Table of Contents

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number: 811-05734
Diamond Hill Financial Trends Fund, Inc.
(Exact name of registrant as specified in charter)
325 John H. McConnell Blvd., Suite 200, Columbus, Ohio 43215
(Address of principal executive offices) (Zip code)
James F. Laird, Jr., 325 John H. McConnell Blvd., Suite 200, Columbus, Ohio 43215
(Name and address of agent for service)
Registrant’s telephone number, including area code: (614) 255-3333
Date of fiscal year end: 12/31
Date of reporting period: 7/1/09 – 6/30/10
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30bl-4 thereunder (17CFR 270.30bl-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §3507.
 
 

 

TABLE OF CONTENTS

Item 1. Proxy Voting Record
SIGNATURES

Table of Contents

Item 1. Proxy Voting Record
DIAMOND HILL FINANCIAL TRENDS FUND
                                     
                        Matter           For /
                Meeting       Proposed   Matter   Vote   Against
Issuer   Ticker        CUSIP   Date   Description of Vote   by   Voted   Cast   Mgmt
 
SEACOAST BANKING CORPORATION OF FLORIDA
  SBCF     811707306     17-Jul-2009   ELECTION OF DIRECTOR: JEFFREY C. BRUNER   Management   Yes   For   For
SEACOAST BANKING CORPORATION OF FLORIDA
  SBCF     811707306     17-Jul-2009   ELECTION OF DIRECTOR: H. GILBERT CULBRETH, JR   Management   Yes   For   For
SEACOAST BANKING CORPORATION OF FLORIDA
  SBCF     811707306     17-Jul-2009   ELECTION OF DIRECTOR: CHRISTOPHER E. FOGAL   Management   Yes   For   For
SEACOAST BANKING CORPORATION OF FLORIDA
  SBCF     811707306     17-Jul-2009   ELECTION OF DIRECTOR: DALE M. HUDSON   Management   Yes   For   For
SEACOAST BANKING CORPORATION OF FLORIDA
  SBCF     811707306     17-Jul-2009   INCREASE AUTHORIZED CAPITAL STOCK.   Management   Yes   For   For
SEACOAST BANKING CORPORATION OF FLORIDA
  SBCF     811707306     17-Jul-2009   AMEND ARTICLE VII OF THE COMPANY’S ARTICLES OF INCORPORATION-PROVISIONS RELATING TO BUSINESS COMBINATIONS.   Management   Yes   For   For
SEACOAST BANKING CORPORATION OF FLORIDA
  SBCF     811707306     17-Jul-2009   AMEND ARTICLE X OF THE ARTICLES OF INCORPORATION- AMENDMENT OF ARTICLES OF INCORPORATION.   Management   Yes   For   For
SEACOAST BANKING CORPORATION OF FLORIDA
  SBCF     811707306     17-Jul-2009   AMEND EMPLOYEE STOCK PURCHASE PLAN.   Management   Yes   For   For
SEACOAST BANKING CORPORATION OF FLORIDA
  SBCF     811707306     17-Jul-2009   ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION.   Management   Yes   For   For
SEACOAST BANKING CORPORATION OF FLORIDA
  SBCF     811707306     17-Jul-2009   ADJOURNMENT OF THE ANNUAL MEETING.   Management   Yes   For   For
THE SOUTH FINANCIAL GROUP, INC.
  TSFG     837841105     11-Sep-2009   TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION WHICH WOULD INCREASE OUR NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 200,000,000 TO 325,000,000 (“PROPOSAL NO. 1”).   Management   Yes   Abstain   Against
THE SOUTH FINANCIAL GROUP, INC.
  TSFG     837841105     11-Sep-2009   TO APPROVE THE CONVERSION OF OUR SERIES 2009 PREFERRED STOCK INTO COMMON STOCK IN ACCORDANCE WITH THE TERMS OF THE SERIES 2009 PREFERRED STOCK (“PROPOSAL NO. 2”).   Management   Yes   Abstain   Against
THE SOUTH FINANCIAL GROUP, INC.
  TSFG     837841105     11-Sep-2009   TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF (I) THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT PROPOSAL NO. 1 OR PROPOSAL NO. 2, OR (II) A QUORUM IS NOT PRESENT AT THE TIME OF THE SPECIAL MEETING (“PROPOSAL NO. 3”).   Management   Yes   Abstain   Against
PAYCHEX, INC.
  PAYX     704326107     13-Oct-2009   ELECTION OF DIRECTOR: B. THOMAS GOLISANO   Management   Yes   For   For
PAYCHEX, INC.
  PAYX     704326107     13-Oct-2009   ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN   Management   Yes   For   For
PAYCHEX, INC.
  PAYX     704326107     13-Oct-2009   ELECTION OF DIRECTOR: GRANT M. INMAN   Management   Yes   For   For
PAYCHEX, INC.
  PAYX     704326107     13-Oct-2009   ELECTION OF DIRECTOR: PAMELA A. JOSEPH   Management   Yes   For   For
PAYCHEX, INC.
  PAYX     704326107     13-Oct-2009   ELECTION OF DIRECTOR: JONATHAN J. JUDGE   Management   Yes   For   For
PAYCHEX, INC.
  PAYX     704326107     13-Oct-2009   ELECTION OF DIRECTOR: JOSEPH M. TUCCI   Management   Yes   For   For
PAYCHEX, INC.
  PAYX     704326107     13-Oct-2009   ELECTION OF DIRECTOR: JOSEPH M. VELLI   Management   Yes   For   For
PAYCHEX, INC.
  PAYX     704326107     13-Oct-2009   RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   Management   Yes   For   For
SEACOAST BANKING CORPORATION OF FLORIDA
  SBCF     811707306     03-Dec-2009   INCREASE AUTHORIZED CAPITAL STOCK   Management   Yes   For   For
SEACOAST BANKING CORPORATION OF FLORIDA
  SBCF     811707306     03-Dec-2009   ADJOURNMENT OF THE MEETING   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: GEORGE L. ARGYROS   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: BRUCE S. BENNETT   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: MATTHEW B. BOTEIN   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: J. DAVID CHATHAM   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: GLENN C. CHRISTENSON   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: WILLIAM G. DAVIS   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: JAMES L. DOTI   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: LEWIS W. DOUGLAS, JR.   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: CHRISTOPHER V. GREETHAM   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: PARKER S. KENNEDY   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: THOMAS C. O’BRIEN   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: FRANK E. O’BRYAN   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: ROSLYN B. PAYNE   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: JOHN W. PEACE   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: D. VAN SKILLING   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: HERBERT B. TASKER   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: VIRGINIA M. UEBERROTH   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   ELECTION OF DIRECTOR: MARY LEE WIDENER   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   REINCORPORATION OF THE FIRST AMERICAN CORPORATION IN DELAWARE AT ANY TIME THROUGH DECEMBER 8, 2010   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     08-Dec-2009   RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS FIRST AMERICAN’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009   Management   Yes   For   For
FIRST FINANCIAL HOLDINGS, INC.
  FFCH     320239106     28-Jan-2010   ELECTION OF DIRECTOR: PAULA HARPER BETHEA   Management   Yes   For   For
FIRST FINANCIAL HOLDINGS, INC.
  FFCH     320239106     28-Jan-2010   ELECTION OF DIRECTOR: PAUL G. CAMPBELL, JR.   Management   Yes   For   For
FIRST FINANCIAL HOLDINGS, INC.
  FFCH     320239106     28-Jan-2010   ELECTION OF DIRECTOR: RONNIE M. GIVENS   Management   Yes   For   For
FIRST FINANCIAL HOLDINGS, INC.
  FFCH     320239106     28-Jan-2010   ELECTION OF DIRECTOR: HUGH L. WILLCOX, JR.   Management   Yes   For   For
FIRST FINANCIAL HOLDINGS, INC.
  FFCH     320239106     28-Jan-2010   TO PROVIDE ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Management   Yes   For   For
FIRST FINANCIAL HOLDINGS, INC.
  FFCH     320239106     28-Jan-2010   TO RATIFY THE APPOINTMENT OF GRANT THORNTON, LLP AS OUR INDEPENDENT ACCOUNTING FIRM FOR FISCAL 2010.   Management   Yes   For   For
BANK OF AMERICA CORPORATION
  BAC     060505104     23-Feb-2010   A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA CORPORATION AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 10 BILLION TO 11.3 BILLION.   Management   Yes   For   For
BANK OF AMERICA CORPORATION
  BAC     060505104     23-Feb-2010   A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL SET FORTH IN ITEM 1.   Management   Yes   For   For
FIRST CALIFORNIA FINANCIAL GROUP, INC.
  FCAL     319395109     03-Mar-2010   APPROVAL OF AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 25,000,000 SHARES TO 100,000,000 SHARES.   Management   Yes   For   For
DISCOVER FINANCIAL SERVICES
  DFS     254709108     08-Apr-2010   ELECTION OF DIRECTOR: JEFFREY S. ARONIN   Management   Yes   For   For
DISCOVER FINANCIAL SERVICES
  DFS     254709108     08-Apr-2010   ELECTION OF DIRECTOR: MARY K. BUSH   Management   Yes   For   For
DISCOVER FINANCIAL SERVICES
  DFS     254709108     08-Apr-2010   ELECTION OF DIRECTOR: GREGORY C. CASE   Management   Yes   For   For
DISCOVER FINANCIAL SERVICES
  DFS     254709108     08-Apr-2010   ELECTION OF DIRECTOR: ROBERT M. DEVLIN   Management   Yes   For   For
DISCOVER FINANCIAL SERVICES
  DFS     254709108     08-Apr-2010   ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN   Management   Yes   For   For
