Current Report Filing (8-k)
June 16 2020 - 04:37PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 16,
2020
ACTINIUM PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
Delaware |
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001-36374 |
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74-2963609 |
(State or other jurisdiction
of incorporation) |
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(Commission File Number) |
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(IRS Employer
Identification No.) |
275 Madison Avenue, 7th Floor, New York, NY
10016
(Address of Principal Executive Offices)
Registrant’s telephone number: (646) 677-3870
(Former name or former address, if changed since last
report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General
Instruction A.2. below):
☐ |
Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which
registered |
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Common Stock, par value $0.001 per
share |
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ATNM |
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NYSE American |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
On June 16, 2020, Actinium Pharmaceuticals, Inc. (the “Company”)
announced the commencement of a proposed public offering of its
common stock (or pre-funded warrants to purchase common stock in
lieu thereof).
In connection with the Company’s proposed public offering, the
Company suspended, and during the duration of the proposed public
offering, is no longer offering any securities pursuant to (i) the
prospectus supplement filed with the Securities and Exchange
Commission (the “SEC”) on October 18, 2018, relating to the offer
and sale of shares of our common stock pursuant to a purchase
agreement, dated October 18, 2018, with Lincoln Park Capital Fund,
LLC (the “Lincoln Park Agreement”), and (ii) the prospectus
supplement filed with the SEC on December 28, 2018, relating to the
offer and sale of shares of our common stock pursuant to the
Amended and Restated At Market Issuance Sales Agreement, dated
December 28, 2018, with B. Riley FBR, Inc. and JonesTrading
Institutional Services LLC (the “ATM Sales Agreement”). The Company
will not make any sales of securities pursuant to the Lincoln Park
Agreement and the ATM Sales Agreement unless and until a new
prospectus supplement is filed with the SEC; however, the Lincoln
Park Agreement and the ATM Sales Agreement remain in full force and
effect.
This Current Report on Form 8-K shall not constitute an offer to
sell or the solicitation of an offer to buy any securities of the
Company, which is being made only by means of a written prospectus
meeting the requirements of Section 10 of the Securities Act of
1933, as amended, nor shall there be any sale of the Company’s
securities in any state or jurisdiction in which such offer,
solicitation or sale would be unlawful prior to registration or
qualification under the securities laws of such
jurisdiction.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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Actinium
Pharmaceuticals, Inc. |
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Date: June 16,
2020 |
/s/ Sandesh Seth
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Name: Sandesh Seth |
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Title: Chief Executive Officer
and Chairman |
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