Statement of Changes in Beneficial Ownership (4)
May 05 2021 - 4:58PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Myers Curtis J |
2. Issuer Name and Ticker or Trading Symbol
FULTON FINANCIAL CORP
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FULT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) COO & President |
(Last)
(First)
(Middle)
C/O FULTON FINANCIAL CORPORATION,, P.O. BOX 4887, ONE PENN SQUARE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/1/2021 |
(Street)
LANCASTER, PA 17604
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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$2.50 par value Common Stock | 5/1/2021 | | M | | 21793.8691 | A | $0.00 | 88395.5007 (1) | D | |
$2.50 par value Common Stock | 5/1/2021 | | F | | 9477.8691 | D | $17.05 | 78917.6316 (1) | D | |
$2.50 par value Common Stock | 5/3/2021 | | S | | 15189.00 | D | $17.2695 (2) | 63728.6316 (1) | D | |
$2.50 par value Common Stock | | | | | | | | 50718.6067 | I | By 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Performance Stock Units | (3) | 5/1/2021 | | M | | | 21793.8691 | (4) | (4) | $2.50 par value Common Stock | 21793.8691 | $0.00 | 0.00 | D | |
Explanation of Responses: |
(1) | Includes 14,109.2094 shares held jointly with spouse. |
(2) | Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $17.24 to $17.34, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, or a security holder of the issuer upon request full information regarding the number of shares old at each separate price. |
(3) | Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock. |
(4) | Reflects the earning and vesting of certain performance-based restricted stock units ("PSUs"), including accrued dividend equivalents, as of May 1, 2021. The PSUs were granted on May 1, 2018. The PSUs were earned and vested based upon Fulton Financial Corporation's level of achievement of return on assets, total shareholder return, relative to a defined peer group, and net income goals during the applicable performance periods, as specified at the time of grant. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Myers Curtis J C/O FULTON FINANCIAL CORPORATION, P.O. BOX 4887, ONE PENN SQUARE LANCASTER, PA 17604 | X |
| COO & President |
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Signatures
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Mark A. Crowe, Attorney-in-Fact | | 5/5/2021 |
**Signature of Reporting Person | Date |
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