Current Report Filing (8-k)

Date : 05/09/2018 @ 8:47AM
Source : Edgar (US Regulatory)
Stock : Heritage Commerce Corp (HTBK)
Quote : 17.09  0.0 (0.00%) @ 4:00AM

Current Report Filing (8-k)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 9, 2018

 

HERITAGE COMMERCE CORP

(Exact name of registrant as specified in its charter)

 

California

 

000-23877

 

77-0469558

(State or other jurisdiction of
incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

150 Almaden Boulevard, San Jose, California

 

95113

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (408) 947-6900

 

Not Applicable

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instruction A.2. below):

 

o             Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o             Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o             Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o             Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act o

 

 

 



 

ITEM 7.01   REGULATION FD DISCLOSURE.

 

Management is scheduled to participate in the D.A. Davidson 20 th  Annual Financial Institutions Conference in Denver, Colorado from May 8 through May 10, 2018.  Keith A. Wilton, Chief Operating Officer of Heritage Commerce Corp and President of Heritage Bank of Commerce, is scheduled to present on Wednesday, May 9, 2018, at 10:30 a.m. Mountain Daylight Time (MDT).  The presentation will be archived for 90 days after the conference, and can be viewed at http://wsw.com/webcast/dadco39/htbk/.

 

A copy of the information in the investor presentation is included as Exhibit 99.2. This Form 8-K and the information included as exhibits shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (“Exchange Act”), nor shall it be incorporated by reference into a filing under the Securities Act of 1933, as amended (“Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such a filing.  The furnishing of the information in this report is not intended to, and does not, constitute a determination or admission by the Company that the information in this report is material or complete, or that investors should consider this information before making an investment decision with respect to any security of the Registrant or any of its affiliates.

 

A copy of the press release announcing the Company’s participation in the D.A. Davidson 20 th  Annual Financial Institutions Conference is attached as Exhibit 99.1.

 

ITEM 9.01   FINANCIAL STATEMENTS AND EXHIBITS.

 

99.1                       Press Release, dated May 9, 2018, entitled “Heritage Commerce Corp to Participate in the D.A. Davidson 20 th  Annual Financial Institutions Conference in Denver”

 

99.2                       The Company’s presentation to investors to be presented on May 9, 2018

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: May 9, 2018

 

Heritage Commerce Corp

 

By:

/s/ Lawrence D. McGovern

 

Name: Lawrence D. McGovern

 

Executive Vice President and Chief Financial Officer

 

 

3


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