Statement of Changes in Beneficial Ownership (4)
July 13 2020 - 10:26AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Smith Gerald F JR |
2. Issuer Name and Ticker or Trading Symbol
FIRST NATIONAL CORP /VA/
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FXNC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
112 W KING ST |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/8/2020 |
(Street)
STRASBURG, VA 22657
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, $1.25 par value | 7/8/2020 | | G |
V
| 3450 | D | $0 | 38616 | I | By G F Smith Jr Revocable Trust |
Common Stock, $1.25 par value | 7/8/2020 | | G |
V
| 13800 | D | $0 | 24816 | I | By G F Smith Jr Revocable Trust |
Common Stock, $1.25 par value | 7/8/2020 | | G |
V
| 13800 | D | $0 | 11016 | I | By G F Smith Jr Revocable Trust |
Common Stock, $1.25 par value | | | | | | | | 1000 | D | |
Common Stock, $1.25 par value | | | | | | | | 48493 | I | By Elise D. Smith (Daughter) (1) |
Common Stock, $1.25 par value | | | | | | | | 900 | I | By Kaye Dehaven Smith Irrevocable Trust FBO Elise D. Smith (Daughter) (1)(2) |
Common Stock, $1.25 par value | | | | | | | | 800 | I | By Kaye Dehaven Smith Irrevocable Trust FBO Emily N. Smith (Daughter) (1)(2) |
Common Stock, $1.25 par value | | | | | | | | 640 | I | By Kaye Dehaven Smith Irrevocable Trust FBO Evan A. Smith (Son) (1)(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
(2) | The reporting person serves as co-trustee of this irrevocable trust. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Smith Gerald F JR 112 W KING ST STRASBURG, VA 22657 | X |
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Signatures
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Justin M. Hockman, by Power of Attorney | | 7/13/2020 |
**Signature of Reporting Person | Date |
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