Report of Foreign Issuer (6-k)
August 23 2018 - 5:36PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C., 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT
TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
FOR THE MONTH OF AUGUST 2018
COMMISSION FILE NUMBER: 001-38141
SIERRA METALS INC.
(Translation of registrant’s name into
English)
79 Wellington Street, West, Suite 2100,
Toronto, Ontario M5K 1H1 Tel: (416)
366-7777
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file
annual reports under cover of Form 20-F or Form 40-F.
Form
20-F
¨
Form
40-F
þ
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
¨
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
¨
DOCUMENTS FILED AS PART OF THIS FORM 6-K
See the Exhibit Index to this Form 6-K.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
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SIERRA METALS INC.
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Date: August 23, 2018
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By:
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/s/
Ed Guimaraes
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Name:
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Ed Guimaraes
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Title:
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Chief Financial Officer
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EXHIBIT INDEX
Exhibit No.
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Description
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99.1
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NI (National Instrument) 43-101 Preliminary Economic Assessment (PEA) for the Bolivar Mine, Mexico
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99.2
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NI 43-101 Certificate of Enrique Rubio
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99.3
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NI 43-101 Certificate of Giovanny Ortiz
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99.4
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NI 43-101 Certificate of Augusto Chung
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99.5
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NI 43-101 Consent of Enrique Rubio
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99.6
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NI 43-101 Consent of Giovanny Ortiz
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99.7
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NI 43-101 Consent of Augusto Chung
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99.8
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NI 44-102 Consent of Enrique Rubio
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99.9
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NI 44-102 Consent of Giovanny Ortiz
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99.10
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NI 44-102 Consent of Augusto Chung
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Exhibits 99.1 through 99.10 (inclusive)
included with this Report on Form 6-K are hereby incorporated by reference into the Registration Statement on Form F-10 of Sierra
Metals Inc. (File No. 333-218076) (the "Registration Statement"), including the prospectus contained therein, as amended
or supplemented.
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