Current Report Filing (8-k)
September 25 2020 - 6:02AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported):
September 24, 2020
AIR INDUSTRIES GROUP
(Exact Name of Registrant as Specified in
its Charter)
Nevada
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001-35927
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80-0948413
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State of Incorporation
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Commission File Number
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IRS Employer I.D. Number
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1460 Fifth Avenue, Bay Shore, New York 11706
(Address of Principal Executive Offices)
Registrant’s telephone number: (631)
968-5000
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
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☐
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Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name
of each exchange on which registered
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Common Stock, par value $0.001
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AIRI
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NYSE American
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01 Regulation FD Disclosure
On September 24, 2020,
Air Industries Group (the “Company”) made a presentation to investors (the “Presentation”). A copy of the
Presentation is included as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated into this Item 7.01 by reference.
The information in this
Form 8-K, including Exhibit 99.1 attached hereto, shall not be deemed as “filed” for purposes of Section 18 of
the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liability of such Section, nor
shall it be deemed incorporated by reference in any filing by Air Industries under the Securities Act of 1933, as amended, or the
Exchange Act, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference
in such filing.
Forward-Looking Statements
Statements in this
Current Report on Form 8-K (including the exhibits), including statements regarding Air Industries’ beliefs, expectations,
intentions or strategies for the future, may constitute forward-looking statements. The Company cautions you that forward-looking
statements are not guarantees of future performance and that actual results or developments may differ materially from those projected
or implied in these statements. All forward-looking statements involve a number of risks and uncertainties that could cause actual
results to differ materially from the plans, intentions and expectations reflected in or suggested by the forward-looking statements.
Risk factors, cautionary statements and other conditions which could cause Air Industries’ actual results to differ from
management’s current expectations are contained in the Company’s filings with the Securities and Exchange Commission.
The Company undertakes no obligation to update any forward-looking statement to reflect events or circumstances that may arise
after the date of this filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
Dated: September 24, 2020
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AIR INDUSTRIES GROUP
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By:
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/s/ Michael Recca
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Michael Recca
Chief Financial Officer
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