Current Report Filing (8-k)
December 10 2020 - 4:19PM
Edgar (US Regulatory)
0001374310
false
0001374310
2020-12-08
2020-12-08
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
December 8, 2020
Cboe Global Markets, Inc.
(Exact name of registrant as specified in
its charter)
Delaware
(State or other jurisdiction of incorporation)
001-34774
|
20-5446972
|
(Commission File Number)
|
(IRS Employer Identification No.)
|
400 South LaSalle Street
Chicago, Illinois 60605
(Address and Zip Code of Principal Executive
Offices)
Registrant's telephone number, including
area code: (312) 786-5600
Not applicable
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
|
|
Trading
Symbol(s)
|
|
Name of each exchange on which registered
|
Common
Stock, par value of $0.01 per share
|
|
CBOE
|
|
CboeBZX
|
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. o
On December 8, 2020, Cboe Global
Markets, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting
Agreement”) with BofA Securities, Inc., Barclays Capital Inc. and Deutsche Bank Securities Inc., as
representatives of the several underwriters named in Schedule A thereto (collectively, the “Underwriters”),
pursuant to which the Company has agreed to issue and sell to the Underwriters, and the Underwriters have agreed to purchase
from the Company, subject to the satisfaction of the terms and conditions set forth in the Underwriting Agreement, $500
million aggregate principal amount of the Company’s 1.625% Senior Notes due 2030. The Underwriting Agreement contains
customary representations, warranties and agreements by the Company and customary closing conditions, indemnification rights
and termination provisions. The offering of the notes is being made pursuant to the Company's shelf registration statement on
Form S-3 (File No. 333-235649).
The foregoing description of the Underwriting
Agreement is qualified in its entirety by reference to the complete terms and conditions of the Underwriting Agreement, which is
filed as Exhibit 1.1 to this Current Report on Form 8-K and is incorporated herein by reference.
The Underwriting Agreement has been included
in this communication to provide investors and stockholders with information regarding its terms. The representations, warranties
and covenants contained in the Underwriting Agreement were made only for purposes of that agreement and as of specific dates, and
were solely for the benefit of the parties to the Underwriting Agreement. Investors should not rely on the representations, warranties
and covenants or any description thereof as characterizations of the actual state of facts or condition of the Company or any of
its subsidiaries or affiliates. Moreover, information concerning the subject matter of the representations, warranties and covenants
may change after the date of the Underwriting Agreement, which subsequent information may or may not be fully reflected in public
disclosures by the Company.
|
ITEM 9.01
|
FINANCIAL STATEMENTS AND EXHIBITS.
|
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
|
CBOE GLOBAL MARKETS, INC.
|
|
|
|
|
By:
|
/s/ Brian N. Schell
|
|
Name:
|
Brian N. Schell
|
|
Title:
|
Executive Vice President, Chief Financial Officer and Treasurer
|
|
|
|
|
|
Dated: December 10, 2020
|
Cboe Global Markets (AMEX:CBOE)
Historical Stock Chart
From Apr 2024 to May 2024
Cboe Global Markets (AMEX:CBOE)
Historical Stock Chart
From May 2023 to May 2024