Current Report Filing (8-k)
February 14 2020 - 6:14AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT PURSUANT
TO
SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of report
(Date of earliest event reported): February 13, 2020
TRIO-TECH INTERNATIONAL
(Exact Name of
Registrant as Specified in Its Charter)
California
(State or Other
Jurisdiction of Incorporation)
1-14523
|
|
95-2086631
|
(Commission File
Number)
|
|
(IRS Employer
Identification No.)
|
|
|
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Block 1008 Toa Payoh North, Unit 03-09 Singapore
|
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318996
|
(Address of
Principal Executive Offices)
|
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(Zip
Code)
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(65)6265
3300
(Registrant’s
Telephone Number, Including Area Code)
(Former Name
or Former Address, if Changed Since Last Report)
Securities
registered or to be registered pursuant to Section 12(b) of the
Act:
Title of each class
|
Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, no
par value
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TRT
|
NYSE
American
|
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Indicate by check
mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405)
or Rule 12b2 of the Securities Exchange Act of 1934 (17 CFR
240.12b2) Emerging growth company ☐
If an emerging
growth company, indicate by check mark if the registrant has
elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act ☐
Item 2.02 Results of Operations and Financial
Conditions
On February 13, 2020, Trio-Tech International issued a press
release announcing its financial results for the fiscal quarter
ended December 31, 2019. A copy of the press release is attached as
Exhibit 99.1.
The information in this Current Report, including the exhibit
hereto, is being furnished and shall not be deemed
“filed” for the purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to the liabilities of that
Section. The information in this Current Report, including the
exhibit hereto, shall not be incorporated by reference into any
filings under the Securities Act of 1933, as amended, or the
Exchange Act, regardless of any general incorporation language in
such filing.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
99.1 Press Release of Trio-Tech
International dated February 13, 2020
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the Registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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TRIO-TECH
INTERNATIONAL
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|
|
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By:
/s/ VICTOR H.M.
TING
Name:
Victor H.M. Ting
Title:
Vice President and
Chief
Financial Officer
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EXIBIT INDEX
Exhibit Number
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Description
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Press Release of
Trio-Tech International dated December 31, 2019
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