Amended Current Report Filing (8-k/a)
February 25 2019 - 5:25PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K/A
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(D) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported):
October 5, 2018
AMMO,
Inc.
(Exact
Name of Registrant as Specified in Charter)
Delaware
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001-13101
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83-1950534
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(State
or other jurisdiction
of
Incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
Number)
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7681
East Gray Road,
Scottsdale,
Arizona 85260
(Address
of principal executive offices)
480-947-0001
(Registrant’s
telephone number)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
[ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
[ ]
AMMO,
INC.
Form
8-K
Current
Report
ITEM
2.01. Completion of Acquisition or Disposition of Assets
On
October 10, 2018, Ammo, Inc. (the “Company”) filed a Current Report on Form 8-K (the “Initial Form 8-K”)
to disclose that it completed its acquisition of SW Kenetics Inc. (“SWK”) on October 5, 2018. On December 18, 2018,
we amended the Current Report on Form 8-K/A to amend Item 9.01(b) of the Initial Form 8-K to include the Unaudited Pro Forma Combined
and Condensed Financial Information, which is permitted to be file by amendment not later than 71 calendar days after the day
the Initial Form 8-K was filed.
This
Current Report on 8-K/A amends Item 9.01(a) of the Initial Form 8-K to include the Audited Financial Statements of SWK and
Item 9.01(b) to include the Unaudited Pro Forma Combined and Condensed Financial Information . There were no other changes
made to the Initial Form 8-K.
ITEM
9.01. Financial Statements and Exhibits
(a)
Financial Statements of Businesses Acquired
The
audited financial statements of SW Kenetics Inc. as of October 5 , 2018
(b)
Pro Forma Financial Information
The
unaudited pro forma combined and condensed balance sheet of Ammo, Inc. as of September 30, 2018, and the unaudited pro forma combined
and condensed statement of operations for the three months ended March 31, 2018, and for the six months ended September 31, 2018.
(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Dated:
February 2 5 , 2019
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AMMO,
INC.
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By:
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/s/
Fred W. Wagenhals
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Fred
W. Wagenhals
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Chief
Executive Officer
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