- Amended Statement of Ownership (SC 13G/A)
February 14 2012 - 12:29PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
Carver Bancorp, Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
146875604
(CUSIP Number)
December 31, 2011
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Continued on following pages
Page 1 of 5 Pages
CUSIP No.: 146875604
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Page 2 of 5 Pages
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1.
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Names of Reporting Persons.
KEEFE, BRUYETTE & WOODS, INC.
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2.
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Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [ ]
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
NEW YORK
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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5. Sole Voting Power
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0
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6. Shared Voting Power
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0
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7. Sole Dispositive Power
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0
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8. Shared Dispositive Power
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0
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
0
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares
[ ]
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11.
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Percent of Class Represented by Amount in Row (9)
0.0%
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12.
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Type of Reporting Person:
BD
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Item 1(a).
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Name of Issuer
Carver Bancorp, Inc. (the "Issuer")
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Item 1(b).
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Address of Issuer's Principal Executive Offices
75 West 125th Street,
New York, New York
10027
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Item 2(a).
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Name of Person Filing
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This Statement is filed on behalf of Keefe, Bruyette & Woods, Inc. (the "Reporting Person")
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Item 2(b).
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Address of Principal Business Office or, if None, Residence
787 Seventh Avenue, 4th Floor,
New York, New York
10019
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Item 2(c).
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Citizenship
New York
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Item 2(d).
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Title of Class of Securities
Common Stock, par value $0.01 (the "Shares")
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Item 2(e).
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CUSIP Number
146875604
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Item 3.
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If This Statement is Filed Pursuant to
§
§
240.13d-1(b) or 240.13d-2(b) or (c),
Check Whether the Person Filing is a:
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(a) [X] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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Item 4.
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Ownership.
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Item 4(a).
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Amount Beneficially Owned
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As of December 31, 2011, the Reporting Person may be deemed to be the beneficial owner of 0 Shares.
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Item 4(b).
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Percent of Class
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The Reporting Person may be deemed the beneficial owner of 0.0% of
Shares outstanding.
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Item 4(c).
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Number of Shares as to which such person has:
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Keefe, Bruyette & Woods, Inc.
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(i) Sole power to vote or direct the vote:
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0
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(ii) Shared power to vote or direct the vote:
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0
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(iii) Sole power to dispose or direct the disposition of:
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0
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(iv) Shared power to dispose or direct the disposition of:
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0
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Item 5.
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Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [X].
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
This Item 6 is not applicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
This Item 7 is not applicable.
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Item 8.
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Identification and Classification of Members of the Group
This Item 8 is not applicable.
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Item 9.
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Notice of Dissolution of Group
This Item 9 is not applicable.
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I
tem 10.
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Certification
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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KEEFE, BRUYETTE & WOODS, INC.
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By:
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/s/ Mary Johnstone
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Name:
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Mary Johnstone
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Title:
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Chief Compliance Officer
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February 14, 2012
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