DHFT Diamond Hill Finl (MM)

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY

Investment Company Act file number: 811-05734

Diamond Hill Financial Trends Fund, Inc.

(Exact name of registrant as specified in charter)

325 John H. McConnell Blvd., Suite 200, Columbus, Ohio 43215

(Address of principal executive offices) (Zip code)

James F. Laird, Jr., 325 John H. McConnell Blvd., Suite 200, Columbus, Ohio 43215

(Name and address of agent for service)

Registrant’s telephone number, including area code: (614) 255-3333

Date of fiscal year end: 12/31

Date of reporting period: 7/1/10 – 6/30/11

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30bl-4 thereunder (17CFR 270.30bl-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §3507.

 

 

DIAMOND HILL FINANCIAL TRENDS FUND, INC.

Matter

For /

Meeting

Proposed

Matter

Vote

Against

Issuer

Ticker

CUSIP

Date

Description of Vote

by

Voted

Cast

Mgmt

FIRST NIAGARA FINANCIAL GROUP, INC.

FNFG

33582V108

20-Dec-2010

THE ISSUANCE OF FIRST NIAGARA FINANCIAL GROUP, INC. COMMON STOCK TO NEWALLIANCE BANCSHARES, INC. STOCKHOLDERS PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 18, 2010, AND AS AMENDED AS OF SEPTEMBER 27, 2010, BY AND AMONG NEWALLIANCE BANCSHARES, INC., FIRST NIAGARA FINANCIAL GROUP, INC. AND FNFG MERGER SUB, INC.

Issuer

Yes

For

For

FIRST NIAGARA FINANCIAL GROUP, INC.

FNFG

33582V108

20-Dec-2010

TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE STOCK ISSUANCE.

Issuer

Yes

For

For

FIRST FINANCIAL HOLDINGS, INC.

FFCH

320239106

27-Jan-2011

DIRECTOR THOMAS J. JOHNSON

Issuer

Yes

For

For

FIRST FINANCIAL HOLDINGS, INC.

FFCH

320239106

27-Jan-2011

DIRECTOR D. KENT SHARPLES

Issuer

Yes

For

For

FIRST FINANCIAL HOLDINGS, INC.

FFCH

320239106

27-Jan-2011

DIRECTOR B. ED SHELLEY, JR.

Issuer

Yes

For

For

FIRST FINANCIAL HOLDINGS, INC.

FFCH

320239106

27-Jan-2011

DIRECTOR HUGH L. WILLCOX, JR.

Issuer

Yes

For

For

FIRST FINANCIAL HOLDINGS, INC.

FFCH

320239106

27-Jan-2011

TO PROVIDE ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Issuer

Yes

For

For

FIRST FINANCIAL HOLDINGS, INC.

FFCH

320239106

27-Jan-2011

TO AMEND OUR CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 24,000,000 SHARES TO 34,000,000 SHARES.

Issuer

Yes

For

For

FIRST FINANCIAL HOLDINGS, INC.

FFCH

320239106

27-Jan-2011

TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.

Issuer

Yes

For

For

MVC CAPITAL, INC.

MVC

553829102

10-Mar-2011

DIRECTOR: EMILIO DOMINIANNI

Issuer

Yes

For

For

MVC CAPITAL, INC.

MVC

553829102

10-Mar-2011

DIRECTOR GERALD HELLERMAN

Issuer

Yes

For

For

MVC CAPITAL, INC.

MVC

553829102

10-Mar-2011

DIRECTOR WARREN HOLTSBERG

Issuer

Yes

For

For

MVC CAPITAL, INC.

MVC

553829102

10-Mar-2011

DIRECTOR ROBERT KNAPP

Issuer

Yes

For

For

MVC CAPITAL, INC.

MVC

553829102

10-Mar-2011

DIRECTOR WILLIAM TAYLOR

Issuer

Yes

For

For

MVC CAPITAL, INC.

MVC

553829102

10-Mar-2011

DIRECTOR MICHAEL TOKARZ

Issuer

Yes

For

For

MVC CAPITAL, INC.

MVC

553829102

10-Mar-2011

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE FUND’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Issuer

Yes

For

For

DISCOVER FINANCIAL SERVICES

DFS

254709108

07-Apr-2011

ELECTION OF DIRECTOR: JEFFREY S. ARONIN

Issuer

Yes

For

For

DISCOVER FINANCIAL SERVICES

DFS

254709108

07-Apr-2011

ELECTION OF DIRECTOR: MARY K. BUSH

Issuer

Yes

For

For

DISCOVER FINANCIAL SERVICES

DFS

254709108

07-Apr-2011

ELECTION OF DIRECTOR: GREGORY C. CASE

Issuer

Yes

For

For

DISCOVER FINANCIAL SERVICES

DFS

254709108

07-Apr-2011

ELECTION OF DIRECTOR: ROBERT M. DEVLIN

Issuer

Yes

For

For

DISCOVER FINANCIAL SERVICES

DFS

254709108

07-Apr-2011

ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN

Issuer

Yes

For

For

DISCOVER FINANCIAL SERVICES

DFS

254709108

07-Apr-2011

ELECTION OF DIRECTOR: RICHARD H. LENNY

Issuer

Yes

For

For

DISCOVER FINANCIAL SERVICES

DFS

254709108

07-Apr-2011

ELECTION OF DIRECTOR: THOMAS G. MAHERAS

Issuer

Yes

For

For

DISCOVER FINANCIAL SERVICES

DFS

254709108

07-Apr-2011

ELECTION OF DIRECTOR: MICHAEL H. MOSKOW

Issuer

Yes

For

For

DISCOVER FINANCIAL SERVICES

DFS

254709108

07-Apr-2011

ELECTION OF DIRECTOR: DAVID W. NELMS

Issuer

Yes

For

For

DISCOVER FINANCIAL SERVICES

DFS

254709108

07-Apr-2011

ELECTION OF DIRECTOR: E. FOLLIN SMITH

Issuer

Yes

For

For

DISCOVER FINANCIAL SERVICES

DFS

254709108

07-Apr-2011

ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH

Issuer

Yes

For

For

DISCOVER FINANCIAL SERVICES

DFS

254709108

07-Apr-2011

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Issuer

Yes

For

For

DISCOVER FINANCIAL SERVICES

DFS

254709108

07-Apr-2011

ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Issuer

Yes

3 Years

For

DISCOVER FINANCIAL SERVICES

DFS

254709108

07-Apr-2011

APPROVAL OF AN AMENDMENT TO THE DISCOVER FINANCIAL SERVICES DIRECTORS’ COMPENSATION PLAN.

