Current Report Filing (8-k)
August 01 2018 - 8:36AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
August
1, 2018
ANI PHARMACEUTICALS, INC.
(Exact name of registrant as specified in
its charter)
Delaware
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001-31812
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58-2301143
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(I.R.S. Employer
Identification Number)
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210 Main Street West
Baudette, Minnesota
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56623
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including
area code:
(218) 634-3500
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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o
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging
growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 2.02
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Results of Operations and Financial Condition.
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On
August 1, 2018, ANI Pharmaceuticals, Inc. (“ANI,” “we,” or “us”) issued a press release
announcing that we will release our second quarter and year-to-date 2018 financial results on Tuesday, August 7, 2018, before the
opening of the U.S. financial markets. We will host a conference call with the investment community at 10:30am, Eastern Time on
August 7, 2018. A copy of the press release is furnished as Exhibit 99.1 to this report.
In
accordance with General Instruction B.2. of Form 8-K, the information in this Current Report on Form 8-K, including Exhibit 99.1,
shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be incorporated by reference
into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except
as shall be expressly set forth by specific reference in such filing.
Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ANI PHARMACEUTICALS, INC.
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By:
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/s/ Stephen P. Carey
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Stephen P. Carey
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Vice President, Finance and Chief Financial Officer
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Dated: August 1, 2018
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