- Statement of Changes in Beneficial Ownership (4)
November 19 2009 - 5:53PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
DONOHUE CRAIG S
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2. Issuer Name
and
Ticker or Trading Symbol
CME GROUP INC.
[
CME
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CEO
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(Last)
(First)
(Middle)
20 S. WACKER DRIVE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
11/18/2009
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(Street)
CHICAGO, IL 60606
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock Class A
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11/18/2009
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M
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1800
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A
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$22
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28534
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D
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Common Stock Class A
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11/18/2009
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S
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1800
(1)
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D
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$323.2
(2)
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26734
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D
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Common Stock Class A
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11/18/2009
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M
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1200
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A
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$22
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27934
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D
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Common Stock Class A
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11/18/2009
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S
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1200
(1)
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D
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$324.25
(2)
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26734
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
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$22
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11/18/2009
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M
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1800
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5/7/2005
(3)
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5/7/2011
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Common Stock Class A
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1800
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$0
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17200
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D
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Non-Qualified Stock Option (right to buy)
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$22
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11/18/2009
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M
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1200
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5/7/2005
(3)
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5/7/2011
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Common Stock Class A
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1200
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$0
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16000
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D
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Explanation of Responses:
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(
1)
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This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
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(
2)
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On November 18, 2009, Mr. Donohue sold an aggregate of 3,000 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $323.03 to $323.50 and $324.00 to $324.50. The Company maintains a record of the transactions and copies will be provided upon request.
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(
3)
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As of May 7, 2005 this option grant was 100% vested.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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DONOHUE CRAIG S
20 S. WACKER DRIVE
CHICAGO, IL 60606
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X
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CEO
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Signatures
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By: Margaret C. Austin For: Craig S. Donohue
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11/19/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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