FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Fifth Street Asset Management Inc.

2. Date of Event Requiring Statement (MM/DD/YYYY)
2/18/2016 

3. Issuer Name and Ticker or Trading Symbol

Fifth Street Senior Floating Rate Corp. [FSFR]

(Last)        (First)        (Middle)

777 WEST PUTNAM AVENUE, 3RD FLOOR

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            ___ X ___ 10% Owner
_____ Officer (give title below)          _____ Other (specify below)

(Street)

GREENWICH, CT 06830       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   154728   I   By Partnership   (1)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
( 1)  These shares of common stock, par value $0.01 per share, are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH. Each of FSH and FSAM may be deemed a beneficial owner of such shares, but disclaims beneficial ownership thereof except to the extent of its pecuniary interest.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Fifth Street Asset Management Inc.
777 WEST PUTNAM AVENUE
3RD FLOOR
GREENWICH, CT 06830

X

Fifth Street Holdings L.P.
777 WEST PUTNAM AVENUE
3RD FLOOR
GREENWICH, CT 06830

X


Signatures
FIFTH STREET ASSET MANAGEMENT INC., By: /s/ Leonard M. Tannenbaum 2/25/2016
** Signature of Reporting Person Date

FIFTH STREET HOLDINGS L.P., By: Fifth Street Asset Management Inc., its General Partner, By: /s/ Leonard M. Tannenbaum 2/25/2016
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Fifth Str SR Floating Rate Corp (NASDAQ:FSFR)
Historical Stock Chart
From May 2024 to Jun 2024 Click Here for more Fifth Str SR Floating Rate Corp Charts.
Fifth Str SR Floating Rate Corp (NASDAQ:FSFR)
Historical Stock Chart
From Jun 2023 to Jun 2024 Click Here for more Fifth Str SR Floating Rate Corp Charts.