DISCOVER FINANCIAL SERVICES
  DFS     254709108     08-Apr-2010   ELECTION OF DIRECTOR: RICHARD H. LENNY   Management   Yes   For   For
DISCOVER FINANCIAL SERVICES
  DFS     254709108     08-Apr-2010   ELECTION OF DIRECTOR: THOMAS G. MAHERAS   Management   Yes   For   For
DISCOVER FINANCIAL SERVICES
  DFS     254709108     08-Apr-2010   ELECTION OF DIRECTOR: MICHAEL H. MOSKOW   Management   Yes   For   For
DISCOVER FINANCIAL SERVICES
  DFS     254709108     08-Apr-2010   ELECTION OF DIRECTOR: DAVID W. NELMS   Management   Yes   For   For
DISCOVER FINANCIAL SERVICES
  DFS     254709108     08-Apr-2010   ELECTION OF DIRECTOR: E. FOLLIN SMITH   Management   Yes   For   For
DISCOVER FINANCIAL SERVICES
  DFS     254709108     08-Apr-2010   ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH   Management   Yes   For   For
DISCOVER FINANCIAL SERVICES
  DFS     254709108     08-Apr-2010   ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   Management   Yes   For   For
DISCOVER FINANCIAL SERVICES
  DFS     254709108     08-Apr-2010   TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   ELECTION OF DIRECTOR: RUTH E. BRUCH   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   ELECTION OF DIRECTOR: GERALD L. HASSELL   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   ELECTION OF DIRECTOR: EDMUND F. KELLY   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   ELECTION OF DIRECTOR: ROBERT P. KELLY   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   ELECTION OF DIRECTOR: RICHARD J. KOGAN   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   ELECTION OF DIRECTOR: JOHN A. LUKE, JR.   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   ELECTION OF DIRECTOR: ROBERT MEHRABIAN   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   ELECTION OF DIRECTOR: MARK A. NORDENBERG   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   ELECTION OF DIRECTOR: CATHERINE A. REIN   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   ELECTION OF DIRECTOR: SAMUEL C. SCOTT III   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   ELECTION OF DIRECTOR: JOHN P. SURMA   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   ELECTION OF DIRECTOR: WESLEY W. VON SCHACK   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO 2009 EXECUTIVE COMPENSATION.   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT.   Management   Yes   For   For
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING.   Shareholder   Yes   For   Against
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF POLICY REQUIRING FIVE-YEAR LOCK-UP PERIOD FOR SENIOR EXECUTIVES’ EQUITY INCENTIVE AWARDS.   Shareholder   Yes   For   Against
BANK OF NEW YORK MELLON CORP.
  BK     064058100     13-Apr-2010   STOCKHOLDER PROPOSAL REQUESTING STOCKHOLDER APPROVAL OF CERTAIN FUTURE SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES.   Shareholder   Yes   For   Against
U.S. BANCORP
  USB     902973304     20-Apr-2010   ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR.   Management   Yes   For   For
U.S. BANCORP
  USB     902973304     20-Apr-2010   ELECTION OF DIRECTOR: Y. MARC BELTON   Management   Yes   For   For
U.S. BANCORP
  USB     902973304     20-Apr-2010   ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN   Management   Yes   For   For
U.S. BANCORP
  USB     902973304     20-Apr-2010   ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR.   Management   Yes   For   For
U.S. BANCORP
  USB     902973304     20-Apr-2010   ELECTION OF DIRECTOR: RICHARD K. DAVIS   Management   Yes   For   For
U.S. BANCORP
  USB     902973304     20-Apr-2010   ELECTION OF DIRECTOR: JOEL W. JOHNSON   Management   Yes   For   For
U.S. BANCORP
  USB     902973304     20-Apr-2010   ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY   Management   Yes   For   For
U.S. BANCORP
  USB     902973304     20-Apr-2010   ELECTION OF DIRECTOR: JERRY W. LEVIN   Management   Yes   For   For
U.S. BANCORP
  USB     902973304     20-Apr-2010   ELECTION OF DIRECTOR: DAVID B. O’MALEY   Management   Yes   For   For
U.S. BANCORP
  USB     902973304     20-Apr-2010   ELECTION OF DIRECTOR: O’DELL M. OWENS, M.D., M.P.H.   Management   Yes   For   For
U.S. BANCORP
  USB     902973304     20-Apr-2010   ELECTION OF DIRECTOR: RICHARD G. REITEN   Management   Yes   For   For
U.S. BANCORP
  USB     902973304     20-Apr-2010   ELECTION OF DIRECTOR: CRAIG D. SCHNUCK   Management   Yes   For   For
U.S. BANCORP
  USB     902973304     20-Apr-2010   ELECTION OF DIRECTOR: PATRICK T. STOKES   Management   Yes   For   For
U.S. BANCORP
  USB     902973304     20-Apr-2010   RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE 2010 FISCAL YEAR.   Management   Yes   For   For
U.S. BANCORP
  USB     902973304     20-Apr-2010   APPROVAL OF THE U.S. BANCORP AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN.   Management   Yes   For   For
U.S. BANCORP
  USB     902973304     20-Apr-2010   ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION PROGRAM.   Management   Yes   For   For
THE FIRST OF LONG ISLAND CORPORATION
  FLIC     320734106     20-Apr-2010   ELECTION OF DIRECTOR: ALLEN E. BUSCHING   Management   Yes   For   For
THE FIRST OF LONG ISLAND CORPORATION
  FLIC     320734106     20-Apr-2010   ELECTION OF DIRECTOR: PAUL T. CANARICK   Management   Yes   For   For
THE FIRST OF LONG ISLAND CORPORATION
  FLIC     320734106     20-Apr-2010   ELECTION OF DIRECTOR: ALEXANDER L. COVER   Management   Yes   For   For
THE FIRST OF LONG ISLAND CORPORATION
  FLIC     320734106     20-Apr-2010   ELECTION OF DIRECTOR: J. DOUGLAS MAXWELL JR.   Management   Yes   For   For
THE FIRST OF LONG ISLAND CORPORATION
  FLIC     320734106     20-Apr-2010   ELECTION OF DIRECTOR: STEPHEN V. MURPHY   Management   Yes   For   For
THE FIRST OF LONG ISLAND CORPORATION
  FLIC     320734106     20-Apr-2010   TO RATIFY THE REAPPOINTMENT OF CROWE HORWATH LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.   Management   Yes   For   For
CITY NATIONAL CORPORATION
  CYN     178566105     21-Apr-2010   ELECTION OF DIRECTOR: RUSSELL GOLDSMITH   Management   Yes   For   For
CITY NATIONAL CORPORATION
  CYN     178566105     21-Apr-2010   ELECTION OF DIRECTOR: RONALD L. OLSON   Management   Yes   For   For
CITY NATIONAL CORPORATION
  CYN     178566105     21-Apr-2010   ELECTION OF DIRECTOR: ROBERT H. TUTTLE   Management   Yes   For   For
CITY NATIONAL CORPORATION
  CYN     178566105     21-Apr-2010   RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM   Management   Yes   For   For
CITY NATIONAL CORPORATION
  CYN     178566105     21-Apr-2010   AMENDMENT OF THE 2008 OMNIBUS PLAN   Management   Yes   For   For
CITY NATIONAL CORPORATION
  CYN     178566105     21-Apr-2010   APPROVAL OF CITY NATIONAL CORPORATION AMENDED AND RESTATED 2010 VARIABLE BONUS PLAN   Management   Yes   For   For
CITY NATIONAL CORPORATION
  CYN     178566105     21-Apr-2010   STOCKHOLDER PROPOSAL — DECLASSIFICATION OF BOARD OF DIRECTORS.   Shareholder   Yes   For   Against
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: DANIEL P. AMOS   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: RICHARD E. ANTHONY   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: JAMES H. BLANCHARD   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: RICHARD Y. BRADLEY   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: FRANK W. BRUMLEY   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: ELIZABETH W. CAMP   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: GARDINER W. GARRARD, JR.   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: T. MICHAEL GOODRICH   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: V. NATHANIEL HANSFORD   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: MASON H. LAMPTON   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: ELIZABETH C. OGIE   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: H. LYNN PAGE   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: J. NEAL PURCELL   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: KESSEL D. STELLING, JR.   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: MELVIN T. STITH   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: PHILIP W. TOMLINSON   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: WILLIAM B. TURNER, JR.   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ELECTION OF DIRECTOR: JAMES D. YANCEY   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   TO AMEND ARTICLE 4 OF THE ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.   Management   Yes   Against   Against
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   TO APPROVE THE COMPENSATION OF SYNOVUS’ NAMED EXECUTIVE OFFICERS AS DETERMINED BY THE COMPENSATION COMMITTEE.   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   TO RATIFY THE APPOINTMENT OF KPMG LLP AS SYNOVUS’ INDEPENDENT AUDITOR FOR THE YEAR 2010.   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   ARE YOU THE OWNER, IN ALL CAPACITIES, OF LESS THAN 1,139,063 SHARES OF SYNOVUS COMMON STOCK?   Management   Yes   For   For
