Current Report Filing (8-k)
August 11 2020 - 12:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of report (Date of earliest event reported)
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August 11, 2020
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Hudson
Technologies, Inc.
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(Exact Name of Registrant as Specified in Charter)
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New York
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(State or Other Jurisdiction of Incorporation)
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1-13412
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13-3641539
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(Commission File Number)
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(IRS Employer Identification No.)
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PO Box
1541, 1 Blue Hill Plaza, Pearl River, New York
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10965
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(Address of Principal Executive Offices)
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(Zip Code)
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(845)
735-6000
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(Registrant's Telephone Number, Including Area Code)
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Not Applicable
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(Former Name or Former Address, if Changed Since Last Report)
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Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbols(s)
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Name of each exchange on which registered
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Common Stock, $0.01 par value
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HDSN
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Nasdaq Capital Market
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Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
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o
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Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check
mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Regaining Compliance with Nasdaq Listing
Rules
On August 11, 2020, Hudson Technologies,
Inc. (the "Company") received a written notification from the Nasdaq Stock Market LLC ("Nasdaq") stating that
the closing bid price of the Company's common stock has been at $1.00 per share or greater for ten consecutive business days. Accordingly,
the Company has regained compliance with Nasdaq Listing Rule 5550(a)(2) (the “Rule”) and Nasdaq considers the matter
now closed.
As previously disclosed, on August 1, 2019,
the Company received a letter from the Listing Qualifications Department of Nasdaq indicating that, based upon the closing bid
price of the Company’s common stock for the prior 30 consecutive business days, the Company no longer met the requirement
to maintain a minimum bid price of at least $1.00 per share, as set forth in the Rule. The Company was provided a period of 180
calendar days, or until January 28, 2020, in which to regain compliance with the minimum bid price requirement. Also, as previously
disclosed, on January 30, 2020, the Company received notice from Nasdaq indicating that, while the Company has not regained compliance
with the minimum bid price requirement, the staff of Nasdaq has determined that the Company was eligible for an additional 180-day
period, or until July 27, 2020, to regain compliance. Such 180-day period was subsequently extended by Nasdaq from an end date
of July 27, 2020 to October 12, 2020.
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Item 9.01
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Financial Statements and Exhibits
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(d) Exhibits
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: August 11, 2020
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HUDSON TECHNOLOGIES, INC.
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By: /s/ Nat Krishnamurti_______
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Name: Nat Krishnamurti
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Title: Chief Financial Officer & Secretary
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