Initial Statement of Beneficial Ownership (3)
October 01 2021 - 5:07PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Hardin Stacy D. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/9/2021
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3. Issuer Name and Ticker or Trading Symbol
MEXCO ENERGY CORP [MXC]
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(Last)
(First)
(Middle)
2604 CIMMARON AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) SECRETARY / |
(Street)
MIDLAND, TX 79705
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
MXC Common Stock | 849 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
STOCK OPTIONS | 4/23/2014 | 4/23/2023 | MXC COMMON STOCK | 1600 | $5.98 (1) | D | |
STOCK OPTIONS | 8/1/2015 | 8/1/2024 | MXC COMMON STOCK | 3500 | $7.00 (1) | D | |
STOCK OPTIONS | 9/11/2019 | 9/11/2028 | MXC COMMON STOCK | 5000 | $4.84 (2) | D | |
STOCK OPTIONS | 3/4/2021 | 3/4/2030 | MXC COMMON STOCK | 5000 | $3.34 (3) | D | |
STOCK OPTIONS | 7/25/2022 | 7/25/2031 | MXC COMMON STOCK | 5000 | $8.51 (4) | D | |
Explanation of Responses: |
(1) | Options granted pursuant to the 2009 Employee Stock Plan, expire 10 years after grant date and vest 1/4 per year for the first 4 years. These options are fully vested. |
(2) | Of these 5000 options, 3750 are vested and can be acquired at the exercise price. |
(3) | Of these 5000 options, 1250 are vested and can be acquired at the exercise price. |
(4) | These options are not vested. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hardin Stacy D. 2604 CIMMARON AVENUE MIDLAND, TX 79705 |
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| SECRETARY |
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Signatures
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/s/ Stacy D. Hardin | | 10/1/2021 |
**Signature of Reporting Person | Date |
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