Amended Statement of Ownership (sc 13g/a)
February 09 2021 - 4:11PM
Edgar (US Regulatory)
UNITED
STATES
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SECURITIES
AND EXCHANGE COMMISSION
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Washington,
D.C. 20549
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|
SCHEDULE
13G
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Under
the Securities Exchange Act of 1934
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(Amendment
No. 1)*
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Lumber
Liquidators Holdings, Inc.
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(Name
of Issuer)
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|
Common
Stock, par value $0.001 per share
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(Title
of Class of Securities)
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|
55003T107
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(CUSIP
Number)
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|
December
31, 2020
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(Date
of Event Which Requires Filing of this Statement)
|
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
|
|
o
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Rule 13d-1(b)
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x
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Rule 13d-1(c)
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o
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Rule 13d-1(d)
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|
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP
No. 55003T107
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13G
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Page
2 of 8
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1.
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Names
Of Reporting Persons
GAGNON
SECURITIES LLC
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2.
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check
the appropriate box if a group
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(a) o
(b) x
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3.
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sec
use only
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|
|
|
|
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4.
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citizenship
or place of organization
DELAWARE
LIMITED LIABILITY COMPANY
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number
of
shares
beneficially
owned by
each
reporting
person with:
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5.
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sole
voting power
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0
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6.
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shared
voting power
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|
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998,686
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7.
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sole
dispositive power
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|
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0
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8.
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shared
dispositive power
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1,148,747
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9.
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aggregate
amount beneficially owned by each reporting person
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1,148,747
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10.
|
check
box if the aggregate amount in row (9) excludes certain shares (See Instructions)
|
o
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11.
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percent
of class represented by amount in row (9)
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4.0%
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12.
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type
of reporting person (See Instructions)
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IA,
BD
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CUSIP
No. 55003T107
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13G
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Page
3 of 8
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1.
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Names
Of Reporting Persons
GAGNON
ADVISORS, LLC
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2.
|
check
the appropriate box if a group
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(a) o
(b) x
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3.
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sec
use only
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|
|
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4.
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citizenship
or place of organization
DELAWARE LIMITED LIABILITY COMPANY
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number
of
shares
beneficially
owned by
each
reporting
person with:
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5.
|
sole
voting power
|
|
|
0
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6.
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shared
voting power
|
|
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287,619
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7.
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sole
dispositive power
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0
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8.
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shared
dispositive power
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287,619
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9.
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aggregate
amount beneficially owned by each reporting person
|
|
287,619
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10.
|
check
box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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o
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11.
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percent
of class represented by amount in row (9)
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1.0%
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12.
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type
of reporting person (See Instructions)
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IA
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CUSIP
No. 55003T107
|
13G
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Page
4 of 8
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1.
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Names
Of Reporting Person
NEIL
GAGNON
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2.
|
check
the appropriate box if a group
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(a) o
(b) x
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3.
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sec
use only
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4.
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citizenship
or place of organization
USA
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number
of
shares
beneficially
owned by
each
reporting
person with:
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5.
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sole
voting power
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99,825
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6.
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shared
voting power
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1,340,537
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7.
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sole
dispositive power
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99,825
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8.
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shared
dispositive power
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1,497,452
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9.
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aggregate
amount beneficially owned by each reporting person
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1,597,277
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10.
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check
box if the aggregate amount in row (9) excludes certain shares (See Instructions)
|
o
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11.
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percent
of class represented by amount in row (9)
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5.5%
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12.
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type
of reporting person (See Instructions)
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IN
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CUSIP
No. 55003T107
|
13G
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Page
5 of 8
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(a)
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Name
of Issuer:
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Lumber Liquidators Holdings, Inc.
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(b)
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Address
of Issuer’s Principal
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4901 Bakers Mill Lane
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Executive Offices:
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Richmond, Virginia 23230
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Item
2.
(a)
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Name
of Person Filing:
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Neil Gagnon has
sole voting and dispositive power over 99,825 shares of the Issuer’s Common Stock, par value $0.001 per share (the “common
stock”). In addition, Mr. Gagnon has shared voting power over 1,340,537 shares of common stock and shared dispositive power
over 1,497,452 shares of common stock.
Mr. Gagnon is
the managing member and principal owner of Gagnon Securities LLC (“GS”), an investment adviser registered with the
U.S. Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940, as amended (the “Advisers
Act”), and a registered broker-dealer, in its role as investment manager to several customer accounts, foundations, partnerships
and trusts (collectively, the “Accounts”) to which it furnishes investment advice. GS and Mr. Gagnon may be deemed
to share voting power with respect to 998,686 shares of common stock held in the Accounts and dispositive power with respect to
1,148,747 shares of common stock held in the Accounts. GS and Mr. Gagnon expressly disclaim beneficial ownership of all securities
held in the Accounts.