Issuer

Yes

For

For

DISCOVER FINANCIAL SERVICES

DFS

254709108

07-Apr-2011

TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

ELECTION OF DIRECTOR: RUTH E. BRUCH

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

ELECTION OF DIRECTOR: GERALD L. HASSELL

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

ELECTION OF DIRECTOR: EDMUND F. KELLY

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

ELECTION OF DIRECTOR: ROBERT P. KELLY

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

ELECTION OF DIRECTOR: RICHARD J. KOGAN

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

ELECTION OF DIRECTOR: JOHN A. LUKE, JR

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

ELECTION OF DIRECTOR: MARK A. NORDENBERG

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

ELECTION OF DIRECTOR: CATHERINE A. REIN

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

ELECTION OF DIRECTOR: SAMUEL C. SCOTT III

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

ELECTION OF DIRECTOR: JOHN P. SURMA

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

ELECTION OF DIRECTOR: WESLEY W. VON SCHACK

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO 2010 EXECUTIVE COMPENSATION.

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Issuer

Yes

3 Years

Against

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

PROPOSAL TO APPROVE AMENDED AND RESTATED LONG- TERM INCENTIVE PLAN.

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

PROPOSAL TO APPROVE AMENDED AND RESTATED EXECUTIVE INCENTIVE COMPENSATION PLAN.

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Issuer

Yes

For

For

THE BANK OF NEW YORK MELLON CORPORATION

BK

064058100

12-Apr-2011

STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING.

Shareholder

Yes

For

Against

U.S. BANCORP

USB

902973304

19-Apr-2011

ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR.

Issuer

Yes

For

For

U.S. BANCORP

USB

902973304

19-Apr-2011

ELECTION OF DIRECTOR: Y. MARC BELTON

Issuer

Yes

For

For

U.S. BANCORP

USB

902973304

19-Apr-2011

ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN

Issuer

Yes

For

For

U.S. BANCORP

USB

902973304

19-Apr-2011

ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR.

Issuer

Yes

For

For

U.S. BANCORP

USB

902973304

19-Apr-2011

ELECTION OF DIRECTOR: RICHARD K. DAVIS

Issuer

Yes

For

For

U.S. BANCORP

USB

902973304

19-Apr-2011

ELECTION OF DIRECTOR: JOEL W. JOHNSON

Issuer

Yes

For

For

U.S. BANCORP

USB

902973304

19-Apr-2011

ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY

Issuer

Yes

For

For

U.S. BANCORP

USB

902973304

19-Apr-2011

ELECTION OF DIRECTOR: JERRY W. LEVIN

Issuer

Yes

For

For

U.S. BANCORP

USB

902973304

19-Apr-2011

ELECTION OF DIRECTOR: DAVID B. O’MALEY

Issuer

Yes

For

For

U.S. BANCORP

USB

902973304

19-Apr-2011

ELECTION OF DIRECTOR: O’DELL M. OWENS, M.D., M.P.H.

Issuer

Yes

For

For

U.S. BANCORP

USB

902973304

19-Apr-2011

ELECTION OF DIRECTOR: RICHARD G. REITEN

Issuer

Yes

For

For

U.S. BANCORP

USB

902973304

19-Apr-2011

ELECTION OF DIRECTOR: CRAIG D. SCHNUCK

Issuer

Yes

For

For

U.S. BANCORP

USB

902973304

19-Apr-2011

ELECTION OF DIRECTOR: PATRICK T. STOKES

Issuer

Yes

For

For

Matter

For /

Meeting

Proposed

Matter

Vote

Against

Issuer

Ticker

CUSIP

Date

Description of Vote

by

Voted

Cast

Mgmt

U.S. BANCORP

USB

902973304

19-Apr-2011

RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2011 FISCAL YEAR.

Issuer

Yes

For

For

U.S. BANCORP

USB

902973304

19-Apr-2011

ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.

Issuer

Yes

For

For

U.S. BANCORP

USB

902973304

19-Apr-2011

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.

Issuer

Yes

3 Years

For

U.S. BANCORP

USB

902973304

19-Apr-2011

SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE ON DIRECTOR COMPENSATION.

Shareholder

Yes

Against

For

CITY NATIONAL CORPORATION

CYN

178566105

20-Apr-2011

DIRECTOR RICHARD L. BLOCH

Issuer

Yes

For

For

CITY NATIONAL CORPORATION

CYN

178566105

20-Apr-2011

DIRECTOR BRAM GOLDSMITH

Issuer

Yes

For

For

CITY NATIONAL CORPORATION

CYN

178566105

20-Apr-2011

DIRECTOR ASHOK ISRANI

Issuer

Yes

For

For

CITY NATIONAL CORPORATION

CYN

178566105

20-Apr-2011

DIRECTOR KENNETH ZIFFREN

Issuer

Yes

For

For

CITY NATIONAL CORPORATION

CYN

178566105

20-Apr-2011

PROPOSAL TO RATIFY KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011.

Issuer

Yes

For

For

CITY NATIONAL CORPORATION

CYN

178566105

20-Apr-2011

AMENDMENT OF THE 2008 OMNIBUS PLAN.

Issuer

Yes

For

For

CITY NATIONAL CORPORATION

CYN

178566105

20-Apr-2011

AMENDMENT OF THE 2010 VARIABLE BONUS PLAN.

Issuer

Yes

For

For

CITY NATIONAL CORPORATION

CYN

178566105

20-Apr-2011

SAY ON PAY — AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Issuer

Yes

For

For

CITY NATIONAL CORPORATION

CYN

178566105

20-Apr-2011

SAY WHEN ON PAY — AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.

