Alliance Fiber Optic Products Inc - Statement of Ownership (SC 13G)
September 26 2008 - 12:36PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. ___)*
Alliance Fiber Optic Products, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
018680108
September 18, 2008
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o
Rule 13d-1(b)
þ
Rule 13d-1(c)
o
Rule 13d-1(d)
Page 1 of 5
* The remainder of this cover page shall be filled out for a reporting persons initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for
the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to
the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
|
|
|
|
|
|
|
|
|
|
|
|
SCHEDULE 13G
|
CUSIP No.
|
|
018680108
|
|
Page
|
|
2
|
|
of
|
|
5
|
Pages
|
|
|
|
|
|
|
1
|
|
NAME OF REPORTING PERSON
Lloyd I. Miller, III
|
|
|
|
|
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a)
o
|
|
(b)
o
|
|
|
|
3
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
United States
|
|
|
|
|
|
5
|
|
SOLE VOTING POWER
|
|
|
|
NUMBER OF
|
|
1,060,859
|
|
|
|
|
SHARES
|
6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
|
|
OWNED BY
|
|
1,222,134
|
|
|
|
|
EACH
|
7
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
|
|
PERSON
|
|
1,060,859
|
|
|
|
|
WITH
|
8
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
1,222,134
|
|
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
2,282,993
|
|
|
|
10
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|
|
|
o
|
|
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
5.5%
|
|
|
|
12
|
|
TYPE OF REPORTING PERSON
|
|
|
|
IN-IA-OO **
|
*SEE INSTRUCTIONS BEFORE FILLING OUT!
** See Item 4.
Page 3 of 5
|
|
|
Item 1(a). Name of Issuer:
|
|
Alliance Fiber Optic Products, Inc.
|
|
|
|
Item 1(b). Address of Issuerss Principal Executive Offices:
|
|
275 Gibraltar Drive
|
|
|
Sunnyvale, California 94089
|
|
|
|
Item 2(a). Name of Person Filing:
|
|
Lloyd I. Miller, III
|
|
|
|
Item 2(b). Address of Principal Business Office or, if None, Residence:
|
|
4550 Gordon Drive, Naples, Florida
34102
|
|
|
|
Item 2(c). Citizenship:
|
|
U.S.A.
|
|
|
|
Item 2(d). Title of Class of Securities:
|
|
Common Stock
|
|
|
|
Item 2(e). CUSIP Number:
|
|
018680108
|
|
|
|
Item 3.
|
|
IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE
PERSON FILING IS A:
|
Not Applicable, this statement is filed pursuant to 13d-1(c)
|
|
|
Item 4.
|
|
OWNERSHIP: The reporting person has sole voting and
dispositive power with respect to 1,060,859 of the
reported securities as (i) the manager of a limited liability company that is the general
partner of a certain limited partnership, (ii) the trustee to certain grantor retained annuity
trusts, and (iii) an individual. The reporting person has shared
voting and dispositive power with respect to
1,222,134 shares of the reported securities as (i) an investment advisor to the trustee of a
certain family trust, and (ii) as an authorized person with respect to a custody account held
by the reporting persons sister.
|
|
(a)
|
|
2,282,993
|
|
|
(b)
|
|
5.5%
|
|
|
(c)
|
|
(i) sole voting power: 1,060,859
|
|
(ii)
|
|
shared voting power: 1,222,134
|
|
|
(iii)
|
|
sole dispositive power: 1,060,859
|
|
|
(iv)
|
|
shared dispositive power: 1,222,134
|
|
|
|
Item 5.
|
|
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
|
Not Applicable
|
|
|
Item 6.
|
|
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
|
Other than the shares held directly by Lloyd I. Miller, III, persons other than Lloyd I.
Miller, III have the right to receive or the power to direct the receipt of dividends
from, or the proceeds from the sale of, the reported securities.
|
|
|
Item 7.
|
|
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING
REPORTED ON BY THE PARENT HOLDING COMPANY:
|
Not Applicable
Page 4 of 5
|
|
|
Item 8.
|
|
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
|
Not Applicable
|
|
|
Item 9.
|
|
NOTICE OF DISSOLUTION OF GROUP:
|
Not Applicable
By signing below I certify that, to the best of my knowledge and belief, the securities
referred to above were not acquired and are not held for the purpose of or with the
effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any transaction
having that purpose or effect.
Page 5 of 5
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
|
|
|
|
|
|
|
|
Dated: September 26, 2008
|
/s/ Lloyd I. Miller, III
|
|
|
Lloyd I. Miller, III
|
|
|
|
|
|
Alliance Fiber Optic (NASDAQ:AFOP)
Historical Stock Chart
From May 2024 to Jun 2024
Alliance Fiber Optic (NASDAQ:AFOP)
Historical Stock Chart
From Jun 2023 to Jun 2024