Current Report Filing (8-k)
September 29 2021 - 08:21AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.
20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section
13 or 15(d) of the Securities Exchange Act Of 1934
Date of
Report (Date of earliest event reported): September 29, 2021
Palatin
Technologies, Inc.
(Exact
name of registrant as specified in its charter)
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Delaware
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001-15543
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95-4078884
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(State
or other jurisdiction
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(Commission
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(IRS
employer
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of
incorporation)
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File
Number)
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identification
number)
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4B
Cedar Brook Drive, Cranbury, NJ
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08512
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(Address of
principal executive offices)
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(Zip
Code)
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Registrant's
telephone number, including area code: (609) 495-2200
Not
Applicable
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
[ ]
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
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Title
of Each Class
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Trading
Symbol
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Name of
Each Exchange
on
Which Registered
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Common
Stock, par value $.01 per share
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PTN
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NYSE
American
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Indicate by check
mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter). Emerging growth company
☐
If an
emerging growth company, indicate by checkmark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item
2.02 Results of Operations and Financial Condition.
On
September 29, 2021 we issued a press release including results for
our fourth quarter and fiscal year ended June 30, 2021 and
announcing a teleconference and webcast to be held September 29,
2021 at 11:00 a.m. Eastern Daylight Time, which will include a
discussion on results of operations in greater detail and an update
on corporate developments. We have attached a copy of the press
release as an exhibit to this report.
The
information in this Item 2.02 and the corresponding information in
the attached Exhibit 99.1 shall not be deemed to be “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as
amended, or otherwise subject to the liabilities of that section.
The information contained in this Item 2.02 and the corresponding
information in the attached Exhibit 99.1 shall not be incorporated
into any registration statement or other document filed with the
Securities and Exchange Commission by the company, whether made
before or after the date hereof, regardless of any general
incorporation language in such filing, except as shall be expressly
set forth by specific reference in such filing.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits:
Press Release dated
September 29, 2021
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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PALATIN
TECHNOLOGIES, INC.
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Date:
September 29, 2021
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By:
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/s/
Stephen T. Wills
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Stephen
T. Wills, CPA, MST
Executive Vice
President, Chief Financial Officer and Chief Operating
Officer
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EXHIBIT
INDEX
Press Release dated
September 29, 2021
Palatin Technologies (AMEX:PTN)
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