Current Report Filing (8-k)
March 06 2018 - 8:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of
report: March 6, 2018
(Date
of earliest event reported)
E*TRADE
Financial Corporation
(Exact
name of Registrant as Specified in its Charter)
Delaware
|
1-11921
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94-2844166
|
(State or other jurisdiction
of incorporation or
organization)
|
(Commission File Number)
|
(I.R.S. Employer
Identification Number)
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11 Times Square, New York, New York 10036
(Address of
Principal Executive Offices and Zip Code)
(646) 521-4300
(Registrant’s Telephone Number, including Area
Code)
Not Applicable
(Former name or former address, if changed
since last report)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Indicate by
check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth company
⃞
If an
emerging growth company, indicate by check mark if the registrant has
elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act.
⃞
Item 7.01
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Regulation FD Disclosure
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E*TRADE Financial Corporation (the “Company”) is presenting at the
Raymond James Institutional Investors Conference today. During the
presentation, the Company will discuss its Daily Average Revenue Trades
(DARTs) for the month of February. For February 2018, the Company
reports preliminary DARTs of 330,000, a 5 percent increase from January.
Derivatives represented 31 percent of total preliminary DARTs in
February, an increase of 70 basis points from the prior month. The
Company intends to issue its standard monthly activity report for
February on or about March 14, 2018.
The information appearing in this Item 7.01 shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, or
otherwise subject to the liabilities of that section. This report will
not be deemed an admission as to the materiality of any information in
the report that is required to be disclosed solely by Regulation FD.
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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E*TRADE FINANCIAL CORPORATION
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Dated:
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March 6, 2018
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By:
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/s/ Lori S. Sher
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Name:
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Lori S. Sher
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Title:
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Corporate Secretary
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