Apollo Group Inc - Initial Statement of Beneficial Ownership (3)
July 03 2008 - 1:32PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Goin John R
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2. Date of Event Requiring Statement (MM/DD/YYYY)
6/27/2008
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3. Issuer Name
and
Ticker or Trading Symbol
APOLLO GROUP INC [APOL]
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(Last)
(First)
(Middle)
4615 EAST ELWOOD STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Executive Vice President /
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(Street)
PHOENIX, AZ 85040
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Class A Common Stock
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1412
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
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(1)
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9/27/2010
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Class A Common Stock
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10970
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$6.5022
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D
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Non-Qualified Stock Option (right to buy)
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(1)
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1/12/2010
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Class A Common Stock
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1000
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$8.3889
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D
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Non-Qualified Stock Option (right to buy)
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(1)
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12/18/2008
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Class A Common Stock
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51
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$11.3889
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D
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Non-Qualified Stock Option (right to buy)
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(1)
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9/21/2011
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Class A Common Stock
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7176
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$17.6465
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D
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Non-Qualified Stock Option (right to buy)
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(1)
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1/2/2012
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Class A Common Stock
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150
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$29.3267
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D
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Non-Qualified Stock Option (right to buy)
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(1)
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10/22/2012
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Class A Common Stock
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5000
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$41.92
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D
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Non-Qualified Stock Option (right to buy)
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(2)
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6/23/2016
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Class A Common Stock
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4800
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$51.33
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D
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Non-Qualified Stock Option (right to buy)
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(3)
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7/3/2013
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Class A Common Stock
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20000
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$58.03
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D
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Non-Qualified Stock Option (right to buy)
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(1)
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10/20/2013
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Class A Common Stock
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1500
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$60.9
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D
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Non-Qualified Stock Option (right to buy)
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(1)
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10/20/2013
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Class A Common Stock
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1500
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$62.78
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D
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Non-Qualified Stock Option (right to buy)
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(4)
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8/6/2014
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Class A Common Stock
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3000
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$71.23
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D
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Explanation of Responses:
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(
1)
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The option is currently exercisable for all of the reported shares of the Issuer's Class A common stock.
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(
2)
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The option is currently exercisable for 75% of the shares and will become exercisable for the remaining 25% upon the Reporting Person's continuation of service with the Issuer through February 28, 2010.
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(
3)
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The option will vest and become exercisable for the underlying shares of Class A Common stock in four successive equal annual installments upon the Reporting Person's completion of each year of service with the Issuer over the four year period measured from September 1, 2007, subject to accelerated vesting in the event of certain changes in control of the Issuer.
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(
4)
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The grant is currently exercisable for 75% of the option shares and will become exercisable for the remaining 25% upon the Reporting Person's continuation of service with the Issuer through August 31, 2008.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Goin John R
4615 EAST ELWOOD STREET
PHOENIX, AZ 85040
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Executive Vice President
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Signatures
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By: Joseph L. D'Amico For: John R. Goin
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7/3/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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