Current Report Filing (8-k)
September 24 2019 - 6:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of report (Date of earliest event reported): September 24, 2019
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AMERICAN SHARED HOSPITAL SERVICES
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(Exact name of registrant
as specified in charter)
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California
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1-08789
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94-2918118
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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Two Embarcadero Center, Suite 410, San
Francisco, CA 94111
(Address of principal executive offices)
Registrant’s telephone number, including
area code 415-788-5300
(Former name or former address, if changed
since last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐
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Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which
registered
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American Shared Hospital Services
Common Stock,
No Par Value
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AMS
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NYSE AMERICAN
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Indicate by check mark
whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01 Regulation FD Disclosure.
American Shared Hospital Services (the “Company”)
has announced that Chairman & Chief Executive Officer Ernest A. Bates, M.D. and Chief Operating & Financial Officer Craig
K. Tagawa will present at the Sidoti & Company Fall 2019 Conference on September 25, 2019. The Company intends to use the presentation
furnished as Exhibit 99.1 to this Form 8-K at the conference and other investor meetings taking place on September 24 and 25, 2019.
The slides from the presentation are attached hereto as Exhibit 99.1 and are hereby incorporated by reference.
Certain Information
The information in this Current Report on Form 8-K, including
Exhibit 99.1, is furnished pursuant to this Item 7.01 and shall not be deemed to be “filed” for the purposes of Section 18
of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of
that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities
Act or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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American Shared Hospital Services
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Date:
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September
24, 2019
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By:
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/s/
Craig K. Tagawa
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Name:
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Craig K. Tagawa
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Title:
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Senior Vice President
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Chief Operating and Financial Officer
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