Issuer

Yes

3 Years

Against

CITY NATIONAL CORPORATION

CYN

178566105

20-Apr-2011

STOCKHOLDER PROPOSAL — DECLASSIFICATION OF BOARD.

Shareholder

Yes

For

Against

THE FIRST OF LONG ISLAND CORPORATION

FLIC

320734106

20-Apr-2011

DIRECTOR HOWARD THOMAS HOGAN JR.

Issuer

Yes

For

For

THE FIRST OF LONG ISLAND CORPORATION

FLIC

320734106

20-Apr-2011

DIRECTOR JOHN T. LANE

Issuer

Yes

For

For

THE FIRST OF LONG ISLAND CORPORATION

FLIC

320734106

20-Apr-2011

DIRECTOR MILBREY RENNIE TAYLOR

Issuer

Yes

For

For

THE FIRST OF LONG ISLAND CORPORATION

FLIC

320734106

20-Apr-2011

DIRECTOR WALTER C. TEAGLE III

Issuer

Yes

For

For

THE FIRST OF LONG ISLAND CORPORATION

FLIC

320734106

20-Apr-2011

DIRECTOR MICHAEL N. VITTORIO

Issuer

Yes

For

For

THE FIRST OF LONG ISLAND CORPORATION

FLIC

320734106

20-Apr-2011

NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.

Issuer

Yes

For

For

THE FIRST OF LONG ISLAND CORPORATION

FLIC

320734106

20-Apr-2011

NON-BINDING, ADVISORY VOTE REGARDING THE FREQUENCY OF THE VOTING ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.

Issuer

Yes

3 Years

Against

THE FIRST OF LONG ISLAND CORPORATION

FLIC

320734106

20-Apr-2011

TO RATIFY THE REAPPOINTMENT OF CROWE HORWATH LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

DIRECTOR DON M. CASTO III

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

DIRECTOR ANN B. CRANE

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

DIRECTOR STEVEN G. ELLIOTT

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

DIRECTOR MICHAEL J. ENDRES

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

DIRECTOR JOHN B. GERLACH, JR.

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

DIRECTOR D. JAMES HILLIKER

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

DIRECTOR DAVID P. LAUER

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

DIRECTOR JONATHAN A. LEVY

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

DIRECTOR GERARD P. MASTROIANNI

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

DIRECTOR RICHARD W. NEU

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

DIRECTOR DAVID L. PORTEOUS

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

DIRECTOR KATHLEEN H. RANSIER

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

DIRECTOR WILLIAM R. ROBERTSON

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

DIRECTOR STEPHEN D. STEINOUR

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

APPROVAL OF THE MANAGEMENT INCENTIVE PLAN FOR COVERED OFFICERS.

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

APPROVAL OF THE SUPPLEMENTAL STOCK PURCHASE AND TAX SAVINGS PLAN AND TRUST.

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

A RESOLUTION TO APPROVE, ON AN ADVISORY, NON- BINDING BASIS, THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.

Issuer

Yes

For

For

HUNTINGTON BANCSHARES INCORPORATED

HBAN

446150104

21-Apr-2011

AN ADVISORY, NON-BINDING RECOMMENDATION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.

Issuer

Yes

3 Years

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

DIRECTOR JOHN A. ALLISON IV

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

DIRECTOR JENNIFER S. BANNER

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

DIRECTOR K. DAVID BOYER, JR.

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

DIRECTOR ANNA R. CABLIK

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

DIRECTOR RONALD E. DEAL

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

DIRECTOR J.L. GLOVER, JR.

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

DIRECTOR JANE P. HELM

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

DIRECTOR JOHN P. HOWE III, M.D.

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

DIRECTOR KELLY S. KING

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

DIRECTOR VALERIA LYNCH LEE

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

DIRECTOR J. HOLMES MORRISON

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

DIRECTOR NIDO R. QUBEIN

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

DIRECTOR THOMAS E. SKAINS

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

DIRECTOR THOMAS N. THOMPSON

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

DIRECTOR STEPHEN T. WILLIAMS

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

TO RE-APPROVE THE CORPORATION’S SHORT-TERM INCENTIVE PLAN FOR FEDERAL TAX PURPOSES.

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

TO RATIFY THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS BB&T’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

TO PROVIDE AN ADVISORY VOTE REGARDING BB&T’S OVERALL PAY-FOR-PERFORMANCE EXECUTIVE COMPENSATION PROGRAM COMMONLY REFERRED TO AS A “SAY ON PAY” VOTE.

Issuer

Yes

For

For

BB&T CORPORATION

BBT

054937107

26-Apr-2011

TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF “SAY ON PAY” VOTES.

Issuer

Yes

3 Years

Against

BB&T CORPORATION

BBT

054937107

26-Apr-2011

TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING REPORTS WITH RESPECT TO BB&T’S POLITICAL CONTRIBUTIONS AND RELATED POLICIES AND PROCEDURES.

Shareholder

Yes

For

Against

BB&T CORPORATION

BBT

054937107

26-Apr-2011

TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS.

Shareholder

Yes

For

Against

FIRST NIAGARA FINANCIAL GROUP, INC.

FNFG

33582V108

26-Apr-2011

DIRECTOR THOMAS E. BAKER

Issuer

Yes

For

For

FIRST NIAGARA FINANCIAL GROUP, INC.

FNFG

33582V108

26-Apr-2011

DIRECTOR G. THOMAS BOWERS

Issuer

Yes

For

For

FIRST NIAGARA FINANCIAL GROUP, INC.

FNFG

33582V108

26-Apr-2011

DIRECTOR WILLIAM H. (TONY) JONES

Issuer

Yes

For

For

FIRST NIAGARA FINANCIAL GROUP, INC.

FNFG

33582V108

26-Apr-2011

DIRECTOR PETER B. ROBINSON

Issuer

Yes

For

For

Matter

For /

Meeting

Proposed

Matter

Vote

Against

Issuer

Ticker

CUSIP

Date

Description of Vote

by

Voted

Cast

Mgmt

FIRST NIAGARA FINANCIAL GROUP, INC.

