Initial Statement of Beneficial Ownership (3)
January 02 2020 - 2:15PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
DILLARD ALLEN E |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/12/2019
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3. Issuer Name and Ticker or Trading Symbol
LAKELAND INDUSTRIES INC [LAKE]
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(Last)
(First)
(Middle)
202 PRIDE LANE SW |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Financial Officer / |
(Street)
DECATUR, AL 35603
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common stock, par value $0.01 per share (1) | 1394 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock options | (2) | 8/11/2029 | Common stock, par value $0.01 per share | 24900 | $11.17 | D | |
Explanation of Responses: |
(1) | Represents a portion of a grant of restricted shares that are scheduled to vest on January 31, 2022, which portion is based solely on continued employment through the vesting date. These restricted shares are part of a larger grant of restricted shares, the vesting of the remainder of which is subject to achievement of certain performance conditions, as well as continued employment through the vesting date. |
(2) | These stock options vest in three equal annual installments beginning on August 12, 2020, subject to continued employment through the vesting date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DILLARD ALLEN E 202 PRIDE LANE SW DECATUR, AL 35603 |
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| Chief Financial Officer |
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Signatures
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/s/ Allen E. Dillard | | 1/2/2020 |
**Signature of Reporting Person | Date |
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