Apollo Group Inc - Current report filing (8-K)
May 02 2008 - 5:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): April 28, 2008
Apollo Group, Inc.
(Exact name of registrant as specified in its charter)
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Arizona
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0-25232
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86-0419443
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(State or other jurisdiction
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(Commission
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(I.R.S. Employer
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of incorporation)
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File Number)
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Identification No.)
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4025 S. Riverpoint Parkway, Phoenix,
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Arizona
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85040
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (480) 966-5394
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
TABLE OF CONTENTS
Section 8 Other Events
Item 8.01 Other Events.
On April 18, 2008 and April 28, 2008, the United States District Court for the District of
Arizona and the Superior Court of the State of Arizona in and for the County of Maricopa,
respectively, preliminarily approved a Stipulation of Settlement entered into by and among (i) the
derivative plaintiffs in
Alaska Electrical Pension Fund v. John G. Sperling, et al.
, United States
District Court for the District of Arizona, Consolidated Lead Case No. CV-06-2124-PHX-ROS (the
Federal Action) (and all cases consolidated therewith) and in
Larry Barnett v. John Blair, et
al.
, Superior Court of the State of Arizona in and for the County of Maricopa, Case No.
CV2006-051558 (the State Action and, collectively with the Federal Action, the Actions), (ii)
certain current and former officers and directors of Apollo Group, Inc. (the Company) who are
named defendants in one or more of the Actions, and (iii) the Company, the nominal defendant in the
Actions. In connection with such approval, the Company is required to file the Summary Notice of
Settlement in a Current Report on Form 8-K. The Summary Notice of Settlement is filed with this
Current Report on Form 8-K as Exhibit 99.1 and is incorporated by reference herein.
Section 9 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
The following exhibit is filed herewith:
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Exhibit Number
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Description
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99.1
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Summary Notice of Settlement.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Apollo Group, Inc.
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May
2, 2008
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By:
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/s/ Brian L. Swartz
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Name: Brian L. Swartz
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Title: Senior Vice President of Finance and
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Chief Accounting Officer
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Exhibit Index
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Exhibit No.
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Description
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99.1
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Summary Notice of Settlement.
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