Initial Statement of Beneficial Ownership (3)
June 22 2020 - 7:43PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Mackenzie Roy |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/10/2020
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3. Issuer Name and Ticker or Trading Symbol
KAR Auction Services, Inc. [KAR]
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(Last)
(First)
(Middle)
C/O APAX PARTNERS, L.P.,, 601 LEXINGTON AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
NEW YORK, NY 10022
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Remarks: Mr. Mackenzie, a partner of Apax Partners, L.P. ("Apax") and/or one of its affiliates, is a member of the board of directors of KAR Auction Services, Inc. (the "Issuer"). Certain affiliates of Apax own securities of the Issuer. Mr. Mackenzie disclaims beneficial ownership of any securities of the Issuer that may be deemed to be beneficially owned by affiliates of Apax.
Exhibit List: Exhibit 24 - Power of Attorney |
No securities are beneficially owned. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Mackenzie Roy C/O APAX PARTNERS, L.P., 601 LEXINGTON AVENUE NEW YORK, NY 10022 | X |
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Signatures
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/s/ Roy Mackenzie | | 6/19/2020 |
**Signature of Reporting Person | Date |
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