Amended Statement of Beneficial Ownership (3/a)
August 03 2021 - 6:41PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
STARR INTERNATIONAL CO INC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/16/2021
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3. Issuer Name and Ticker or Trading Symbol
Celularity Inc [CELU]
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(Last)
(First)
(Middle)
101 BAARERSTRASSE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
ZUG, V8 CH-6300
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 7/26/2021
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 8640695 (1) | I | See footnote (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Warrants (Right To Buy) | 7/16/2021 | (3) | Class A Common Stock | 6640694 (1) | $7.53 | I | See footnote (2) |
Explanation of Responses: |
(1) | This amendment reflects an additional Reporting Owner, Starr International Investments Ltd., which was listed in the original filing of this Form 3, but did not have EDGAR filing
codes at such time. No equity ownership information has changed. |
(2) | The Issuer's securities are directly owned by Starr International Investments Ltd., a wholly-owned subsidiary of Starr International Company, Inc. By virtue of this relationship, Starr International Company, Inc. may be deemed to directly own such shares disclosed in this form. |
(3) | The first to occur of: (a) March 16, 2025, (b) the consummation of an Initial Public Offering (as defined in the applicable warrant agreement) by the Issuer, or (c) the consummation of a Change of Control (as defined in the applicable warrant agreement). |
Remarks: Exhibit List: Exhibit 99.1 Joint Filer Information and Signature |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
STARR INTERNATIONAL CO INC 101 BAARERSTRASSE ZUG, V8 CH-6300 |
| X |
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Starr International Investments, Ltd. 19 PAR-LA-VILLE ROAD HAMILTON, D0 HM11 |
| X |
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Signatures
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Starr International Company, Inc., by /s/ Stuart Osborne, President and Treasurer | | 8/3/2021 |
**Signature of Reporting Person | Date |
Starr International Investments Ltd., by /s/ Stuart Osborne, Controller and Vice President | | 8/3/2021 |
**Signature of Reporting Person | Date |
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