FNFG

33582V108

26-Apr-2011

THE AMENDMENT OF OUR CERTIFICATE OF INCORPORATION TO IMPLEMENT THE PHASED IN DECLASSIFYING OF OUR BOARD OF DIRECTORS

Issuer

Yes

For

For

FIRST NIAGARA FINANCIAL GROUP, INC.

FNFG

33582V108

26-Apr-2011

THE AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO ELIMINATE THE “FAIR PRICE” PROVISION BY DELETING THE CURRENT TEXT OF ARTICLE EIGHTH

Issuer

Yes

For

For

FIRST NIAGARA FINANCIAL GROUP, INC.

FNFG

33582V108

26-Apr-2011

AN ADVISORY (NON-BINDING) VOTE TO APPROVE OUR EXECUTIVE COMPENSATION PROGRAMS AND POLICIES AS DESCRIBED IN THIS PROXY STATEMENT

Issuer

Yes

For

For

FIRST NIAGARA FINANCIAL GROUP, INC.

FNFG

33582V108

26-Apr-2011

AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION

Issuer

Yes

3 Years

For

FIRST NIAGARA FINANCIAL GROUP, INC.

FNFG

33582V108

26-Apr-2011

THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011

Issuer

Yes

For

For

NATIONAL PENN BANCSHARES, INC.

NPBC

637138108

26-Apr-2011

DIRECTOR THOMAS A. BEAVER

Issuer

Yes

For

For

NATIONAL PENN BANCSHARES, INC.

NPBC

637138108

26-Apr-2011

DIRECTOR JEFFREY P. FEATHER

Issuer

Yes

For

For

NATIONAL PENN BANCSHARES, INC.

NPBC

637138108

26-Apr-2011

DIRECTOR PATRICA L. LANGIOTTI

Issuer

Yes

For

For

NATIONAL PENN BANCSHARES, INC.

NPBC

637138108

26-Apr-2011

DIRECTOR NATALYE PAQUIN

Issuer

Yes

For

For

NATIONAL PENN BANCSHARES, INC.

NPBC

637138108

26-Apr-2011

RATIFICATION OF NATIONAL PENN’S INDEPENDENT AUDITORS FOR 2011.

Issuer

Yes

For

For

NATIONAL PENN BANCSHARES, INC.

NPBC

637138108

26-Apr-2011

AN ADVISORY (NON-BINDING) PROPOSAL TO APPROVE THE COMPENSATION OF NATIONAL PENN’S EXECUTIVES.

Issuer

Yes

For

For

NATIONAL PENN BANCSHARES, INC.

NPBC

637138108

26-Apr-2011

AN ADVISORY (NON-BINDING) PROPOSAL RELATING TO THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION.

Issuer

Yes

3 Years

Against

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

ELECTION OF DIRECTOR: ROBERT M. BEALL, II

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

ELECTION OF DIRECTOR: ALSTON D. CORRELL

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

ELECTION OF DIRECTOR: JEFFREY C. CROWE

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

ELECTION OF DIRECTOR: BLAKE P. GARRETT, JR.

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

ELECTION OF DIRECTOR: DAVID H. HUGHES

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

ELECTION OF DIRECTOR: M. DOUGLAS IVESTER

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

ELECTION OF DIRECTOR: J. HICKS LANIER

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

ELECTION OF DIRECTOR: KYLE PRECHTL LEGG

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

ELECTION OF DIRECTOR: WILLIAM A. LINNENBRINGER

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

ELECTION OF DIRECTOR: G. GILMER MINOR, III

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

ELECTION OF DIRECTOR: FRANK S. ROYAL, M.D.

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

ELECTION OF DIRECTOR: THOMAS R. WATJEN

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

ELECTION OF DIRECTOR: JAMES M. WELLS III

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR.

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

PROPOSAL TO APPROVE AN INCREASE IN THE NUMBER OF SHARES IN THE SUNTRUST BANKS, INC. 2009 STOCK PLAN.

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2011.

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

TO APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: “RESOLVED, THAT THE HOLDERS OF COMMON STOCK OF SUNTRUST BANKS, INC. APPROVE THE COMPENSATION OF THE COMPANY’S EXECUTIVES AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, THE SUMMARY COMPENSATION TABLE, AND IN THE OTHER EXECUTIVE COMPENSATION TABLES AND RELATED DISCUSSION.”

Issuer

Yes

For

For

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

TO RECOMMEND THAT A NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF SUNTRUST’S NAMED EXECUTIVE OFFICERS BE PUT TO SHAREHOLDERS FOR THEIR CONSIDERATION EVERY: ONE; TWO; OR THREE YEARS.

Issuer

Yes

3 Years

Against

SUNTRUST BANKS, INC.

STI

867914103

26-Apr-2011

SHAREHOLDER PROPOSAL REGARDING PREPARATION AND DISCLOSURE OF SUSTAINABILITY REPORT.

Shareholder

Yes

Against

For

THE CHUBB CORPORATION

CB

171232101

26-Apr-2011

ELECTION OF DIRECTOR: ZOE BAIRD

Issuer

Yes

For

For

THE CHUBB CORPORATION

CB

171232101

26-Apr-2011

ELECTION OF DIRECTOR: SHEILA P. BURKE

Issuer

Yes

For

For

THE CHUBB CORPORATION

CB

171232101

26-Apr-2011

ELECTION OF DIRECTOR: JAMES I. CASH, JR.

