- Current report filing (8-K)
August 10 2012 - 2:33PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
August 8,
2012
UQM Technologies, Inc.
(Exact name of registrant as specified in its charter)
Colorado
|
1-10869
|
84-0579156
|
(State or other jurisdiction of incorporation)
|
(Commission File Number)
|
(I.R.S. Employer Identification No.)
|
4120 Specialty Place
Longmont, Colorado 80504
(Address of principal executive offices, including zip code)
(303) 682-4900
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ]
Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders.
The Annual Meeting of Stockholders of UQM Technologies, Inc.
(the "Company") was held on August 8, 2012. At the Annual Meeting, the
stockholders of the Company (i) elected the persons listed below to serve
as directors of the Company until the 2013 Annual Meeting of Stockholders,
(ii) ratified the appointment of Grant Thornton LLP as the Company's
independent registered public accounting firm for the fiscal year ending March
31, 2013, (iii) approved the 2012 Equity Incentive Plan; (iv) approved the
amendment and restatement of the Non-Employee Director Stock Option Plan; (v)
approved the amendment of the Stock Bonus Plan and (vi) approved, by advisory
vote, the compensation for named executives.
The Company had 36,560,564 shares of Common Stock outstanding
as of June 11, 2012, the record date for the Annual Meeting. At the Annual
Meeting, holders of a total of 30,838,290 shares of Common Stock were present in
person or represented by proxy. The following sets forth information regarding
the results of the voting at the Annual Meeting:
Proposal 1
The stockholders elected each of the seven
nominees to the Board of Directors for a one-year term. The voting results were
as follows:
Name
|
Shares
Voted "For"
|
Shares
Withheld
|
Broker
Non-Votes
|
William G. Rankin
|
9,936,507
|
1,469,542
|
19,432,241
|
Eric R. Ridenour
|
10,465,079
|
940,970
|
19,432,241
|
Donald A. French
|
10,403,752
|
1,002,297
|
19,432,241
|
Stephen J. Roy
|
10,364,869
|
1,041,180
|
19,432,241
|
Jerome H. Granrud
|
10,270,321
|
1,135,728
|
19,432,241
|
Donald W. Vanlandingham
|
10,415,146
|
990,903
|
19,432,241
|
Joseph P. Sellinger
|
10,365,096
|
1,040,953
|
19,432,241
|
Proposal 2
The stockholders ratified the appointment of
Grant Thornton LLP as the Company's independent auditors for the fiscal year
ending March 31, 2013. The voting results were as follows:
Shares
Voted "For"
|
Shares
Voted "Against"
|
Shares
Voted "Abstain"
|
30,238,335
|
330,670
|
269,285
|
Proposal 3
The stockholders approved the 2012 Equity
Incentive Plan. The voting results were as follows:
Shares
Voted "For"
|
Shares
Voted "Against"
|
Shares
Voted "Abstain"
|
Broker
Non-Votes
|
8,352,803
|
2,916,026
|
137,220
|
19,432,241
|
Proposal 4
The stockholders approved the amendment and
restatement of the Non-Employee Director Stock Option Plan to increase the
number of shares available for grant under stock option awards by 500,000
shares. The voting results were as follows:
Shares
Voted "For"
|
Shares
Voted "Against"
|
Shares
Voted "Abstain"
|
Broker
Non-Votes
|
7,902,839
|
3,411,382
|
91,828
|
19,432,241
|
Proposal 5
The stockholders approved the amendment of the
Stock Bonus Plan to increase the number of shares available for grant by 400,000
shares. The voting results were as follows:
Shares
Voted "For"
|
Shares
Voted "Against"
|
Shares
Voted "Abstain"
|
Broker
Non-Votes
|
8,211,102
|
3,055,804
|
139,143
|
19,432,241
|
Proposal 6
The stockholders approved the compensation of
our named executives on an advisory basis. The voting results were as follows:
Shares
Voted "For"
|
Shares
Voted "Against"
|
Shares
Voted "Abstain"
|
Broker
Non-Votes
|
8,715,413
|
2,534,031
|
156,605
|
19,432,241
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
UQM TECHNOLOGIES, INC.
|
Dated: August 10, 2012
|
By:
/s/
D
ONALD
A
.
F
RENCH
|
|
Donald A. French
|
|
Treasurer, Secretary and Chief
|
|
Financial Officer
|
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