SYNOVUS FINANCIAL CORP.
  SNV     87161C105     22-Apr-2010   IF YOUR ANSWER TO QUESTION 5A WAS “YES”, PLEASE COMPLETE THE FOLLOWING: I HAVE READ THE DESCRIPTION OF VOTING RIGHTS IN THE PROXY STATEMENT AND CERTIFY THAT I MEET ONE OF THE REQUIREMENTS SET FORTH THEREIN FOR MY SHARES COVERED BY THIS PROXY TO BE ENTITLED TO TEN VOTES PER SHARE.   Management   Yes   For   For
HUNTINGTON BANCSHARES INCORPORATED
  HBAN     446150104     22-Apr-2010   ELECTION OF DIRECTOR: DAVID P. LAUER   Management   Yes   For   For
HUNTINGTON BANCSHARES INCORPORATED
  HBAN     446150104     22-Apr-2010   ELECTION OF DIRECTOR: GERARD P. MASTROIANNI   Management   Yes   For   For
HUNTINGTON BANCSHARES INCORPORATED
  HBAN     446150104     22-Apr-2010   ELECTION OF DIRECTOR: RICHARD W. NEU   Management   Yes   For   For
HUNTINGTON BANCSHARES INCORPORATED
  HBAN     446150104     22-Apr-2010   ELECTION OF DIRECTOR: KATHLEEN H. RANSIER   Management   Yes   For   For
HUNTINGTON BANCSHARES INCORPORATED
  HBAN     446150104     22-Apr-2010   ELECTION OF DIRECTOR: WILLIAM R. ROBERTSON   Management   Yes   For   For
HUNTINGTON BANCSHARES INCORPORATED
  HBAN     446150104     22-Apr-2010   APPROVAL OF THE SECOND AMENDED AND RESTATED 2007 STOCK AND LONG-TERM INCENTIVE PLAN.   Management   Yes   For   For
HUNTINGTON BANCSHARES INCORPORATED
  HBAN     446150104     22-Apr-2010   APPROVAL OF THE AMENDMENT TO THE CORPORATION’S CHARTER TO INCREASE THE AUTHORIZED COMMON STOCK OF THE CORPORATION FROM 1,000,000,000 TO 1,500,000,000 SHARES.   Management   Yes   Against   Against
HUNTINGTON BANCSHARES INCORPORATED
  HBAN     446150104     22-Apr-2010   RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CORPORATION FOR THE YEAR 2010.   Management   Yes   For   For
HUNTINGTON BANCSHARES INCORPORATED
  HBAN     446150104     22-Apr-2010   ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT.   Management   Yes   For   For
ALLEGHANY CORPORATION
  Y     017175100     23-Apr-2010   ELECTION OF DIRECTOR: KAREN BRENNER   Management   Yes   For   For
ALLEGHANY CORPORATION
  Y     017175100     23-Apr-2010   ELECTION OF DIRECTOR: THOMAS S. JOHNSON   Management   Yes   For   For
ALLEGHANY CORPORATION
  Y     017175100     23-Apr-2010   ELECTION OF DIRECTOR: PHILLIP M. MARTINEAU   Management   Yes   For   For
ALLEGHANY CORPORATION
  Y     017175100     23-Apr-2010   ELECTION OF DIRECTOR: JAMES F. WILL   Management   Yes   For   For
ALLEGHANY CORPORATION
  Y     017175100     23-Apr-2010   PROPOSAL TO APPROVE THE 2010 DIRECTORS’ STOCK PLAN OF ALLEGHANY CORPORATION.   Management   Yes   For   For
ALLEGHANY CORPORATION
  Y     017175100     23-Apr-2010   PROPOSAL TO APPROVE THE 2010 MANAGEMENT INCENTIVE PLAN OF ALLEGHANY CORPORATION.   Management   Yes   For   For
ALLEGHANY CORPORATION
  Y     017175100     23-Apr-2010   RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010.   Management   Yes   For   For
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   ELECTION OF DIRECTOR: D.F. AKERSON   Management   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   ELECTION OF DIRECTOR: C. BARSHEFSKY   Management   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   ELECTION OF DIRECTOR: U.M. BURNS   Management   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   ELECTION OF DIRECTOR: K.I. CHENAULT   Management   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   ELECTION OF DIRECTOR: P. CHERNIN   Management   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   ELECTION OF DIRECTOR: J. LESCHLY   Management   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   ELECTION OF DIRECTOR: R.C. LEVIN   Management   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   ELECTION OF DIRECTOR: R.A. MCGINN   Management   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   ELECTION OF DIRECTOR: E.D. MILLER   Management   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   ELECTION OF DIRECTOR: S.S REINEMUND   Management   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   ELECTION OF DIRECTOR: R.D. WALTER   Management   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   ELECTION OF DIRECTOR: R.A. WILLIAMS   Management   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.   Management   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION.   Management   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR DIRECTORS.   Shareholder   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF SPECIAL SHAREHOLDER MEETINGS.   Shareholder   No        
AMERICAN EXPRESS COMPANY
  AXP     025816109     26-Apr-2010   SHAREHOLDER PROPOSAL RELATING TO SHARE RETENTION REQUIREMENTS FOR EXECUTIVES.   Shareholder   No        
MVC CAPITAL, INC.
  MVC     553829102     27-Apr-2010   ELECTION OF DIRECTOR: EMILIO DOMINIANNI   Management   Yes   For   For
MVC CAPITAL, INC.
  MVC     553829102     27-Apr-2010   ELECTION OF DIRECTOR: GERALD HELLERMAN   Management   Yes   For   For
MVC CAPITAL, INC.
  MVC     553829102     27-Apr-2010   ELECTION OF DIRECTOR: WARREN HOLTSBERG   Management   Yes   For   For
MVC CAPITAL, INC.
  MVC     553829102     27-Apr-2010   ELECTION OF DIRECTOR: ROBERT KNAPP   Management   Yes   For   For
MVC CAPITAL, INC.
  MVC     553829102     27-Apr-2010   ELECTION OF DIRECTOR: WILLIAM TAYLOR   Management   Yes   For   For
MVC CAPITAL, INC.
  MVC     553829102     27-Apr-2010   ELECTION OF DIRECTOR: MICHAEL TOKARZ   Management   Yes   For   For
MVC CAPITAL, INC.
  MVC     553829102     27-Apr-2010   TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE FUND’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: JOHN D. BAKER II   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: JOHN S. CHEN   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: LLOYD H. DEAN   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: SUSAN E. ENGEL   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: DONALD M. JAMES   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: RICHARD D. MCCORMICK   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: MACKEY J. MCDONALD   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: NICHOLAS G. MOORE   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: PHILIP J. QUIGLEY   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: JUDITH M. RUNSTAD   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: STEPHEN W. SANGER   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: ROBERT K. STEEL   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: JOHN G. STUMPF   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   ELECTION OF DIRECTOR: SUSAN G. SWENSON   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVES.   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S CERTIFICATE OF INCORPORATION TO INCREASE THE COMPANY’S AUTHORIZED SHARES OF COMMON STOCK FROM 6 BILLION TO 9 BILLION.   Management   Yes   Against   Against
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2010.   Management   Yes   For   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE AND DIRECTOR COMPENSATION.   Shareholder   Yes   For   Against
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.   Shareholder   Yes   For   Against
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE CONTRIBUTIONS.   Shareholder   Yes   Against   For
WELLS FARGO & COMPANY
  WFC     949746101     27-Apr-2010   STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS.   Shareholder   Yes   Against   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: RICHARD O. BERNDT   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: CHARLES E. BUNCH   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: PAUL W. CHELLGREN   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: ROBERT N. CLAY   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: KAY COLES JAMES   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: RICHARD B. KELSON   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: BRUCE C. LINDSAY   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: ANTHONY A. MASSARO   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: JANE G. PEPPER   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: JAMES E. ROHR   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: DONALD J. SHEPARD   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: LORENE K. STEFFES   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: DENNIS F. STRIGL   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: STEPHEN G. THIEKE   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: THOMAS J. USHER   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: GEORGE H. WALLS, JR.   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   ELECTION OF DIRECTOR: HELGE H. WEHMEIER   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.   Management   Yes   For   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   A SHAREHOLDER PROPOSAL REGARDING APPROVAL OF SEVERANCE AGREEMENTS, IF PROPERLY PRESENTED BEFORE THE MEETING.   Shareholder   Yes   Against   For
