Specialized Disclosure Report (sd)

Date : 05/31/2019 @ 9:04PM
Source : Edgar (US Regulatory)
Stock : Capstone Turbine Corp. (MM) (CPST)
Quote : 0.74  -0.000221 (-0.03%) @ 5:00AM

Specialized Disclosure Report (sd)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM SD

Specialized Disclosure Report

________________________

 

CAPSTONE TURBINE CORPORATION

 

(Exact name of registrant as specified in its charter)

 

________________________

 

 

 

 

 

 

 

 

 

 

 

Delaware

 

001-15957

 

95-4180883

(State or other jurisdiction

 

(Commission File Number)

 

(I.R.S. Employer

of incorporation)

 

 

 

Identification No.)

 

 

 

 

16640 Stagg Street,  

 

Van Nuys, California

 

91406

(Address of principal executive offices)

 

(Zip Code)

 

Name: Jayme L. Brooks Phone: (818) 734-5300

(Name and telephone number, including area code, of the person to contact in connection with this report)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2018.

Section 1 – Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

In accordance with Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, and Form SD, Capstone Turbine Corporation (the “Company”) has filed a Conflict Minerals Report, which is included as Exhibit 1.01 to this Form SD. A copy of the Company’s Conflict Minerals Report is publicly available at www.capstoneturbine.com/about.

Item 1.02 Exhibit

The Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this Form SD.

Section 2 — Exhibits

Item 2.01 Exhibits

 

 

Exhibit No.

Description

1.01

Conflict Minerals Report of Capstone Turbine Corporation

 

 

2

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

 

 

 

 

 

 

 

 

 

 

CAPSTONE TURBINE CORPORATION

 

 

(Registrant)

 

 

 

 

 

Date: May 31, 2019

By:  

/s/ Jayme L. Brooks  

 

 

 

Jayme L. Brooks 

Executive Vice President & Chief Financial Officer

 

 

 

 

 

 

3

 

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