Current Report Filing (8-k)
February 04 2021 - 8:31AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
FORM 8-K
_____________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
Date of Report (Date of earliest event Reported): January 29, 2021
SolarWindow Technologies, Inc.
(Exact Name of Registrant as Specified in Charter)
Nevada
|
000-30156
|
59-3509694
|
(State or Other Jurisdiction of Incorporation)
|
(Commission File Number)
|
(I.R.S. Employer Identification Number)
|
430 Park Avenue, Suite 702, New York, New York, 10022
|
(Address of Principal Executive Offices) (Zip Code)
|
(800) 213-0689
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|
|
[ ]
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
[ ]
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
[ ]
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
[ ]
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered pursuant to Section 12(b) of the Act: None
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
|
|
|
Indicate by check mark whether the registrant is an emerging growth company as defined
in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934
(17 CFR §240.12b-2). Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not
to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. ¨
Section 7 - Regulation FD
Item 7.01. Regulation FD Disclosure
On February 1, 2021 SolarWindow Technologies, Inc. (the "Company")
Director Mr. John Rhee delivered the keynote address at the Dartmouth College Tuck School of Business Private Equity and Venture
Capital Conference Capital Markets’ Seventeenth Annual Investor Conference (the “Tuck Presentation”).
By furnishing this Current Report on Form 8-K (the “Current
Report”) and furnishing the information contained herein, the Company makes no admission as to the materiality of any
information in this report that is required to be disclosed solely by reason of Regulation FD.
The information contained in the Tuck Presentation is summary information
that is intended to be considered in the context of the Company's Securities and Exchange Commission (“SEC”)
filings and other public announcements that the Company may make, by press release or otherwise, from time to time. The
Company undertakes no duty or obligation to publicly update or revise the information contained in this report, although it may
do so from time to time as its management believes is warranted. Any such updating may be made through the filing of
other reports or documents with the SEC, through press releases or through other public disclosure.
The press release announcing the Tuck Presentation and the presentation
utilized (the “Presentation”) are attached as, respectively, Exhibits 99.1 and 99.2 to
this Current Report.
The information presented in Item 7.01 of this
Current Report and Exhibits 99.1 and 99.2 to this Current Report shall not be deemed to be “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that section, unless the Company specifically states that the information is to be considered “filed”
under the Exchange Act or specifically incorporates it by reference into a filing under the Securities Act of 1933, as amended,
or the Exchange Act.
Section 9 - Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized on February 4, 2021.
RenovaCare, Inc.
By: /s/ Jatinder S. Bhogal
Jatinder S. Bhogal
Solarwindow Technologies (PK) (USOTC:WNDW)
Historical Stock Chart
From Aug 2024 to Sep 2024
Solarwindow Technologies (PK) (USOTC:WNDW)
Historical Stock Chart
From Sep 2023 to Sep 2024