THE PNC FINANCIAL SERVICES GROUP, INC.
  PNC     693475105     27-Apr-2010   A SHAREHOLDER PROPOSAL REGARDING A REPORT OF EXECUTIVE COMPENSATION THAT IS NOT TAX DEDUCTIBLE, IF PROPERLY PRESENTED BEFORE THE MEETING.   Shareholder   Yes   Against   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: JOHN A. ALLISON IV   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: JENNIFER S. BANNER   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: K. DAVID BOYER, JR.   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: ANNA R. CABLIK   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: RONALD E. DEAL   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: BARRY J. FITZPATRICK   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: J.L. GLOVER, JR.   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: L. VINCENT HACKLEY, PHD   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: JANE P. HELM   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: JOHN P. HOWE III, M.D.   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: KELLY S. KING   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: JAMES H. MAYNARD   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: ALBERT O. MCCAULEY   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: J. HOLMES MORRISON   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: NIDO R. QUBEIN   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: THOMAS E. SKAINS   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: THOMAS N. THOMPSON   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   ELECTION OF DIRECTOR: STEPHEN T. WILLIAMS   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   TO APPROVE AN AMENDMENT TO THE CORPORATION’S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE CORPORATION’S COMMON STOCK, PAR VALUE $5.00 PER SHARE.   Management   Yes   Against   Against
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS BB&T’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.   Management   Yes   For   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   VOTE ON A SHAREHOLDER PROPOSAL REQUESTING REPORTS WITH RESPECT BB&T’S POLITICAL CONTRIBUTIONS & RELATED POLICIES & PROCEDURES.   Shareholder   Yes   Against   For
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT TO THE CORPORATION’S BYLAWS TO REQUIRE AN INDEPENDENT CHAIR OF THE BOARD OF DIRECTORS.   Shareholder   Yes   For   Against
BB&T CORPORATION
  BBT     054937107     27-Apr-2010   TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A REPORT ON BB&T’S OVERDRAFT POLICIES AND PRACTICES.   Shareholder   Yes   Against   For
COMERICA INCORPORATED
  CMA     200340107     27-Apr-2010   ELECTION OF DIRECTOR: RALPH W. BABB, JR.   Management   Yes   For   For
COMERICA INCORPORATED
  CMA     200340107     27-Apr-2010   ELECTION OF DIRECTOR: JAMES F. CORDES   Management   Yes   For   For
COMERICA INCORPORATED
  CMA     200340107     27-Apr-2010   ELECTION OF DIRECTOR: JACQUELINE P. KANE   Management   Yes   For   For
COMERICA INCORPORATED
  CMA     200340107     27-Apr-2010   RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS INDEPENDENT AUDITORS   Management   Yes   For   For
COMERICA INCORPORATED
  CMA     200340107     27-Apr-2010   APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL APPROVING EXECUTIVE COMPENSATION   Management   Yes   For   For
COMERICA INCORPORATED
  CMA     200340107     27-Apr-2010   APPROVAL OF THE COMERICA INCORPORATED 2006 AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN   Management   Yes   For   For
COMERICA INCORPORATED
  CMA     200340107     27-Apr-2010   APPROVAL OF AMENDMENTS TO THE CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS   Management   Yes   For   For
COMERICA INCORPORATED
  CMA     200340107     27-Apr-2010   SHAREHOLDER PROPOSAL-REQUESTING THAT THE BOARD OF DIRECTORS TAKE STEPS TO ELIMINATE SHAREHOLDER SUPERMAJORITY VOTING PROVISIONS   Shareholder   Yes   For   Against
COMERICA INCORPORATED
  CMA     200340107     27-Apr-2010   SHAREHOLDER PROPOSAL-REQUESTING THAT THE BOARD OF DIRECTORS ADOPT A POLICY TO CONSIDER SEEKING RECOUPMENT OF EXECUTIVE COMPENSATION AWARDS   Shareholder   Yes   For   Against
COMERICA INCORPORATED
  CMA     200340107     27-Apr-2010   SHAREHOLDER PROPOSAL-REQUESTING THAT A COMMITTEE OF THE BOARD OF DIRECTORS ADOPT A PAY FOR SUPERIOR PERFORMANCE PRINCIPLE   Shareholder   Yes   For   Against
FIRST NIAGARA FINANCIAL GROUP, INC.
  FNFG     33582V108     27-Apr-2010   ELECTION OF DIRECTOR: BARBARA S. JEREMIAH   Management   Yes   For   For
FIRST NIAGARA FINANCIAL GROUP, INC.
  FNFG     33582V108     27-Apr-2010   ELECTION OF DIRECTOR: JOHN R. KOELMEL   Management   Yes   For   For
FIRST NIAGARA FINANCIAL GROUP, INC.
  FNFG     33582V108     27-Apr-2010   ELECTION OF DIRECTOR: GEORGE M. PHILIP   Management   Yes   For   For
FIRST NIAGARA FINANCIAL GROUP, INC.
  FNFG     33582V108     27-Apr-2010   ELECTION OF DIRECTOR: LOUISE WOERNER   Management   Yes   For   For
FIRST NIAGARA FINANCIAL GROUP, INC.
  FNFG     33582V108     27-Apr-2010   THE AMENDMENT OF OUR CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK WE ARE AUTHORIZED TO ISSUE FROM 250 MILLION TO 500 MILLION.   Management   Yes   Against   Against
FIRST NIAGARA FINANCIAL GROUP, INC.
  FNFG     33582V108     27-Apr-2010   THE NON-BINDING APPROVAL OF OUR EXECUTIVE COMPENSATION PROGRAMS AND POLICIES.   Management   Yes   For   For
FIRST NIAGARA FINANCIAL GROUP, INC.
  FNFG     33582V108     27-Apr-2010   THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.   Management   Yes   For   For
NATIONAL PENN BANCSHARES, INC.
  NPBC     637138108     27-Apr-2010   ELECTION OF DIRECTOR: DONNA D. HOLTON   Management   Yes   For   For
NATIONAL PENN BANCSHARES, INC.
  NPBC     637138108     27-Apr-2010   ELECTION OF DIRECTOR: CHRISTIAN F. MARTIN IV   Management   Yes   For   For
NATIONAL PENN BANCSHARES, INC.
  NPBC     637138108     27-Apr-2010   ELECTION OF DIRECTOR: R. CHADWICK PAUL JR.   Management   Yes   For   For
NATIONAL PENN BANCSHARES, INC.
  NPBC     637138108     27-Apr-2010   ELECTION OF DIRECTOR: C. ROBERT ROTH   Management   Yes   For   For
NATIONAL PENN BANCSHARES, INC.
  NPBC     637138108     27-Apr-2010   ELECTION OF DIRECTOR: WAYNE R. WEIDNER   Management   Yes   For   For
NATIONAL PENN BANCSHARES, INC.
  NPBC     637138108     27-Apr-2010   RATIFICATION OF NATIONAL PENN’S INDEPENDENT AUDITORS FOR 2010.   Management   Yes   For   For
NATIONAL PENN BANCSHARES, INC.
  NPBC     637138108     27-Apr-2010   AN ADVISORY (NON-BINDING) PROPOSAL TO APPROVE THE COMPENSATION OF NATIONAL PENN’S EXECUTIVES.   Management   Yes   For   For
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   ELECTION OF DIRECTOR: SUSAN S. BIES   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   ELECTION OF DIRECTOR: WILLIAM P. BOARDMAN   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   ELECTION OF DIRECTOR: VIRGIS W. COLBERT   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   ELECTION OF DIRECTOR: CHARLES K. GIFFORD   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR.   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   ELECTION OF DIRECTOR: D. PAUL JONES, JR.   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   ELECTION OF DIRECTOR: MONICA C. LOZANO   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   ELECTION OF DIRECTOR: THOMAS J. MAY   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   ELECTION OF DIRECTOR: DONALD E. POWELL   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   ELECTION OF DIRECTOR: ROBERT W. SCULLY   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   A PROPOSAL TO RATIFY THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2010   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 11.3 BILLION TO 12.8 BILLION   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 KEY ASSOCIATE STOCK PLAN   Management   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   STOCKHOLDER PROPOSAL — DISCLOSURE OF GOVERNMENT EMPLOYMENT   Shareholder   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   STOCKHOLDER PROPOSAL — NON-DEDUCTIBLE PAY   Shareholder   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   STOCKHOLDER PROPOSAL — SPECIAL STOCKHOLDER MEETINGS   Shareholder   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   STOCKHOLDER PROPOSAL — ADVISORY VOTE ON EXECUTIVE COMPENSATION   Shareholder   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   STOCKHOLDER PROPOSAL — SUCCESSION PLANNING   Shareholder   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   STOCKHOLDER PROPOSAL — DERIVATIVES TRADING   Shareholder   No        
BANK OF AMERICA CORPORATION
  BAC     060505104     28-Apr-2010   STOCKHOLDER PROPOSAL — RECOUP INCENTIVE COMPENSATION   Shareholder   No        
