Annual Statement of Changes in Beneficial Ownership (5)
February 16 2021 - 8:47AM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
[X]
Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
KIM AGNES C | 2. Issuer Name and Ticker or Trading SymbolAMKOR TECHNOLOGY, INC. [AMKR] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Exhibit 99.1 |
(Last)
(First)
(Middle)
C/O SIANA CARR O'CONNOR & LYNAM,, 1500 EAST LANCASTER AVENUE | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2020 |
(Street)
PAOLI, PA 19301-9713
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 12/17/2020 | | S4 | 816613 | A | $15.41 | 23 (1) | D | |
Common Stock | 12/17/2020 | | S4 | 816613 | A | $15.41 | 23 (2) | D | |
Common Stock | 12/17/2020 | | S4 | 816613 | A | $15.41 | 23 (3) | D | |
Common Stock | 12/17/2020 | | S4 | 1633226 | A | $15.41 | 23 (4) | D | |
Common Stock | 12/21/2020 | | G | 4083065 | D | $15.01 | 23 (5) | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On December 17, 2020, the James J. Kim 2008 Trust FBO Alexandra Kim Panichello & Descendants dated 2/5/08 sold 816,613 shares of Issuer's Common Stock to Agnes C. Kim in full payment of the principal and accrued interest of a Note payable to her by such trust. Susan Y. Kim and John T. Kim are co-trustees of the trust. This transaction was reported on a Form 4 for the trust on December 20, 2020, but was not separately reported for the reporting person. |
(2) | On December 17, 2020, the James J. Kim 2008 Trust FBO Jacqueline Mary Panichello & Descendants dated 2/5/08 sold 816,613 shares of Issuer's Common Stock to Agnes C. Kim in full payment of the principal and accrued interest of a Note payable to her by such trust. Susan Y. Kim and John T. Kim are co-trustees of the trust. This transaction was reported on a Form 4 for the trust on December 20, 2020, but was not separately reported for the reporting person. |
(3) | On December 17, 2020, the James J. Kim 2008 Trust FBO Dylan James Panichello & Descendants dated 2/5/08 sold 816,613 shares of Issuer's Common Stock to Agnes C. Kim in full payment of the principal and accrued interest of a Note payable to her by such trust. Susan Y. Kim and John T. Kim are co-trustees of the trust. This transaction was reported on a Form 4 for the trust on December 20, 2020, but was not separately reported for the reporting person. |
(4) | On December 17, 2020, the James J. Kim 2008 Trust FBO Descendants of John T. Kim dated 2/5/08 sold 1,633,226 shares of Issuer's Common Stock to Agnes C. Kim in full payment of the principal and accrued interest of a Note payable to her by such trust. Susan Y. Kim and John T. Kim are co-trustees of the trust. This transaction was reported on a Form 4 for the trust on December 20, 2020, but was not separately reported for the reporting person. |
(5) | On December 21, 2020, the reporting person transferred 4,083,065 shares of the Issuer's Common Stock to the Agnes C. Kim 2020-1 Qualified Annuity Trust U/A Dated 12/16/20 as a gift. Susan Y. Kim is the sole trustee of the trust. This transaction was previously reported on Form 3 for the trust and Form 4 for Susan Y. Kim. The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
KIM AGNES C C/O SIANA CARR O'CONNOR & LYNAM, 1500 EAST LANCASTER AVENUE PAOLI, PA 19301-9713 |
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| Exhibit 99.1 |
Signatures
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/s/ Mark N. Rogers, as Attorney in Fact | | 2/12/2021 |
**Signature of Reporting Person | Date |
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