Current Report Filing (8-k)
May 21 2019 - 4:22PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 16, 2019
Casa Systems, Inc.
(Exact Name of Registrant as Specified in its Charter)
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Delaware
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001-38324
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75-3108867
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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100 Old River Road
Andover, Massachusetts
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01810
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrants telephone number, including area code: (978)
688-6706
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions (see General Instruction A.2. below):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17
CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common Stock, $0.001 par value per share
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CASA
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☒
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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Casa Systems, Inc. (the Company) held its Annual Meeting of Stockholders on May 16, 2019. The following is a summary of the matters voted on
at that meeting.
1.
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The Companys stockholders voted to elect Bruce R. Evans and Susana DEmic as Class II directors
to hold office until the Companys 2022 Annual Meeting of Stockholders or until their successors are duly elected and qualified, subject to their earlier resignation or removal, and to elect Jerry Guo and Daniel S. Mead as Class I
directors to hold office until the Companys 2021 Annual Meeting of Stockholders or until their successors are duly elected and qualified, subject to their earlier resignation or removal. The results of the stockholders vote with respect
to the election of such Class II and Class I directors were as follows:
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Votes For
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Votes Abstaining
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Broker Non-Votes
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Bruce R. Evans (Class II)
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47,227,367
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11,183,007
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19,460,994
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Susana DEmic (Class II)
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57,990,095
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420,279
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19,460,994
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Jerry Guo (Class I)
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48,231,701
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10,178,673
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19,460,994
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Daniel S. Mead (Class I)
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48,706,265
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9,704,109
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19,460,994
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2.
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The Companys stockholders voted to ratify the appointment of PricewaterhouseCoopers LLP as the
Companys independent registered public accounting firm for the fiscal year ending December 31, 2019. The results of the stockholders vote with respect to such ratification were as follows:
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Votes For
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Votes Against
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Votes Abstaining
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Broker Non-Votes
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77,805,549
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18,136
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47,683
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0
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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CASA SYSTEMS, INC.
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Date: May 21, 2019
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By:
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/s/ Maurizio Nicolelli
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Maurizio Nicolelli
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Chief Financial Officer
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