THE TRAVELERS COMPANIES, INC.
  TRV     89417E109     04-May-2010   ELECTION OF DIRECTOR: ALAN L. BELLER   Management   Yes   For   For
THE TRAVELERS COMPANIES, INC.
  TRV     89417E109     04-May-2010   ELECTION OF DIRECTOR: JOHN H. DASBURG   Management   Yes   For   For
THE TRAVELERS COMPANIES, INC.
  TRV     89417E109     04-May-2010   ELECTION OF DIRECTOR: JANET M. DOLAN   Management   Yes   For   For
THE TRAVELERS COMPANIES, INC.
  TRV     89417E109     04-May-2010   ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN   Management   Yes   For   For
THE TRAVELERS COMPANIES, INC.
  TRV     89417E109     04-May-2010   ELECTION OF DIRECTOR: JAY S. FISHMAN   Management   Yes   For   For
THE TRAVELERS COMPANIES, INC.
  TRV     89417E109     04-May-2010   ELECTION OF DIRECTOR: LAWRENCE G. GRAEV   Management   Yes   For   For
THE TRAVELERS COMPANIES, INC.
  TRV     89417E109     04-May-2010   ELECTION OF DIRECTOR: PATRICIA L. HIGGINS   Management   Yes   For   For
THE TRAVELERS COMPANIES, INC.
  TRV     89417E109     04-May-2010   ELECTION OF DIRECTOR: THOMAS R. HODGSON   Management   Yes   For   For
THE TRAVELERS COMPANIES, INC.
  TRV     89417E109     04-May-2010   ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR.   Management   Yes   For   For
THE TRAVELERS COMPANIES, INC.
  TRV     89417E109     04-May-2010   ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE   Management   Yes   For   For
THE TRAVELERS COMPANIES, INC.
  TRV     89417E109     04-May-2010   ELECTION OF DIRECTOR: DONALD J. SHEPARD   Management   Yes   For   For
THE TRAVELERS COMPANIES, INC.
  TRV     89417E109     04-May-2010   ELECTION OF DIRECTOR: LAURIE J. THOMSEN   Management   Yes   For   For
THE TRAVELERS COMPANIES, INC.
  TRV     89417E109     04-May-2010   PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS TRAVELERS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   ELECTION OF DIRECTOR: NEIL BARON   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   ELECTION OF DIRECTOR: G. LAWRENCE BUHL   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   ELECTION OF DIRECTOR: DOMINIC J. FREDERICO   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   ELECTION OF DIRECTOR: HOWARD ALBERT*   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   ELECTION OF DIRECTOR: ROBERT A. BAILENSON*   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   ELECTION OF DIRECTOR: RUSSELL B. BREWER*   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   ELECTION OF DIRECTOR: GARY BURNET*   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   ELECTION OF DIRECTOR: DOMINIC J. FREDERICO*   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   ELECTION OF DIRECTOR: SEAN MCCARTHY*   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   ELECTION OF DIRECTOR: JAMES M. MICHENER*   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   ELECTION OF DIRECTOR: ROBERT B. MILLS*   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   ELECTION OF DIRECTOR: KEVIN PEARSON*   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   ELECTION OF DIRECTOR: ANDREW PICKERING*   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   AMENDMENT AND RESTATEMENT OF THE COMPANY’S BYE- LAWS: BERMUDA LAW CHANGE AMENDMENTS   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   AMENDMENT AND RESTATEMENT OF THE COMPANY’S BYE- LAWS: CORPORATE GOVERNANCE AMENDMENTS   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR YEAR ENDING DECEMBER 31, 2010   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   AUTHORIZING THE COMPANY TO VOTE FOR THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (“PWC”) AS AG RE’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010 +   Management   Yes   For   For
ASSURED GUARANTY LTD.
  AGO     G0585R106     06-May-2010   AUTHORIZING THE COMPANY TO VOTE FOR THE APPOINTMENT OF PWC AS INDEPENDENT AUDITORS OF OUR SUBSIDIARY, ASSURED GUARANTY IRELAND HOLDINGS LTD., FOR THE YEAR ENDING DECEMBER 31, 2010 +   Management   Yes   For   For
STERLING BANCORP
  STL     859158107     06-May-2010   ELECTION OF DIRECTOR: ROBERT ABRAMS   Management   Yes   For   For
STERLING BANCORP
  STL     859158107     06-May-2010   ELECTION OF DIRECTOR: JOSEPH M. ADAMKO   Management   Yes   For   For
STERLING BANCORP
  STL     859158107     06-May-2010   ELECTION OF DIRECTOR: LOUIS J. CAPPELLI   Management   Yes   For   For
STERLING BANCORP
  STL     859158107     06-May-2010   ELECTION OF DIRECTOR: FERNANDO FERRER   Management   Yes   For   For
STERLING BANCORP
  STL     859158107     06-May-2010   ELECTION OF DIRECTOR: ALLAN F. HERSHFIELD   Management   Yes   For   For
STERLING BANCORP
  STL     859158107     06-May-2010   ELECTION OF DIRECTOR: HENRY J. HUMPHREYS   Management   Yes   For   For
STERLING BANCORP
  STL     859158107     06-May-2010   ELECTION OF DIRECTOR: ROBERT W. LAZAR   Management   Yes   For   For
STERLING BANCORP
  STL     859158107     06-May-2010   ELECTION OF DIRECTOR: CAROLYN JOY LEE   Management   Yes   For   For
STERLING BANCORP
  STL     859158107     06-May-2010   ELECTION OF DIRECTOR: JOHN C. MILLMAN   Management   Yes   For   For
STERLING BANCORP
  STL     859158107     06-May-2010   ELECTION OF DIRECTOR: EUGENE ROSSIDES   Management   Yes   For   For
STERLING BANCORP
  STL     859158107     06-May-2010   PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF CROWE HORWATH LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2010.   Management   Yes   For   For
STERLING BANCORP
  STL     859158107     06-May-2010   ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   Management   Yes   For   For
WACHOVIA PREFERRED FUNDING CORP.
  WNAPR     92977V206     10-May-2010   ELECTION OF DIRECTOR: JAMES E. ALWARD   Management   Yes   For   For
WACHOVIA PREFERRED FUNDING CORP.
  WNAPR     92977V206     10-May-2010   ELECTION OF DIRECTOR: HOWARD T. HOOVER   Management   Yes   For   For
WACHOVIA PREFERRED FUNDING CORP.
  WNAPR     92977V206     10-May-2010   ELECTION OF DIRECTOR: CHARLES F. JONES   Management   Yes   For   For
WACHOVIA PREFERRED FUNDING CORP.
  WNAPR     92977V206     10-May-2010   ELECTION OF DIRECTOR: MARK C. OMAN   Management   Yes   For   For
LEUCADIA NATIONAL CORPORATION
  LUK     527288104     10-May-2010   ELECTION OF DIRECTOR: IAN M. CUMMING   Management   Yes   For   For
LEUCADIA NATIONAL CORPORATION
  LUK     527288104     10-May-2010   ELECTION OF DIRECTOR: PAUL M. DOUGAN   Management   Yes   For   For
LEUCADIA NATIONAL CORPORATION
  LUK     527288104     10-May-2010   ELECTION OF DIRECTOR: ALAN J. HIRSCHFIELD   Management   Yes   For   For
LEUCADIA NATIONAL CORPORATION
  LUK     527288104     10-May-2010   ELECTION OF DIRECTOR: JAMES E. JORDAN   Management   Yes   For   For
LEUCADIA NATIONAL CORPORATION
  LUK     527288104     10-May-2010   ELECTION OF DIRECTOR: JEFFREY C. KEIL   Management   Yes   For   For
LEUCADIA NATIONAL CORPORATION
  LUK     527288104     10-May-2010   ELECTION OF DIRECTOR: J. CLYDE NICHOLS III   Management   Yes   For   For
LEUCADIA NATIONAL CORPORATION
  LUK     527288104     10-May-2010   ELECTION OF DIRECTOR: MICHAEL SORKIN   Management   Yes   For   For
LEUCADIA NATIONAL CORPORATION
  LUK     527288104     10-May-2010   ELECTION OF DIRECTOR: JOSEPH S. STEINBERG   Management   Yes   For   For
LEUCADIA NATIONAL CORPORATION
  LUK     527288104     10-May-2010   RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2010.   Management   Yes   For   For
THE HANOVER INSURANCE GROUP, INC.
  THG     410867105     11-May-2010   ELECTION OF DIRECTOR FOR THREE YEAR TERM EXPIRING IN 2013: MICHAEL P. ANGELINI   Management   Yes   For   For
THE HANOVER INSURANCE GROUP, INC.
  THG     410867105     11-May-2010   ELECTION OF DIRECTOR FOR THREE YEAR TERM EXPIRING IN 2013: P. KEVIN CONDRON   Management   Yes   For   For
THE HANOVER INSURANCE GROUP, INC.
  THG     410867105     11-May-2010   ELECTION OF DIRECTOR FOR THREE YEAR TERM EXPIRING IN 2013: NEAL F. FINNEGAN   Management   Yes   For   For
THE HANOVER INSURANCE GROUP, INC.
  THG     410867105     11-May-2010   TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE HANOVER INSURANCE GROUP, INC. FOR 2010.   Management   Yes   For   For
PRUDENTIAL FINANCIAL, INC.
  PRU     744320102     11-May-2010   ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR.   Management   Yes   For   For
PRUDENTIAL FINANCIAL, INC.
  PRU     744320102     11-May-2010   ELECTION OF DIRECTOR: GORDON M. BETHUNE   Management   Yes   For   For
PRUDENTIAL FINANCIAL, INC.
  PRU     744320102     11-May-2010   ELECTION OF DIRECTOR: GASTON CAPERTON   Management   Yes   For   For
PRUDENTIAL FINANCIAL, INC.
  PRU     744320102     11-May-2010   ELECTION OF DIRECTOR: GILBERT F. CASELLAS   Management   Yes   For   For
PRUDENTIAL FINANCIAL, INC.
  PRU     744320102     11-May-2010   ELECTION OF DIRECTOR: JAMES G. CULLEN   Management   Yes   For   For
PRUDENTIAL FINANCIAL, INC.
