Current Report Filing (8-k)
April 17 2020 - 4:16PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): April 16, 2020
DOCUMENT
SECURITY SYSTEMS, INC.
(Exact
name of registrant as specified in its charter)
New
York
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001-32146
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16-1229730
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(State
or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS
Employer
Identification No.)
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200
Canal View Boulevard
Suite
300
Rochester,
NY
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14623
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (585) 325-3610
Not
Applicable
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Ticker
symbol(s)
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Name
of each exchange on which registered
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Common
Stock, $0.02 par value per share
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DSS
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The
NYSE American LLC
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 8.01
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Other
Information.
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On
April 17, 2020, Document Security Systems, Inc. (the “Company”)issued a press release announcing notice of
a change in location of its Special Meeting of Shareholders to be held on Monday, May 4, 2020 at 9:00 a.m. Central Time (the “Special
Meeting”). In light of public health concerns regarding the coronavirus, or COVID-19, and the closure of the original venue
for the Special Meeting, the location of Special Meeting has been changed to 32731 Egypt Lane, Suite 602, Magnolia, Texas 77354.
The
purpose of the Special Meeting is to consider and vote on certain a proposal relating to an amendment to the Company’s certificate
of incorporation to effect a reverse split of its common stock by a ratio of 1-for-30 (the “Reverse Split”) and on
such other business as may properly come before the Special Meeting or any adjournment thereof.
A
copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Further
information regarding this change to the location of the special meeting can be found in the Notice of Change of Location filed
by the Company with the SEC on Schedule 14A on April 17, 2020, (the “Notice of Change of Location”). A copy
of the Notice of Change of Location is attached hereto as Exhibit 99.2 and is incorporated herein by reference.
Item 9.01
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Financial
Statements and Exhibits.
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(d)
Exhibits:
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K to
be signed on its behalf by the undersigned hereunto duly authorized.
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DOCUMENT
SECURITY SYSTEMS, INC.
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Dated:
April 17, 2020
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By:
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/s/
Frank D. Heuszel
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Name:
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Frank D. Heuszel
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Title:
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Chief Executive Officer and Interim Chief Financial Officer
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