Issuer

Yes

For

For

THE CHUBB CORPORATION

CB

171232101

26-Apr-2011

ELECTION OF DIRECTOR: JOHN D. FINNEGAN

Issuer

Yes

For

For

THE CHUBB CORPORATION

CB

171232101

26-Apr-2011

ELECTION OF DIRECTOR: LAWRENCE W. KELLNER

Issuer

Yes

For

For

THE CHUBB CORPORATION

CB

171232101

26-Apr-2011

ELECTION OF DIRECTOR: MARTIN G. MCGUINN

Issuer

Yes

For

For

THE CHUBB CORPORATION

CB

171232101

26-Apr-2011

ELECTION OF DIRECTOR: LAWRENCE M. SMALL

Issuer

Yes

For

For

THE CHUBB CORPORATION

CB

171232101

26-Apr-2011

ELECTION OF DIRECTOR: JESS SODERBERG

Issuer

Yes

For

For

THE CHUBB CORPORATION

CB

171232101

26-Apr-2011

ELECTION OF DIRECTOR: DANIEL E. SOMERS

Issuer

Yes

For

For

THE CHUBB CORPORATION

CB

171232101

26-Apr-2011

ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN

Issuer

Yes

For

For

THE CHUBB CORPORATION

CB

171232101

26-Apr-2011

ELECTION OF DIRECTOR: ALFRED W. ZOLLAR

Issuer

Yes

For

For

THE CHUBB CORPORATION

CB

171232101

26-Apr-2011

TO VOTE ON THE ADOPTION OF THE CHUBB CORPORATION ANNUAL INCENTIVE COMPENSATION PLAN (2011).

Issuer

Yes

For

For

THE CHUBB CORPORATION

CB

171232101

26-Apr-2011

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR.

Issuer

Yes

For

For

THE CHUBB CORPORATION

CB

171232101

26-Apr-2011

TO HOLD AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K IN THE ENCLOSED ANNUAL MEETING MATERIALS.

Issuer

Yes

For

For

THE CHUBB CORPORATION

CB

171232101

26-Apr-2011

TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION.

Issuer

Yes

3 Years

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

ELECTION OF DIRECTOR: RICHARD O. BERNDT

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

ELECTION OF DIRECTOR: CHARLES E. BUNCH

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

ELECTION OF DIRECTOR: PAUL W. CHELLGREN

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

ELECTION OF DIRECTOR: KAY COLES JAMES

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

ELECTION OF DIRECTOR: RICHARD B. KELSON

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

ELECTION OF DIRECTOR: BRUCE C. LINDSAY

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

ELECTION OF DIRECTOR: ANTHONY A. MASSARO

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

ELECTION OF DIRECTOR: JANE G. PEPPER

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

ELECTION OF DIRECTOR: JAMES E. ROHR

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

ELECTION OF DIRECTOR: DONALD J. SHEPARD

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

ELECTION OF DIRECTOR: LORENE K. STEFFES

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

ELECTION OF DIRECTOR: DENNIS F. STRIGL

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

ELECTION OF DIRECTOR: THOMAS J. USHER

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

ELECTION OF DIRECTOR: GEORGE H. WALLS, JR.

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

ELECTION OF DIRECTOR: HELGE H. WEHMEIER

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

APPROVAL OF 2006 INCENTIVE AWARD PLAN TERMS.

Issuer

Yes

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Issuer

Yes

For

For

Matter

For /

Meeting

Proposed

Matter

Vote

Against

Issuer

Ticker

CUSIP

Date

Description of Vote

by

Voted

Cast

Mgmt

THE PNC FINANCIAL SERVICES GROUP, INC.

PNC

693475105

26-Apr-2011

RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.

Issuer

Yes

3 Years

Against

POPULAR, INC.

BPOP

733174106

28-Apr-2011

ELECTION OF DIRECTOR: MARIA LUISA FERRE

Issuer

Yes

For

For

POPULAR, INC.

BPOP

733174106

28-Apr-2011

ELECTION OF DIRECTOR: C. KIM GOODWIN

Issuer

Yes

For

For

POPULAR, INC.

BPOP

733174106

28-Apr-2011

ELECTION OF DIRECTOR: WILLIAM J. TEUBER

Issuer

Yes

For

For

POPULAR, INC.

BPOP

733174106

28-Apr-2011

ADVISORY VOTE REGARDING THE CORPORATION’S EXECUTIVE COMPENSATION PROGRAM.

Issuer

Yes

For

For

POPULAR, INC.

BPOP

733174106

28-Apr-2011

TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR 2011.

Issuer

Yes

For

For

ALLEGHANY CORPORATION

Y

017175100

29-Apr-2011

ELECTION OF DIRECTOR: REX D. ADAMS

Issuer

Yes

For

For

ALLEGHANY CORPORATION

Y

017175100

29-Apr-2011

ELECTION OF DIRECTOR: WESTON M. HICKS

Issuer

Yes

For

For

ALLEGHANY CORPORATION

Y

017175100

29-Apr-2011

ELECTION OF DIRECTOR: JEFFERSON W. KIRBY

Issuer

Yes

For

For

ALLEGHANY CORPORATION

Y

017175100

29-Apr-2011

RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011.

Issuer

Yes

For

For

ALLEGHANY CORPORATION

Y

017175100

29-Apr-2011

ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF ALLEGHANY CORPORATION.

Issuer

Yes

For

For

ALLEGHANY CORPORATION

Y

017175100

29-Apr-2011

ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION.

Issuer

Yes

3 Years

Against

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

DIRECTOR D.F. AKERSON

Issuer

Yes

For

For

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

DIRECTOR C. BARSHEFSKY

Issuer

Yes

For

For

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

DIRECTOR U.M. BURNS

Issuer

Yes

For

For

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

DIRECTOR K.I. CHENAULT

Issuer

Yes

For

For

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

DIRECTOR P. CHERNIN

Issuer

Yes

For

For

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

DIRECTOR T.J. LEONSIS

Issuer

Yes

For

For

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

DIRECTOR J. LESCHLY

Issuer

Yes

For

For

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

DIRECTOR R.C. LEVIN

Issuer

Yes

For

For

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

DIRECTOR R.A. MCGINN

Issuer

Yes

For

For

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

DIRECTOR E.D. MILLER

Issuer

Yes

For

For

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

DIRECTOR S.S REINEMUND

Issuer

Yes

For

For

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

DIRECTOR R.D. WALTER

Issuer

Yes

For

For

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

DIRECTOR R.A. WILLIAMS

Issuer

Yes

For

For

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.

Issuer

Yes

For

For

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Issuer

Yes

For

For

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

ADVISORY VOTE ON FREQUENCY OF ADVISORY EXECUTIVE COMPENSATION VOTE.

Issuer

Yes

3 Years

Against

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR DIRECTORS.