  PRU     744320102     11-May-2010   ELECTION OF DIRECTOR: WILLIAM H. GRAY III   Management   Yes   For   For
PRUDENTIAL FINANCIAL, INC.
  PRU     744320102     11-May-2010   ELECTION OF DIRECTOR: MARK B. GRIER   Management   Yes   For   For
PRUDENTIAL FINANCIAL, INC.
  PRU     744320102     11-May-2010   ELECTION OF DIRECTOR: JON F. HANSON   Management   Yes   For   For
PRUDENTIAL FINANCIAL, INC.
  PRU     744320102     11-May-2010   ELECTION OF DIRECTOR: CONSTANCE J. HORNER   Management   Yes   For   For
PRUDENTIAL FINANCIAL, INC.
  PRU     744320102     11-May-2010   ELECTION OF DIRECTOR: KARL J. KRAPEK   Management   Yes   For   For
PRUDENTIAL FINANCIAL, INC.
  PRU     744320102     11-May-2010   ELECTION OF DIRECTOR: CHRISTINE A. POON   Management   Yes   For   For
PRUDENTIAL FINANCIAL, INC.
  PRU     744320102     11-May-2010   ELECTION OF DIRECTOR: JOHN R. STRANGFELD   Management   Yes   For   For
PRUDENTIAL FINANCIAL, INC.
  PRU     744320102     11-May-2010   ELECTION OF DIRECTOR: JAMES A. UNRUH   Management   Yes   For   For
PRUDENTIAL FINANCIAL, INC.
  PRU     744320102     11-May-2010   RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.   Management   Yes   For   For
PRUDENTIAL FINANCIAL, INC.
  PRU     744320102     11-May-2010   ADVISORY VOTE ON COMPENSATION POLICIES.   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: MICHAEL S. ALBERT   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: J. DAVID BRANCH   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: C. ARNOLD BRITT   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: ROBERT C. CLARK   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: ALEX A. DIFFEY, JR.   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: BARRY Z. DODSON   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: JOSEPH H. KINNARNEY   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: ROBERT F. LOWE   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: ROBERT V. PERKINS   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: PRESSLEY A. RIDGILL   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: MARY E. RITTLING   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: BURR W. SULLIVAN   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: E. REID TEAGUE   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: JOHN F. WATTS   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: G. ALFRED WEBSTER   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: KENAN C. WRIGHT   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   ELECTION OF DIRECTOR: JULIUS S. YOUNG, JR.   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   PROPOSAL TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.   Management   Yes   For   For
NEWBRIDGE BANCORP
  NBBC     65080T102     12-May-2010   TO CONSIDER AND APPROVE AN ADVISORY (NON-BINDING) PROPOSAL ON EXECUTIVE COMPENSATION (AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT).   Management   Yes   For   For
ASSURANT, INC.
  AIZ     04621X108     13-May-2010   ELECTION OF DIRECTOR: HOWARD L. CARVER   Management   Yes   For   For
ASSURANT, INC.
  AIZ     04621X108     13-May-2010   ELECTION OF DIRECTOR: JUAN N. CENTO   Management   Yes   For   For
ASSURANT, INC.
  AIZ     04621X108     13-May-2010   ELECTION OF DIRECTOR: ALLEN R. FREEDMAN   Management   Yes   For   For
ASSURANT, INC.
  AIZ     04621X108     13-May-2010   ELECTION OF DIRECTOR: ELAINE D. ROSEN   Management   Yes   For   For
ASSURANT, INC.
  AIZ     04621X108     13-May-2010   APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM .   Management   Yes   For   For
ASSURANT, INC.
  AIZ     04621X108     13-May-2010   AMENDMENT OF COMPANY’S AMENDED AND RESTATED BYLAWS TO IMPLEMENT MAJORITY VOTING FOR UNCONTESTED DIRECTOR ELECTIONS.   Management   Yes   For   For
ASSURANT, INC.
  AIZ     04621X108     13-May-2010   AMENDMENT OF COMPANY’S RESTATED CERTIFICATE OF INCORPORATION AND AMENDED AND RESTATED BYLAWS TO DECLASSIFY THE BOARD OF DIRECTORS.   Management   Yes   For   For
ASSURANT, INC.
  AIZ     04621X108     13-May-2010   AMENDMENT OF ASSURANT, INC. LONG TERM EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED PURSUANT TO AWARDS GRANTED UNDER THE PLAN.   Management   Yes   For   For
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   ELECTION OF DIRECTOR: F. DUANE ACKERMAN   Management   Yes   For   For
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   ELECTION OF DIRECTOR: ROBERT D. BEYER   Management   Yes   For   For
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   ELECTION OF DIRECTOR: W. JAMES FARRELL   Management   Yes   For   For
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   ELECTION OF DIRECTOR: JACK M. GREENBERG   Management   Yes   For   For
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   ELECTION OF DIRECTOR: RONALD T. LEMAY   Management   Yes   For   For
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   ELECTION OF DIRECTOR: ANDREA REDMOND   Management   Yes   For   For
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   ELECTION OF DIRECTOR: H. JOHN RILEY, JR.   Management   Yes   For   For
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   ELECTION OF DIRECTOR: JOSHUA I. SMITH   Management   Yes   For   For
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   ELECTION OF DIRECTOR: JUDITH A. SPRIESER   Management   Yes   For   For
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   ELECTION OF DIRECTOR: MARY ALICE TAYLOR   Management   Yes   For   For
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   ELECTION OF DIRECTOR: THOMAS J. WILSON   Management   Yes   For   For
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ALLSTATE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2010.   Management   Yes   For   For
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   STOCKHOLDER PROPOSAL SEEKING THE RIGHT TO CALL SPECIAL SHAREOWNER MEETINGS.   Shareholder   Yes   For   Against
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   STOCKHOLDER PROPOSAL SEEKING THE RIGHT FOR STOCKHOLDERS TO ACT BY WRITTEN CONSENT.   Shareholder   Yes   For   Against
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   STOCKHOLDER PROPOSAL SEEKING AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.   Shareholder   Yes   For   Against
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   STOCKHOLDER PROPOSAL SEEKING A REVIEW AND REPORT ON EXECUTIVE COMPENSATION.   Shareholder   Yes   Against   For
THE ALLSTATE CORPORATION
  ALL     020002101     18-May-2010   STOCKHOLDER PROPOSAL SEEKING A REPORT ON POLITICAL CONTRIBUTIONS AND PAYMENTS TO TRADE ASSOCIATIONS AND OTHER TAX EXEMPT ORGANIZATIONS.   Shareholder   Yes   Against   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   ELECTION OF DIRECTOR: CRANDALL C. BOWLES   Management   Yes   For   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   ELECTION OF DIRECTOR: STEPHEN B. BURKE   Management   Yes   For   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   ELECTION OF DIRECTOR: DAVID M. COTE   Management   Yes   For   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   ELECTION OF DIRECTOR: JAMES S. CROWN   Management   Yes   For   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   ELECTION OF DIRECTOR: JAMES DIMON   Management   Yes   For   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   ELECTION OF DIRECTOR: ELLEN V. FUTTER   Management   Yes   For   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   ELECTION OF DIRECTOR: WILLIAM H. GRAY, III   Management   Yes   For   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   ELECTION OF DIRECTOR: LABAN P. JACKSON, JR.   Management   Yes   For   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   ELECTION OF DIRECTOR: DAVID C. NOVAK   Management   Yes   For   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   ELECTION OF DIRECTOR: LEE R. RAYMOND   Management   Yes   For   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   ELECTION OF DIRECTOR: WILLIAM C. WELDON   Management   Yes   For   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM   Management   Yes   For   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   ADVISORY VOTE ON EXECUTIVE COMPENSATION   Management   Yes   For   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   POLITICAL NON-PARTISANSHIP   Shareholder   Yes   Against   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   SPECIAL SHAREOWNER MEETINGS   Shareholder   Yes   For   Against
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING   Shareholder   Yes   Against   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   SHAREHOLDER ACTION BY WRITTEN CONSENT   Shareholder   Yes   For   Against
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   INDEPENDENT CHAIRMAN   Shareholder   Yes   For   Against
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   PAY DISPARITY   Shareholder   Yes   Against   For
JPMORGAN CHASE & CO.
