- Statement of Changes in Beneficial Ownership (4)
February 21 2012 - 6:39PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
November 30, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
DOW STEPHEN M
|
2. Issuer Name
and
Ticker or Trading Symbol
CITRIX SYSTEMS INC
[
CTXS
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O SEVIN ROSEN FUNDS, 13455 NOEL ROAD, SUITE 1670
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/16/2012
|
(Street)
DALLAS, TX 75240
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
2/16/2012
|
|
M
|
|
29157
|
A
|
$8.7
|
49822
|
D
|
|
Common Stock
|
2/16/2012
|
|
M
|
|
2370
|
A
|
$42.62
|
52192
|
D
|
|
Common Stock
|
2/16/2012
|
|
M
|
|
4818
|
A
|
$10.26
|
57010
|
D
|
|
Common Stock
|
|
|
|
|
|
|
|
317750
|
I
(1)
|
See Footnote
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Stock Option (Right To Buy)
|
$10.26
|
2/16/2012
|
|
M
|
|
|
4818
|
7/4/2002
(2)
|
6/4/2012
|
Common Stock
|
4818
|
$
0
|
0
|
D
|
|
Stock Option (Right To Buy)
|
$8.7
|
2/16/2012
|
|
M
|
|
|
29157
|
12/7/2002
(2)
|
11/7/2012
|
Common Stock
|
29157
|
$
0
|
0
|
D
|
|
Stock Option (Right To Buy)
|
$42.62
|
2/16/2012
|
|
M
|
|
|
2370
|
12/1/2007
(2)
|
11/1/2012
|
Common Stock
|
2370
|
$
0
|
0
|
D
|
|
Explanation of Responses:
|
(
1)
|
Total common shares of 317,750 represents 260,250 common shares held by the Dow Family Trust ("Dow Trust"), 50,000 shares held by Dow Investments II L.P. ("Dow Investments") and 7,500 shares held by Dow Investments L.P. ("Dow L.P."). The Dow Trust is the General Partner of Dow Investments. Steve Dow ("Dow") is a trustee and beneficiary of the Dow Trust. Dow is a general partner of Dow L.P. and is deemed to have sold dispositive power over the shares with no pecuniary interest.
|
(
2)
|
Stock options vest in equal monthly installments over a period of one year.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
DOW STEPHEN M
C/O SEVIN ROSEN FUNDS
13455 NOEL ROAD, SUITE 1670
DALLAS, TX 75240
|
X
|
|
|
|
Signatures
|
John V. Jaggers, As Attorney-In-Fact
|
|
2/21/2012
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Citrix Systems (NASDAQ:CTXS)
Historical Stock Chart
From May 2024 to Jun 2024
Citrix Systems (NASDAQ:CTXS)
Historical Stock Chart
From Jun 2023 to Jun 2024