Shareholder

Yes

For

Against

AMERICAN EXPRESS COMPANY

AXP

025816109

02-May-2011

SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF SPECIAL SHAREHOLDER MEETINGS.

Shareholder

Yes

Against

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

ELECTION OF DIRECTOR: JOHN D. BAKER II

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

ELECTION OF DIRECTOR: JOHN S. CHEN

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

ELECTION OF DIRECTOR: LLOYD H. DEAN

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

ELECTION OF DIRECTOR: SUSAN E. ENGEL

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

ELECTION OF DIRECTOR: DONALD M. JAMES

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

ELECTION OF DIRECTOR: MACKEY J. MCDONALD

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

ELECTION OF DIRECTOR: NICHOLAS G. MOORE

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

ELECTION OF DIRECTOR: PHILIP J. QUIGLEY

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

ELECTION OF DIRECTOR: JUDITH M. RUNSTAD

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

ELECTION OF DIRECTOR: STEPHEN W. SANGER

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

ELECTION OF DIRECTOR: JOHN G. STUMPF

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

ELECTION OF DIRECTOR: SUSAN G. SWENSON

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO APPROVE THE NAMED EXECUTIVES’ COMPENSATION.

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES REGARDING NAMED EXECUTIVES’ COMPENSATION.

Issuer

Yes

3 Years

Against

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2011.

Issuer

Yes

For

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT TO THE COMPANY’S BY-LAWS TO ALLOW HOLDERS OF 10% OF THE COMPANY’S COMMON STOCK TO CALL SPECIAL MEETINGS OF STOCKHOLDERS.

Shareholder

Yes

Against

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE VOTING IN CONTESTED DIRECTOR ELECTIONS.

Shareholder

Yes

For

Against

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.

Shareholder

Yes

For

Against

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON DIRECTOR COMPENSATION.

Shareholder

Yes

Against

For

WELLS FARGO & COMPANY

WFC

949746101

03-May-2011

STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS.

Shareholder

Yes

Against

For

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

DIRECTOR FRANCISCO L. BORGES

Issuer

Yes

For

For

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

DIRECTOR PATRICK W. KENNY

Issuer

Yes

For

For

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

DIRECTOR ROBIN MONRO-DAVIES

Issuer

Yes

For

For

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

DIRECTOR MICHAEL T. O’KANE

Issuer

Yes

For

For

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

DIRECTOR HOWARD ALBERT*

Issuer

Yes

For

For

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

DIRECTOR ROBERT A. BAILENSON*

Issuer

Yes

For

For

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

DIRECTOR RUSSELL B. BREWER II*

Issuer

Yes

For

For

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

DIRECTOR GARY BURNET*

Issuer

Yes

For

For

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

DIRECTOR DOMINIC J. FREDERICO*

Issuer

Yes

For

For

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

DIRECTOR JAMES M. MICHENER*

Issuer

Yes

For

For

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

DIRECTOR ROBERT B. MILLS*

Issuer

Yes

For

For

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

DIRECTOR KEVIN PEARSON*

Issuer

Yes

For

For

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

TO APPROVE AN AMENDMENT TO THE COMPANY’S BYE- LAWS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.

Issuer

Yes

For

For

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, EXECUTIVE COMPENSATION.

Issuer

Yes

For

For

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

FOR FREQUENCY OF FUTURE NON-BINDING VOTES ON EXECUTIVE COMPENSATION.

Issuer

Yes

3 Years

Against

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

RATIFICATION OF PRICEWATERHOUSECOOPERS LLP (“PWC”) AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.

Issuer

Yes

For

For

Matter

For /

Meeting

Proposed

Matter

Vote

Against

Issuer

Ticker

CUSIP

Date

Description of Vote

by

Voted

Cast

Mgmt

ASSURED GUARANTY LTD.

AGO

G0585R106

04-May-2011

AUTHORIZING THE COMPANY TO VOTE FOR THE APPOINTMENT OF PWC AS AG RE’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.

Issuer

Yes

For

For

STERLING BANCORP

STL

859158107

05-May-2011

DIRECTOR ROBERT ABRAMS

Issuer

Yes

For

For

STERLING BANCORP

STL

859158107

05-May-2011

DIRECTOR JOSEPH M. ADAMKO

Issuer

Yes

For

For

STERLING BANCORP

STL

859158107

05-May-2011

DIRECTOR LOUIS J. CAPPELLI

Issuer

Yes

For

For

STERLING BANCORP

STL

859158107

05-May-2011

DIRECTOR FERNANDO FERRER

Issuer

Yes

For

For

STERLING BANCORP

STL

859158107

05-May-2011

DIRECTOR ALLAN F. HERSHFIELD

Issuer

Yes

For

For

STERLING BANCORP

STL

859158107

05-May-2011

DIRECTOR HENRY J. HUMPHREYS

Issuer

Yes

For

For

STERLING BANCORP

STL

859158107

05-May-2011

DIRECTOR ROBERT W. LAZAR

Issuer

Yes

For

For

STERLING BANCORP

STL

859158107

05-May-2011

DIRECTOR CAROLYN JOY LEE

Issuer

Yes

For

For

STERLING BANCORP

STL

859158107

05-May-2011

DIRECTOR JOHN C. MILLMAN

Issuer

Yes

For

For

STERLING BANCORP

STL

859158107

05-May-2011

DIRECTOR EUGENE ROSSIDES

Issuer

Yes

For

For

STERLING BANCORP

STL

859158107

05-May-2011

PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF CROWE HORWATH LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011.

Issuer

Yes

For

For

STERLING BANCORP

STL

859158107

05-May-2011

ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.

Issuer

Yes

For

For

STERLING BANCORP

STL

859158107

05-May-2011

PROPOSAL TO REAPPROVE THE STERLING BANCORP KEY EXECUTIVE INCENTIVE BONUS PLAN, WHICH WAS ORIGINALLY APPROVED BY THE COMPANY’S SHAREHOLDERS IN 2001 AND REAPPROVED IN 2006, THE MATERIAL TERMS OF WHICH ARE DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.

