Current Report Filing (8-k)
July 01 2021 - 8:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): July
1, 2021
BEAM GLOBAL
(Exact Name of Registrant as Specified in Charter)
Nevada
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000-53204
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26-1342810
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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5660 Eastgate Drive, San Diego, CA
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92121
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including
area code: (858) 799-4583
(Former name or Former Address, if Changed Since
Last Report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.
below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter). Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. o
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock
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BEEM
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NASDAQ Capital Market
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Warrants
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BEEMW
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NASDAQ Capital Market
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Item 8.01. Other Events
Establishment of Equity Oversight Committee
On July 1, 2021, Beam Global (the “Company”)
announced in a press release that the Company’s Board of Directors (the “Board”) established an Equity Oversight Committee
(the "Committee") which will be responsible for reviewing and recommending for approval to the Board any proposed offerings
of the Company’s securities, excluding securities issued under the Company’s equity incentive plans. Pursuant to the Committee’s
Charter, the Committee shall be comprised of two (2) or more independent directors who shall be appointed by the Board. Each member of
the Committee shall meet the independence requirements of The NASDAQ Stock Market, LLC, and the Securities and Exchange Commission, as
well as any other applicable requirements. A copy of the Committee’s Charter is attached as Exhibit 99.1 to this Current Report
on Form 8-K and is incorporated herein by reference. A copy of the press release is filed as Exhibit 99.2 to this Current Report on Form
8-K.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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BEAM GLOBAL
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Dated: July 1, 2021
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By:
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/s/ Katherine H. McDermott
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Name:
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Katherine H. McDermott
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Title:
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Chief Financial Officer
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Beam Global (NASDAQ:BEEM)
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