Current Report Filing (8-k)
May 23 2019 - 9:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
__________________________________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
May 22, 2019
HANMI FINANCIAL CORPORATION
(Exact Name of Registrant as Specified in
its Charter)
Delaware
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|
000-30421
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95-4788120
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(State or Other Jurisdiction
of Incorporation)
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(Commission File No.)
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(I.R.S. Employer
Identification No.)
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3660 Wilshire Boulevard, PH-A, Los Angeles, California
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90010
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code:
(213)
382-2200
Not Applicable
(Former Name or Former Address, if Changed
Since Last Report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
[ ] Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
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Trading
Symbol(s)
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Name of each exchange on which
registered
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Common Stock, $0.001 par value
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HAFC
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Nasdaq Global Select Market
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [
]
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
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Item 5.07
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Submission of Matters to a Vote of Security Holders.
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The annual meeting of stockholders of Hanmi Financial Corporation
(the “Company”) was held on May 22, 2019. At the meeting, the stockholders voted on the following items:
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(1)
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Nine board nominees to serve for terms expiring at the 2020 Annual Meeting of Stockholders and until their successors are elected
and qualified. The voting results are as follows:
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Nominee
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For
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Against
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Abstain
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Broker Non-Votes
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|
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John J. Ahn
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25,118,493
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496,013
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2,283
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2,869,052
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Kiho Choi
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25,462,834
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147,922
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6,033
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2,869,052
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Christie K. Chu
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25,433,450
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181,056
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2,283
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2,869,052
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Harry H. Chung
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25,461,177
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153,329
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2,283
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2,869,052
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Scott R. Diehl
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25,464,901
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149,605
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2,283
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2,869,052
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Bonita I. Lee
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25,467,802
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146,494
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2,493
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2,869,052
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David L. Rosenblum
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25,466,657
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147,674
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2,458
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2,869,052
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Thomas J. Williams
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25,466,657
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147,674
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2,458
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2,869,052
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Michael M. Yang
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25,466,581
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147,925
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2,283
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2,869,052
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(2)
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The advisory vote on executive compensation paid to the Company’s Named Executive Officers as described in the proxy
statement for the meeting. The voting results are as follows:
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For
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Against
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Abstain
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Broker Non-Votes
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24,358,509
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1,238,056
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20,224
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2,869,052
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(3)
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The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the
fiscal year ending December 31, 2019. The voting results are as follows:
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For
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Against
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Abstain
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Broker Non-Votes
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27,743,487
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731,601
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10,753
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-
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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HANMI FINANCIAL CORPORATION
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DATE: May 22, 2019
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By:
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/s/ Bonita I. Lee
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Bonita I. Lee
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President and Chief Executive Officer
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