Issuer

Yes

For

For

STERLING BANCORP

STL

859158107

05-May-2011

PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF STERLING BANCORP TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES OF STERLING BANCORP FROM 50,000,000 TO 100,000,000 SHARES.

Issuer

Yes

Against

Against

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR KEWSONG LEE

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR BRIAN S. POSNER

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR JOHN D. VOLLARO

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR ROBERT F. WORKS

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR WILLIAM E. BEVERIDGE

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR DENNIS R. BRAND

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR KNUD CHRISTENSEN

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR GRAHAM B.R. COLLIS

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR WILLIAM J. COONEY

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR STEPHEN FOGARTY

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR E. FULLERTON-ROME

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR RUTGER H.W. FUNNEKOTTER

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR MARC GRANDISSON

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR MICHAEL A. GREENE

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR JOHN C.R. HELE

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR DAVID W. HIPKIN

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR W. PRESTON HUTCHINGS

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR CONSTANTINE IORDANOU

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR WOLBERT H. KAMPHUIJS

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR MICHAEL H. KIER

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR MARK D. LYONS

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR ADAM MATTESON

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR DAVID MCELROY

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR MARTIN J. NILSEN

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR NICOLAS PAPADOPOULO

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR MICHAEL QUINN

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR MAAMOUN RAJEH

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR PAUL S. ROBOTHAM

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR SOREN SCHEUER

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR BUDHI SINGH

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR HELMUT SOHLER

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR JULIAN STROUD

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR ANGUS WATSON

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

DIRECTOR JAMES R. WEATHERSTONE

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

TO APPROVE AN AMENDMENT TO THE MEMORANDUM OF ASSOCIATION TO EFFECT A THREE-FOR-ONE COMMON SHARE SPLIT.

Issuer

Yes

Abstain

Against

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY-ON- PAY).

Issuer

Yes

For

For

ARCH CAPITAL GROUP LTD.

ACGL

G0450A105

06-May-2011

ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY VOTE.

Issuer

Yes

3 Years

Against

XL GROUP PLC

XL

G98290102

06-May-2011

ELECTION OF DIRECTOR: HERBERT N. HAAG

Issuer

Yes

For

For

XL GROUP PLC

XL

G98290102

06-May-2011

ELECTION OF DIRECTOR: MICHAEL S. MCGAVICK

Issuer

Yes

For

For

XL GROUP PLC

XL

G98290102

06-May-2011

ELECTION OF DIRECTOR: ELLEN E. THROWER

Issuer

Yes

For

For

XL GROUP PLC

XL

G98290102

06-May-2011

ELECTION OF DIRECTOR: JOHN M. VEREKER

Issuer

Yes

For

For

XL GROUP PLC

XL

G98290102

06-May-2011

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, NEW YORK, NEW YORK TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011.

Issuer

Yes

For

For

XL GROUP PLC

XL

G98290102

06-May-2011

TO PROVIDE A NON-BINDING, ADVISORY VOTE APPROVING THE COMPANY’S EXECUTIVE COMPENSATION.

Issuer

Yes

For

For

XL GROUP PLC

XL

G98290102

06-May-2011

TO PROVIDE A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES.

Issuer

Yes

3 Years

Against

XL GROUP PLC

XL

G98290102

06-May-2011

TO APPROVE THE INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE COMPANY’S 1991 PERFORMANCE INCENTIVE PROGRAM.

Issuer

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR.

Issuer

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

ELECTION OF DIRECTOR: GORDON M. BETHUNE

Issuer

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

ELECTION OF DIRECTOR: GASTON CAPERTON

Issuer

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

ELECTION OF DIRECTOR: GILBERT F. CASELLAS

Issuer

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

ELECTION OF DIRECTOR: JAMES G. CULLEN

Issuer

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

ELECTION OF DIRECTOR: WILLIAM H. GRAY III

Issuer

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

ELECTION OF DIRECTOR: MARK B. GRIER

Issuer

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

ELECTION OF DIRECTOR: CONSTANCE J. HORNER

Issuer

Yes

For

For

Matter

For /

Meeting

Proposed

Matter

Vote

Against

Issuer

Ticker

CUSIP

Date

Description of Vote

by

Voted

Cast

Mgmt

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN

Issuer

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

ELECTION OF DIRECTOR: KARL J. KRAPEK

Issuer

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

ELECTION OF DIRECTOR: CHRISTINE A. POON

Issuer

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

ELECTION OF DIRECTOR: JOHN R. STRANGFELD

Issuer

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

ELECTION OF DIRECTOR: JAMES A. UNRUH

Issuer

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.

Issuer

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Issuer

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

ADVISORY VOTE ON FREQUENCY.

Issuer

Yes

3 Years

Against

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

SHAREHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTING.

Shareholder

Yes

For

For

PRUDENTIAL FINANCIAL, INC.

PRU

744320102

10-May-2011

SHAREHOLDER PROPOSAL REGARDING LOBBYING CONTRIBUTIONS & EXPENDITURES.

Shareholder

Yes

Against

For

WINTHROP REALTY TRUST

FUR

976391300

10-May-2011

DIRECTOR MICHAEL L. ASHNER

Issuer

Yes

For

For

WINTHROP REALTY TRUST

FUR

976391300

10-May-2011

DIRECTOR ARTHUR BLASBERG, JR.

Issuer

Yes

For

For

WINTHROP REALTY TRUST

FUR

976391300

10-May-2011

DIRECTOR HOWARD GOLDBERG

Issuer

Yes

For

For

WINTHROP REALTY TRUST

FUR

976391300

10-May-2011

DIRECTOR THOMAS F. MCWILLIAMS

Issuer

Yes

For

For

WINTHROP REALTY TRUST

FUR

976391300

10-May-2011

DIRECTOR LEE SEIDLER

Issuer

Yes

For

For

WINTHROP REALTY TRUST

FUR

976391300

10-May-2011

DIRECTOR CAROLYN TIFFANY

Issuer

Yes

For

For

WINTHROP REALTY TRUST

FUR

976391300

10-May-2011

DIRECTOR STEVEN ZALKIND

Issuer

Yes

For

For

WINTHROP REALTY TRUST

FUR

976391300

10-May-2011

PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.