  JPM     46625H100     18-May-2010   SHARE RETENTION   Shareholder   Yes   Against   For
REDWOOD TRUST, INC.
  RWT     758075402     18-May-2010   ELECTION OF DIRECTOR: RICHARD D. BAUM   Management   Yes   For   For
REDWOOD TRUST, INC.
  RWT     758075402     18-May-2010   ELECTION OF DIRECTOR: MARIANN BYERWALTER   Management   Yes   For   For
REDWOOD TRUST, INC.
  RWT     758075402     18-May-2010   ELECTION OF DIRECTOR: JEFFREY T. PERO   Management   Yes   For   For
REDWOOD TRUST, INC.
  RWT     758075402     18-May-2010   RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.   Management   Yes   For   For
REDWOOD TRUST, INC.
  RWT     758075402     18-May-2010   AMENDMENT TO THE 2002 INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THAT PLAN BY 1,450,000.   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: HON. GEORGE L. ARGYROS   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: BRUCE S. BENNETT   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: MATTHEW B. BOTEIN   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: J. DAVID CHATHAM   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: GLENN C. CHRISTENSON   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: HON. WILLIAM G. DAVIS   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: JAMES L. DOTI   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: LEWIS W. DOUGLAS, JR.   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: CHRISTOPHER V. GREETHAM   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: PARKER S. KENNEDY   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: THOMAS C. O’BRIEN   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: FRANK E. O’BRYAN   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: JOHN W. PEACE   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: D. VAN SKILLING   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: HERBERT B. TASKER   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: VIRGINIA M. UEBERROTH   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   ELECTION OF DIRECTOR: MARY LEE WIDENER   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   TO APPROVE THE REINCORPORATION OF THE COMPANY UNDER THE LAWS OF DELAWARE.   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   IF THE PROPOSAL TO APPROVE THE REINCORPORATION OF THE COMPANY IS NOT APPROVED BY SHAREHOLDERS AT THE ANNUAL MEETING, TO APPROVE AMENDMENTS TO OUR COMPANY’S RESTATED ARTICLES OF INCORPORATION AND BYLAWS DECREASING THE RANGE IN THE NUMBER OF DIRECTORS THAT MAY SERVE ON THE BOARD FROM A RANGE OF 10 TO 18 TO A RANGE OF 7 TO 13.   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   IF THE PROPOSAL TO APPROVE THE REINCORPORATION OF THE COMPANY IS NOT APPROVED BY SHAREHOLDERS AT THE ANNUAL MEETING, TO AMEND OUR COMPANY’S RESTATED ARTICLES OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY TO CORELOGIC, INC.   Management   Yes   For   For
THE FIRST AMERICAN CORPORATION
  FAF     318522307     18-May-2010   TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   ELECTION OF DIRECTOR: ROY J. BOSTOCK   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   ELECTION OF DIRECTOR: ERSKINE B. BOWLES   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   ELECTION OF DIRECTOR: HOWARD J. DAVIES   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   ELECTION OF DIRECTOR: JAMES P. GORMAN   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   ELECTION OF DIRECTOR: JAMES H. HANCE, JR.   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   ELECTION OF DIRECTOR: NOBUYUKI HIRANO   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   ELECTION OF DIRECTOR: C. ROBERT KIDDER   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   ELECTION OF DIRECTOR: JOHN J. MACK   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   ELECTION OF DIRECTOR: DONALD T. NICOLAISEN   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   ELECTION OF DIRECTOR: CHARLES H. NOSKI   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   ELECTION OF DIRECTOR: HUTHAM S. OLAYAN   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   ELECTION OF DIRECTOR: O. GRIFFITH SEXTON   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   ELECTION OF DIRECTOR: LAURA D. TYSON   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   TO APPROVE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION)   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN   Management   Yes   For   For
MORGAN STANLEY
  MS     617446448     18-May-2010   SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS   Shareholder   Yes   For   Against
MORGAN STANLEY
  MS     617446448     18-May-2010   SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY HOLDINGS REQUIREMENT   Shareholder   Yes   For   Against
MORGAN STANLEY
  MS     617446448     18-May-2010   SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR   Shareholder   Yes   For   Against
MORGAN STANLEY
  MS     617446448     18-May-2010   SHAREHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY   Shareholder   Yes   Against   For
MORGAN STANLEY
  MS     617446448     18-May-2010   SHAREHOLDER PROPOSAL REGARDING RECOUPMENT OF MANAGEMENT BONUSES   Shareholder   Yes   Against   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   ELECTION OF DIRECTOR: K. BURNES   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   ELECTION OF DIRECTOR: P. COYM   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   ELECTION OF DIRECTOR: A. FAWCETT   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   ELECTION OF DIRECTOR: D. GRUBER   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   ELECTION OF DIRECTOR: L. HILL   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   ELECTION OF DIRECTOR: J. HOOLEY   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   ELECTION OF DIRECTOR: R. KAPLAN   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   ELECTION OF DIRECTOR: C. LAMANTIA   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   ELECTION OF DIRECTOR: R. LOGUE   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   ELECTION OF DIRECTOR: R. SERGEL   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   ELECTION OF DIRECTOR: R. SKATES   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   ELECTION OF DIRECTOR: G. SUMME   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   ELECTION OF DIRECTOR: R. WEISSMAN   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION.   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.   Management   Yes   For   For
STATE STREET CORPORATION
  STT     857477103     19-May-2010   TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION OF THE ROLES OF CHAIRMAN AND CEO.   Shareholder   Yes   For   Against
STATE STREET CORPORATION
  STT     857477103     19-May-2010   TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO A REVIEW OF PAY DISPARITY.   Shareholder   Yes   Against   For
THE HARTFORD FINANCIAL SVCS GROUP, INC.
  HIG     416515104     19-May-2010   ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, III   Management   Yes   For   For
THE HARTFORD FINANCIAL SVCS GROUP, INC.
  HIG     416515104     19-May-2010   ELECTION OF DIRECTOR: TREVOR FETTER   Management   Yes   For   For
THE HARTFORD FINANCIAL SVCS GROUP, INC.
  HIG     416515104     19-May-2010   ELECTION OF DIRECTOR: PAUL G. KIRK, JR.   Management   Yes   For   For
THE HARTFORD FINANCIAL SVCS GROUP, INC.
  HIG     416515104     19-May-2010   ELECTION OF DIRECTOR: LIAM E. MCGEE   Management   Yes   For   For
THE HARTFORD FINANCIAL SVCS GROUP, INC.
  HIG     416515104     19-May-2010   ELECTION OF DIRECTOR: GAIL J. MCGOVERN   Management   Yes   For   For
THE HARTFORD FINANCIAL SVCS GROUP, INC.
  HIG     416515104     19-May-2010   ELECTION OF DIRECTOR: MICHAEL G. MORRIS   Management   Yes   For   For
THE HARTFORD FINANCIAL SVCS GROUP, INC.
  HIG     416515104     19-May-2010   ELECTION OF DIRECTOR: THOMAS A. RENYI   Management   Yes   For   For
THE HARTFORD FINANCIAL SVCS GROUP, INC.
  HIG     416515104     19-May-2010   ELECTION OF DIRECTOR: CHARLES B. STRAUSS   Management   Yes   For   For
THE HARTFORD FINANCIAL SVCS GROUP, INC.
  HIG     416515104     19-May-2010   ELECTION OF DIRECTOR: H. PATRICK SWYGERT   Management   Yes   For   For
THE HARTFORD FINANCIAL SVCS GROUP, INC.
  HIG     416515104     19-May-2010   RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR OF THE COMPANY FOR THE 2010 FISCAL YEAR.   Management   Yes   For   For
THE HARTFORD FINANCIAL SVCS GROUP, INC.
  HIG     416515104     19-May-2010   MANAGEMENT PROPOSAL TO APPROVE THE COMPANY’S 2010 INCENTIVE STOCK PLAN.   Management   Yes   For   For
THE HARTFORD FINANCIAL SVCS GROUP, INC.
  HIG     416515104     19-May-2010   MANAGEMENT PROPOSAL TO APPROVE THE MATERIAL TERMS OF EXECUTIVE OFFICER PERFORMANCE GOALS FOR ANNUAL INCENTIVE AWARDS.   Management   Yes   For   For
THE HARTFORD FINANCIAL SVCS GROUP, INC.