Mr. Gagnon is also the Chief Executive Officer of Gagnon Advisors, LLC (“Gagnon Advisors”), an
investment adviser registered with the SEC under the Advisers Act. Mr. Gagnon and Gagnon Advisors, in its role as investment manager
to Gagnon Investment Associates, LLC (“GIA”), a private investment fund, may be deemed to share voting and dispositive
power with respect to the 287,619 shares of the Issuer’s common stock held by GIA. Gagnon Advisors and Mr. Gagnon expressly
disclaim beneficial ownership of all securities held by GIA.
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(b)
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Address
of Principal Business Office
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1370
Avenue of the Americas, 24th Floor
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or, if none, Residence:
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New York, NY 10019
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(c)
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Citizenship:
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Gagnon Securities LLC
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Delaware limited liability company
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Gagnon Advisors, LLC
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Delaware limited liability company
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Neil Gagnon
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USA
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(d)
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Title of Class
of Securities:
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Common Stock, par value $0.001 per share
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(e)
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CUSIP Number:
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55003T107
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CUSIP
No. 55003T107
|
13G
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Page
6 of 8
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Item
3.
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If
this statement is filed pursuant to §§240.13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
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(a)
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o
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Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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o
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Bank as defined
in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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o
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Insurance company
as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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o
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Investment company
registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e)
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o
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An investment
adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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o
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An employee benefit
plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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o
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A parent holding
company or control person in accordance with § 13d-1(b)(1)(ii)(G);
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(h)
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o
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A savings associations
as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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o
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A church plan
that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940
(15U.S.C. 80a-3);
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(j)
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o
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A non-U.S. institution
in accordance with §240.13d-1(b)(1)(ii)(J);
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(k)
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o
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Group, in accordance
with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please
specify the type of institution: ____
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CUSIP
No. 55003T107
|
13G
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Page
7 of 8
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Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
Item 1.
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(a)
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Amount
beneficially owned:
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Gagnon Securities LLC
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1,148,747
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Gagnon Advisors, LLC
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287,619
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Neil Gagnon
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1,597,277
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(b)
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Percent
of class:
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Gagnon Securities LLC
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4.0%
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Gagnon Advisors, LLC
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1.0%
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Neil Gagnon
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5.5%
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Calculation
of percentage of beneficial ownership is based on 28,874,709 shares of common stock outstanding as of October 26, 2020, as reported
on the Issuer’s Quarterly Report on Form 10-Q filed on November 2, 2020.
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(c)
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Number of shares as to which the person has:
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(i)
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Sole
power to vote or to direct the vote:
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Gagnon Securities LLC
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0
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Gagnon Advisors, LLC
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0
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Neil Gagnon
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99,825
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(ii)
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Shared
power to vote or to direct the vote:
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Gagnon Securities LLC
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998,686
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Gagnon Advisors, LLC
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287,619
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Neil Gagnon
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1,340,537
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(iii)
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Sole
power to dispose or to direct the disposition of:
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Gagnon Securities LLC
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0
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Gagnon Advisors, LLC
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0
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Neil Gagnon
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99,825
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(iv)
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Shared
power to dispose or to direct the disposition of:
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Gagnon Securities LLC
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1,148,747
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Gagnon Advisors, LLC
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287,619
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Neil Gagnon
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1,497,452
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Item
5.
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Ownership
of Five Percent or Less of a Class.
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If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following o.
Item
6.
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Ownership
of More than Five Percent on Behalf of Another Person.
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The
Accounts described above in Item 2 have the right to receive or the power to direct the receipt of dividends from, or the proceeds
from the sale of, securities held in their respective accounts. To the knowledge of the Reporting Persons the interest in any
such account does not exceed 5% of the class of securities. Except to the extent described herein, the Reporting Person disclaims
beneficial ownership of all such securities.
Items
7 – 9.
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Not
Applicable.
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CUSIP
No. 55003T107
|
13G
|
Page
8 of 8
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By signing
below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities
solely in connection with a nomination under Section 230.14a-11.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 9, 2021
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NEIL GAGNON
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/s/
Neil Gagnon
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GAGNON SECURITIES
LLC
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/s/
Neil Gagnon
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Name: Neil Gagnon
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Title: Managing
Member
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GAGNON ADVISORS, LLC
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/s/
Neil Gagnon
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Name: Neil Gagnon
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Title: Chief
Executive Officer
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