(c)
Includes 265,000 shares owned by Mr. Kean’s wife. Mr. Kean disclaims any and all beneficial or pecuniary interest in the shares owned by his wife. Includes 230,000 shares held by a limited partnership of which Mr. Kean is the sole general partner and two trusts (for which Mr. Kean serves as a trustee and of which family members of Mr. Kean are sole beneficiaries) each own a 49.5% limited partner interest. Mr. Kean disclaims beneficial ownership of the shares held by the limited partnership except to the extent of his pecuniary interest therein. Also includes 183,550 shares owned by a charitable foundation of which Mr. Kean is a member of the board of directors and shares voting and investment power. Mr. Kean disclaims any beneficial ownership in the shares owned by the charitable foundation. Excludes 904,466 RSUs subject to forfeiture and voting restrictions that lapse on July 31, 2021.
(d)
Includes 2,026,048 shares held by a limited partnership of which Ms. Dang controls the voting and disposition power. Ms. Dang disclaims 10% of any beneficial or pecuniary interest in these shares. Excludes 113,059, 143,473 and 198,808 RSUs subject to forfeiture and voting restrictions that lapse on July 31, 2021, July 31, 2022 and July 31, 2023, respectively.
(e)
Includes 2,260 restricted shares subject to forfeiture until July 19, 2021. Includes 196,610 shares held by a family limited liability company. Mr. Gardner disclaims 99% of any beneficial ownership of such shares.
(f)
Includes 15,120 restricted shares subject to forfeiture until July 19, 2021.
(g)
Includes 25,717 shares held by Mr. Kuehn’s spouse. Mr. Kuehn disclaims any and all beneficial or pecuniary interest in the shares owned by his spouse.
(h)
Includes 6,050 restricted shares subject to forfeiture until July 19, 2021.
(i)
Includes 15,120 restricted shares subject to forfeiture until July 19, 2021. Includes 3,660,000 shares owned by Portcullis Partners, LP, a private investment partnership. Mr. Morgan is President of Portcullis Partners, LP and has sole voting and dispositive power with respect to such shares. Also includes 415,148 shares owned by trusts for which Mr. Morgan has voting and dispositive power. An aggregate of 2,600,000 shares held by Portcullis Partners, LP are held in either a margin account or an account that serves as collateral for a line of credit.
(j)
Includes 457,784 shares held by a limited partnership of which Mr. Shaper controls the voting and disposition power. Mr. Shaper disclaims 98% of any beneficial or pecuniary interest in these shares. Also includes 7,500,000 shares held by a limited liability company with respect to which Mr. Shaper controls the voting and disposition power.
(k)
Includes 19,581 shares held by Mr. Smith’s spouse. Mr. Smith disclaims any and all beneficial or pecuniary interest in the shares held by his spouse.
(l)
Includes 9,070 restricted shares subject to forfeiture until July 19, 2021.
(m)
Includes 2,270 restricted shares subject to forfeiture until July 19, 2021.
(n)
Excludes 73,488, 71,737 and 115,971 RSUs subject to forfeiture and voting restrictions that lapse on July 31, 2021, July 31, 2022 and July 31, 2023, respectively.
(o)
Excludes 33,918, 35,869 and 53,016 RSUs subject to forfeiture and voting restrictions that lapse on July 31, 2021, July 31, 2022 and July 31, 2023, respectively.
(p)
Includes 2,000 shares owned by Mr. Sanders’s spouse. Also includes 1,600 shares held in accounts owned by Mr. Sanders’s parents, over which he has a limited power of attorney or is a joint tenant with right of survivorship. Mr. Sanders disclaims beneficial ownership of the securities held in his parent’s accounts. Excludes 84,794, 84,794, 71,737 and 99,404 RSUs subject to forfeiture and voting restrictions that lapse on July 31, 2021, July 31, 2022, July 31, 2022 and July 31, 2023, respectively. 163,806 shares are pledged by Mr. Sanders as collateral for a line of credit that is undrawn as of the date of this proxy statement.
(q)
See notes (b) through (p). Also includes 280,072 shares held indirectly, in respect of which shares the executive officers disclaim all or a portion of any beneficial or pecuniary interest. Includes 49,719 shares held in a margin account in the name of an executive officer other than the named executive officers, no margin loans in respect of which were outstanding as of March 15, 2021. Excludes an aggregate of 1,477,354 RSUs held by executive officers other than the named executive officers, which RSUs are subject to forfeiture and voting restrictions that lapse at various times from July 2021 through January 2025.