- Statement of Changes in Beneficial Ownership (4)
March 19 2009 - 6:35PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
LEWIS BRANDON
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2. Issuer Name
and
Ticker or Trading Symbol
IMERGENT INC
[
IIG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give title below)
__
X
__ Other (specify below)
Former President & COO
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(Last)
(First)
(Middle)
1303 N RESEARCH WAY, BLDG. K
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/17/2009
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(Street)
OREM, UT 84097
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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3/17/2009
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S
(1)
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37431
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D
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$3.39
(2)
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172602
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D
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Common Stock
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3/17/2009
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M
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6875
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A
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$2.50
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179477
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D
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Common Stock
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3/17/2009
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M
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30556
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A
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$1.50
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210033
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D
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Common Stock Restricted
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3/18/2009
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D
(3)
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19795
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D
(4)
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$0
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190238
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Common Stock (right to buy)
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$2.50
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3/17/2009
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M
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6875
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(5)
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5/8/2009
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Common Stock
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6875
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$2.50
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0
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D
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Common Stock (right to buy)
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$1.50
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3/17/2009
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M
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30556
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(5)
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5/8/2009
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Common Stock
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30556
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$1.50
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0
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D
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Explanation of Responses:
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(
1)
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Sold pursuant to a 10b5-1 plan which was filed on June 12, 2007. Mr. Lewis exercised non-qualified stock options that were
set to expire on May 8, 2009. Mr. Lewis indicated he sold enough shares to pay for the exercise of those options and the
taxes due on the exercise.
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(
2)
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Mr. Lewis sold 37,431 shares in multiple transactions occurring on March 7, 2009 at $3.39 per share.
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(
3)
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Forfeiture of restricted stock award.
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(
4)
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Represents shares of restricted stock awarded on September 19, 2008, and forfeited when the performance criteria, required
for retention of the shares, was not fully achieved.
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(
5)
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Occurred on various dates.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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LEWIS BRANDON
1303 N RESEARCH WAY
BLDG. K
OREM, UT 84097
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Former President & COO
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Signatures
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/s/ Brandon Lewis
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3/19/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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