Issuer

Yes

For

For

WINTHROP REALTY TRUST

FUR

976391300

10-May-2011

SAY ON PAY — AN ADVISORY VOTE ON THE NARRATIVE UNDER “COMPENSATION DISCUSSION AND ANALYSIS” IN THE PROXY STATEMENT.

Issuer

Yes

For

For

WINTHROP REALTY TRUST

FUR

976391300

10-May-2011

SAY WHEN ON PAY — AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON THE NARRATIVE UNDER “COMPENSATION DISCUSSION AND ANALYSIS” IN THE PROXY STATEMENT.

Issuer

Yes

3 Years

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

ELECTION OF DIRECTOR: MUKESH D. AMBANI

Issuer

Yes

For

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

ELECTION OF DIRECTOR: SUSAN S. BIES

Issuer

Yes

For

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.

Issuer

Yes

For

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

ELECTION OF DIRECTOR: VIRGIS W. COLBERT

Issuer

Yes

For

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

ELECTION OF DIRECTOR: CHARLES K. GIFFORD

Issuer

Yes

For

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR.

Issuer

Yes

For

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

ELECTION OF DIRECTOR: D. PAUL JONES, JR.

Issuer

Yes

For

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

ELECTION OF DIRECTOR: MONICA C. LOZANO

Issuer

Yes

For

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

ELECTION OF DIRECTOR: THOMAS J. MAY

Issuer

Yes

For

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN

Issuer

Yes

For

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

ELECTION OF DIRECTOR: DONALD E. POWELL

Issuer

Yes

For

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI

Issuer

Yes

For

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

ELECTION OF DIRECTOR: ROBERT W. SCULLY

Issuer

Yes

For

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

AN ADVISORY (NON-BINDING) “SAY ON PAY” VOTE TO APPROVE EXECUTIVE COMPENSATION.

Issuer

Yes

For

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE ADVISORY “SAY ON PAY” VOTES.

Issuer

Yes

3 Years

Against

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011.

Issuer

Yes

For

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

STOCKHOLDER PROPOSAL — DISCLOSURE OF GOVERNMENT EMPLOYMENT.

Shareholder

Yes

Against

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

STOCKHOLDER PROPOSAL — STOCKHOLDER ACTION BY WRITTEN CONSENT.

Shareholder

Yes

Against

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

STOCKHOLDER PROPOSAL — MORTGAGE SERVICING OPERATIONS.

Shareholder

Yes

Against

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

STOCKHOLDER PROPOSAL — GRASSROOTS LOBBYING.

Shareholder

Yes

Against

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

STOCKHOLDER PROPOSAL — OTC DERIVATIVES TRADING.

Shareholder

Yes

Against

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

STOCKHOLDER PROPOSAL — CUMULATIVE VOTING IN CONTESTED ELECTIONS.

Shareholder

Yes

For

Against

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

STOCKHOLDER PROPOSAL — RECOUPMENT OF INCENTIVE COMPENSATION.

Shareholder

Yes

Against

For

BANK OF AMERICA CORPORATION

BAC

060505104

11-May-2011

STOCKHOLDER PROPOSAL — PROHIBITION OF CERTAIN RELOCATION BENEFITS.

Shareholder

Yes

For

Against

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: MICHAEL S. ALBERT

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: J. DAVID BRANCH

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: C. ARNOLD BRITT

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: ROBERT C. CLARK

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: ALEX A. DIFFEY, JR.

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: BARRY Z. DODSON

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: JOSEPH H. KINNARNEY

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: ROBERT F. LOWE

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: ROBERT V. PERKINS

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: PRESSLEY A. RIDGILL

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: MARY E. RITTLING

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: E. REID TEAGUE

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: JOHN F. WATTS

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: G. ALFRED WEBSTER

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: KENAN C. WRIGHT

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

ELECTION OF DIRECTOR: JULIUS S. YOUNG, JR.

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

PROPOSAL TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.

Issuer

Yes

For

For

NEWBRIDGE BANCORP

NBBC

65080T102

11-May-2011

TO CONSIDER AND APPROVE AN ADVISORY (NON-BINDING) PROPOSAL ON EXECUTIVE COMPENSATION (AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT).

Issuer

Yes

For

For

ASSURANT, INC.

AIZ

04621X108

12-May-2011

ELECTION OF DIRECTOR: ELAINE D. ROSEN

Issuer

Yes

For

For

ASSURANT, INC.

AIZ

04621X108

12-May-2011

ELECTION OF DIRECTOR: HOWARD L. CARVER

Issuer

Yes

For

For

ASSURANT, INC.

AIZ

04621X108

12-May-2011

ELECTION OF DIRECTOR: JUAN N. CENTO

Issuer

Yes

For

For

ASSURANT, INC.

AIZ

04621X108

12-May-2011

ELECTION OF DIRECTOR: LAWRENCE V. JACKSON

Issuer

Yes

For

For

ASSURANT, INC.

AIZ

04621X108

12-May-2011

ELECTION OF DIRECTOR: DAVID B. KELSO

Issuer

Yes

For

For

ASSURANT, INC.

AIZ

04621X108

12-May-2011

ELECTION OF DIRECTOR: CHARLES J. KOCH

Issuer

Yes

For

For

ASSURANT, INC.

AIZ

04621X108

12-May-2011

ELECTION OF DIRECTOR: H. CARROLL MACKIN

Issuer

Yes

For

For

ASSURANT, INC.

AIZ

04621X108

12-May-2011

ELECTION OF DIRECTOR: ROBERT B. POLLOCK

Issuer

Yes

For

For

ASSURANT, INC.

AIZ

04621X108

12-May-2011

ELECTION OF DIRECTOR: JOHN A.C. SWAINSON

Issuer

Yes

For

For

ASSURANT, INC.

AIZ

04621X108

12-May-2011

APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Issuer

Yes

For

For

ASSURANT, INC.

AIZ

04621X108

12-May-2011

TO APPROVE, BY NON-BINDING VOTE, THE 2010 COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.

Issuer

Yes

For

For