Current Report Filing (8-k)
November 13 2018 - 8:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT Pursuant
to
Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of report (Date of earliest event reported): November 12, 2018
STEREOTAXIS,
INC.
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
(State
or Other Jurisdiction of Incorporation)
001-36159
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94-3120386
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(Commission
File Number)
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(IRS
Employer Identification No.)
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4320
Forest Park Avenue, Suite 100, St. Louis, Missouri
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63108
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(Address
of Principal Executive Offices)
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(Zip
Code)
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(314)
678-6100
(Registrant’s
Telephone Number, Including Area Code)
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (
see
General Instruction A.2. below):
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
2.02 Results of Operations and Financial Condition
On
November 12, 2018, Stereotaxis, Inc. (the “Company”) issued a press release (the “Earnings Press Release”)
setting forth its financial results for the third quarter of fiscal year 2018. A copy of the Earnings Press Release is being filed
as Exhibit 99.1 hereto, and the statements contained therein are incorporated by reference herein.
Forward-Looking
Statements and Additional Information
Statements
are made herein or incorporated herein that are “forward-looking statements” as defined by the Securities and Exchange
Commission (the “SEC”). All statements, other than statements of historical fact, included or incorporated herein
that address activities, events or developments that the Company expects, believes or anticipates will or may occur in the future
are forward-looking statements. These statements are not guarantees of future events or the Company’s future performance
and are subject to risks, uncertainties and other important factors that could cause events or the Company’s actual performance
or achievements to be materially different than those projected by the Company. For a full discussion of these risks, uncertainties
and factors, the Company encourages you to read its documents on file with the SEC. Except as required by law, the Company does
not intend to update or revise its forward-looking statements, whether as a result of new information, future events or otherwise.
In
accordance with General Instruction B.2. of Form 8-K, the information contained in Item 2.02 and Exhibit 99.1 attached hereto
shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to the liabilities of that section, nor shall they be deemed incorporated by reference in any
filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference
in such a filing.
Item
9.01 Financial Statements and Exhibits
(d)
Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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STEREOTAXIS, INC.
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Date:
November 13, 2018
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By:
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/s/
Martin C. Stammer
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Name:
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Martin
C. Stammer
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Title:
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Chief
Financial Officer
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