Initial Statement of Beneficial Ownership (3)
February 09 2022 - 4:24PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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LUKSCH SARAI |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/25/2022
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3. Issuer Name and Ticker or Trading Symbol
ENERGY FUELS INC [UUUU]
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(Last)
(First)
(Middle)
C/O ENERGY FUELS INC., 225 UNION BLVD., SUITE 600 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Acct Officer/Controller / |
(Street)
LAKEWOOD, CO 80228
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares | 21146 (2) | D (1) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Appreciation Rights ("SARs") | 1/25/2023 | 1/25/2027 | Common Shares | 18222 (3) | $6.47 | D | |
Explanation of Responses: |
(1) | Sarai Luksch was appointed to the role of Chief Accounting Officer and Controller of the Company on January 25, 2022, effective that same date. |
(2) | Table I reflects three separate grants of restricted stock units ("RSUs") by the issuer in 2020, 2021 and 2022, respectively, each of which vest as to 50% on January 27 one year after the date of grant; 25% on January 27 two years after the date of grant; and 25% on January 27 three years after the date of grant. Full details will be made available to the SEC and Issuer shareholders upon request. |
(3) | Table II reflects a grant of 18,222 stock appreciation rights ("SARs") by the Issuer on January 25, 2022, which vest as follows: one-third of SARs automatically vest upon the volume weighted average price ("VWAP") of the Issuer's common stock on the NYSE American equaling or exceeding US$12.00 for any continuous 90-calendar-day period; another one-third of SARs automatically vest upon the VWAP of the Issuer's common stock on the NYSE American equaling or exceeding US$14.00 for any continuous 90-calendar-day period; and the final one-third vest upon the VWAP of the Issuer's common stock on the NYSE American equaling or exceeding US$16.00 for any continuous 90-calendar-day period. |
Remarks: Exhibit 24.1 Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
LUKSCH SARAI C/O ENERGY FUELS INC. 225 UNION BLVD., SUITE 600 LAKEWOOD, CO 80228 |
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| Chief Acct Officer/Controller |
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Signatures
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/s/ Sarai Luksch | | 2/4/2022 |
**Signature of Reporting Person | Date |
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