  HIG     416515104     19-May-2010   SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS AMEND THE BY-LAWS OF THE COMPANY TO PROVIDE FOR REIMBURSEMENT OF A SHAREHOLDER OR GROUP OF SHAREHOLDERS FOR EXPENSES INCURRED IN CONNECTION WITH NOMINATING ONE OR MORE CANDIDATES WHO ARE ELECTED BY SHAREHOLDERS IN A CONTESTED ELECTION OF DIRECTORS.   Shareholder   Yes   Against   For
MARSH & MCLENNAN COMPANIES, INC.
  MMC     571748102     20-May-2010   ELECTION OF DIRECTOR: LESLIE M. BAKER   Management   Yes   For   For
MARSH & MCLENNAN COMPANIES, INC.
  MMC     571748102     20-May-2010   ELECTION OF DIRECTOR: ZACHARY W. CARTER   Management   Yes   For   For
MARSH & MCLENNAN COMPANIES, INC.
  MMC     571748102     20-May-2010   ELECTION OF DIRECTOR: BRIAN DUPERREAULT   Management   Yes   For   For
MARSH & MCLENNAN COMPANIES, INC.
  MMC     571748102     20-May-2010   ELECTION OF DIRECTOR: OSCAR FANJUL   Management   Yes   For   For
MARSH & MCLENNAN COMPANIES, INC.
  MMC     571748102     20-May-2010   ELECTION OF DIRECTOR: H. EDWARD HANWAY   Management   Yes   For   For
MARSH & MCLENNAN COMPANIES, INC.
  MMC     571748102     20-May-2010   ELECTION OF DIRECTOR: GWENDOLYN S. KING   Management   Yes   For   For
MARSH & MCLENNAN COMPANIES, INC.
  MMC     571748102     20-May-2010   ELECTION OF DIRECTOR: BRUCE P. NOLOP   Management   Yes   For   For
MARSH & MCLENNAN COMPANIES, INC.
  MMC     571748102     20-May-2010   ELECTION OF DIRECTOR: MARC D. OKEN   Management   Yes   For   For
MARSH & MCLENNAN COMPANIES, INC.
  MMC     571748102     20-May-2010   RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM   Management   Yes   For   For
MARSH & MCLENNAN COMPANIES, INC.
  MMC     571748102     20-May-2010   STOCKHOLDER PROPOSAL: SHAREHOLDER ACTION BY WRITTEN CONSENT   Shareholder   Yes   For   Against
ISTAR FINANCIAL INC.
  SFIPRF     45031U606     26-May-2010   ELECTION OF DIRECTOR: JAY SUGARMAN   Management   Yes   For   For
ISTAR FINANCIAL INC.
  SFIPRF     45031U606     26-May-2010   ELECTION OF DIRECTOR: GLENN R. AUGUST   Management   Yes   For   For
ISTAR FINANCIAL INC.
  SFIPRF     45031U606     26-May-2010   ELECTION OF DIRECTOR: ROBERT W. HOLMAN, JR.   Management   Yes   For   For
ISTAR FINANCIAL INC.
  SFIPRF     45031U606     26-May-2010   ELECTION OF DIRECTOR: ROBIN JOSEPHS   Management   Yes   For   For
ISTAR FINANCIAL INC.
  SFIPRF     45031U606     26-May-2010   ELECTION OF DIRECTOR: JOHN G. MCDONALD   Management   Yes   For   For
ISTAR FINANCIAL INC.
  SFIPRF     45031U606     26-May-2010   ELECTION OF DIRECTOR: GEORGE R. PUSKAR   Management   Yes   For   For
ISTAR FINANCIAL INC.
  SFIPRF     45031U606     26-May-2010   ELECTION OF DIRECTOR: DALE ANNE REISS   Management   Yes   For   For
ISTAR FINANCIAL INC.
  SFIPRF     45031U606     26-May-2010   ELECTION OF DIRECTOR: JEFFREY A. WEBER   Management   Yes   For   For
ISTAR FINANCIAL INC.
  SFIPRF     45031U606     26-May-2010   RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.   Management   Yes   For   For
FIRST CALIFORNIA FINANCIAL GROUP, INC.
  FCAL     319395109     26-May-2010   ELECTION OF DIRECTOR: RICHARD D. ALDRIDGE   Management   Yes   For   For
FIRST CALIFORNIA FINANCIAL GROUP, INC.
  FCAL     319395109     26-May-2010   ELECTION OF DIRECTOR: DONALD E. BENSON   Management   Yes   For   For
FIRST CALIFORNIA FINANCIAL GROUP, INC.
  FCAL     319395109     26-May-2010   ELECTION OF DIRECTOR: JOHN W. BIRCHFIELD   Management   Yes   For   For
FIRST CALIFORNIA FINANCIAL GROUP, INC.
  FCAL     319395109     26-May-2010   ELECTION OF DIRECTOR: JOSEPH N. COHEN   Management   Yes   For   For
FIRST CALIFORNIA FINANCIAL GROUP, INC.
  FCAL     319395109     26-May-2010   ELECTION OF DIRECTOR: ROBERT E. GIPSON   Management   Yes   For   For
FIRST CALIFORNIA FINANCIAL GROUP, INC.
  FCAL     319395109     26-May-2010   ELECTION OF DIRECTOR: ANTOINETTE T. HUBENETTE   Management   Yes   For   For
FIRST CALIFORNIA FINANCIAL GROUP, INC.
  FCAL     319395109     26-May-2010   ELECTION OF DIRECTOR: C.G. KUM   Management   Yes   For   For
FIRST CALIFORNIA FINANCIAL GROUP, INC.
  FCAL     319395109     26-May-2010   ELECTION OF DIRECTOR: SUNG WON SOHN, PH.D.   Management   Yes   For   For
FIRST CALIFORNIA FINANCIAL GROUP, INC.
  FCAL     319395109     26-May-2010   ELECTION OF DIRECTOR: THOMAS TIGNINO   Management   Yes   For   For
FIRST CALIFORNIA FINANCIAL GROUP, INC.
  FCAL     319395109     26-May-2010   TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.   Management   Yes   For   For
FIRST CALIFORNIA FINANCIAL GROUP, INC.
  FCAL     319395109     26-May-2010   TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON THE COMPANY’S EXECUTIVE COMPENSATION.   Management   Yes   For   For
HORACE MANN EDUCATORS CORPORATION
  HMN     440327104     27-May-2010   ELECTION OF DIRECTOR: MARY H. FUTRELL   Management   Yes   For   For
HORACE MANN EDUCATORS CORPORATION
  HMN     440327104     27-May-2010   ELECTION OF DIRECTOR: STEPHEN J. HASENMILLER   Management   Yes   For   For
HORACE MANN EDUCATORS CORPORATION
  HMN     440327104     27-May-2010   ELECTION OF DIRECTOR: RONALD J. HELOW   Management   Yes   For   For
HORACE MANN EDUCATORS CORPORATION
  HMN     440327104     27-May-2010   ELECTION OF DIRECTOR: LOUIS G. LOWER II   Management   Yes   For   For
HORACE MANN EDUCATORS CORPORATION
  HMN     440327104     27-May-2010   ELECTION OF DIRECTOR: GABRIEL L. SHAHEEN   Management   Yes   For   For
HORACE MANN EDUCATORS CORPORATION
  HMN     440327104     27-May-2010   ELECTION OF DIRECTOR: ROGER J. STEINBECKER   Management   Yes   For   For
HORACE MANN EDUCATORS CORPORATION
  HMN     440327104     27-May-2010   ELECTION OF DIRECTOR: ROBERT STRICKER   Management   Yes   For   For
HORACE MANN EDUCATORS CORPORATION
  HMN     440327104     27-May-2010   ELECTION OF DIRECTOR: CHARLES R. WRIGHT   Management   Yes   For   For
HORACE MANN EDUCATORS CORPORATION
  HMN     440327104     27-May-2010   APPROVAL OF THE 2010 COMPREHENSIVE EXECUTIVE COMPENSATION PLAN.   Management   Yes   For   For
HORACE MANN EDUCATORS CORPORATION
  HMN     440327104     27-May-2010   RATIFICATION OF THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY’S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010.   Management   Yes   For   For
OLD REPUBLIC INTERNATIONAL CORPORATION
  ORI     680223104     28-May-2010   ELECTION OF DIRECTOR: JIMMY A. DEW   Management   Yes   For   For
OLD REPUBLIC INTERNATIONAL CORPORATION
  ORI     680223104     28-May-2010   ELECTION OF DIRECTOR: JOHN M. DIXON   Management   Yes   For   For
OLD REPUBLIC INTERNATIONAL CORPORATION
  ORI     680223104     28-May-2010   ELECTION OF DIRECTOR: DENNIS P. VAN MIEGHEM   Management   Yes   For   For
OLD REPUBLIC INTERNATIONAL CORPORATION
  ORI     680223104     28-May-2010   TO APPROVE AN AMENDMENT TO THE OLD REPUBLIC INTERNATIONAL CORPORATION 2006 INCENTIVE COMPENSATION PLAN.   Management   Yes   For   For
AFFILIATED MANAGERS GROUP, INC.
  AMG     008252108     08-Jun-2010   ELECTION OF DIRECTOR: SAMUEL T. BYRNE   Management   Yes   For   For
AFFILIATED MANAGERS GROUP, INC.
  AMG     008252108     08-Jun-2010   ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL   Management   Yes   For   For
AFFILIATED MANAGERS GROUP, INC.
  AMG     008252108     08-Jun-2010   ELECTION OF DIRECTOR: SEAN M. HEALEY   Management   Yes   For   For
AFFILIATED MANAGERS GROUP, INC.
  AMG     008252108     08-Jun-2010   ELECTION OF DIRECTOR: HAROLD J. MEYERMAN   Management   Yes   For   For
AFFILIATED MANAGERS GROUP, INC.
  AMG     008252108     08-Jun-2010   ELECTION OF DIRECTOR: WILLIAM J. NUTT   Management   Yes   For   For
AFFILIATED MANAGERS GROUP, INC.
  AMG     008252108     08-Jun-2010   ELECTION OF DIRECTOR: RITA M. RODRIGUEZ   Management   Yes   For   For
AFFILIATED MANAGERS GROUP, INC.
  AMG     008252108     08-Jun-2010   ELECTION OF DIRECTOR: PATRICK T. RYAN   Management   Yes   For   For
AFFILIATED MANAGERS GROUP, INC.
  AMG     008252108     08-Jun-2010   ELECTION OF DIRECTOR: JIDE J. ZEITLIN   Management   Yes   For   For
AFFILIATED MANAGERS GROUP, INC.
  AMG     008252108     08-Jun-2010   TO APPROVE THE LONG-TERM EXECUTIVE INCENTIVE PLAN, AS AMENDED AND RESTATED.   Management   Yes   For   For
AFFILIATED MANAGERS GROUP, INC.
  AMG     008252108     08-Jun-2010   TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.   Management   Yes   For   For

Table of Contents

SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): Diamond Hill Financial Trends Fund, Inc.
By (Signatures and Title):
     
/s/ James F. Laird
   
 
James F. Laird, Jr. President
   
Date: August 20, 2010
 
*   Print the name and title of each signing officer under his or her signature.

 

Diamond Hill Finl (MM) (NASDAQ:DHFT)
Historical Stock Chart
From May 2024 to Jun 2024 Click Here for more Diamond Hill Finl (MM) Charts.
Diamond Hill Finl (MM) (NASDAQ:DHFT)
Historical Stock Chart
From Jun 2023 to Jun 2024 Click Here for more Diamond Hill Finl (MM) Charts.