | M | | 1615 | A | $0.00 | 1615 | D | |
Common Stock | 1/15/2022 | | F(1) | | 801 | D | $83.00 | 814 | D | |
Common Stock | 1/15/2022 | | M | | 2460 | A | $0.00 | 3274 | D | |
Common Stock | 1/15/2022 | | F(1) | | 1304 | D | $83.00 | 1970 | D | |
Common Stock | 1/15/2022 | | M | | 2650 | A | $0.00 | 4620 | D | |
Common Stock | 1/15/2022 | | F(1) | | 1314 | D | $83.00 | 3306 | D | |
Common Stock | | | | | | | | 135203 | I (2) | By Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (3) | 1/15/2022 | | M | | | 1615 | (4) | (4) | Common Stock | 1615 | $0.00 | 14530 | D | |
Restricted Stock Units | (3) | 1/15/2022 | | M | | | 2460 | (5) | (5) | Common Stock | 2460 | $0.00 | 2461 | D | |
Restricted Stock Units | (3) | 1/15/2022 | | M | | | 2650 | (6) | (6) | Common Stock | 2650 | $0.00 | 13255 | D | |
Explanation of Responses: |
(1) | Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). |
(2) | Shares are held in the Christman Family Trust, U/A DTD dated 02/02/2011, of which Daniel S. Christman is the trustee. |
(3) | Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. |
(4) | The remaining RSUs will vest on 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. |
(5) | The remaining RSUs fully vest on 04/15/2022. |
(6) | The remaining RSUs will vest on 04/15/2022, 07/15/2022, 10/15/2022, 01/15/2023 and 04/15/2023. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Christman Dan 5488 MARVELL LANE SANTA CLARA, CA 95054 |
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| EVP, Storage Business Group |
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Signatures
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Dan Christman by Blair Walters as Attorney-in-Fact | | 1/19/2022 |
**Signature of Reporting Person | Date |
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