Securities Registration (section 12(b)) (8-a12b)
August 01 2017 - 5:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-A
FOR
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
VALLEY
NATIONAL BANCORP
(Exact name of registrant as specified in its charter)
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New Jersey
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22-2477875
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(State of incorporation or organization)
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(IRS Employer Identification No.)
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1455 Valley Road
Wayne, NJ
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07470
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(Address of principal executive offices)
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(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered
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Name of each exchange on which
each class is to be registered
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5.50%
Fixed-to-Floating
Rate
Non-Cumulative
Perpetual Preferred Stock, Series B,
no par value per share
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New York Stock Exchange
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant
to General Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of
securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following
box. ☐
Securities Act registration statement file number to which this form relates:
333-202916
Securities to be registered pursuant to Section 12(g) of the Act:
None
Item 1.
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Description of Registrants Securities to be Registered.
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The securities to be
registered are shares of 5.50%
Fixed-to-Floating
Rate
Non-Cumulative
Perpetual Preferred Stock, Series B (the Series B
Preferred Stock) of the Registrant. The description set forth under the caption Description of the Series B Preferred Shares in the Prospectus Supplement dated July 27, 2017 to the Prospectus dated March 20, 2015, filed
by the Registrant with the Securities and Exchange Commission (SEC) pursuant to Rule 424(b)(2) under the Securities Act of 1933, as amended, as part of the Registration Statement on Form
S-3ASR
(File
No. 333-202916)
of the Registrant, filed on March 20, 2015, is incorporated herein by reference.
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Exhibit
No.
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Description
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3.1
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Certificate of Amendment to the Restated Certificate of Incorporation of the Registrant, incorporated herein by reference to Exhibit 3.1 to the Registrants Quarterly Report on Form
10-Q
for the quarter ended March 31, 2017.
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3.2
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Restated Certificate of Incorporation of the Registrant, incorporated herein by reference to Exhibit 3.A to the Registrants Annual Report on Form
10-K
filed on February 29,
2016.
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3.3
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By-laws
of the Registrant, as amended and restated, incorporated herein by reference to Exhibit 3.1 to the Registrants Current Report on Form
8-K
filed on December 7, 2016.
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3.4
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Certificate of Designations relating to the 5.50%
Fixed-to-Floating
Rate
Non-Cumulative
Perpetual Preferred
Stock, Series B, as filed with the New Jersey Department of Treasury on July 31, 2017, incorporated by reference to Exhibit 3.1 to the Registrants Current Report on Form
8-K
filed on August 1,
2017.
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4.1
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Form of Common Stock Certificate of Registrant, incorporated herein by reference to Exhibit 4.3 to the Registrants Registration Statement on Form
S-3D
filed on June 9,
1998.
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4.2
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Specimen stock certificate of Valley National Bancorp 6.25%
Fixed-to-Floating
Rate
Non-Cumulative
Preferred
Stock, Series A, incorporated herein by reference to Exhibit 4.2 to Amendment No. 1 to the Registrants Form
8-A/A
filed on July 9, 2015 (No.
001-11277).
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4.3
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Specimen stock certificate of Valley National Bancorp 5.50%
Fixed-to-Floating
Rate
Non-Cumulative
Preferred
Stock, Series B, filed herewith.
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4.4
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Warrant Agreement, dated May 18, 2010, between the Registrant and American Stock Transfer & Trust Company, LLC, incorporated herein by reference to Exhibit 4.1 to the Registrants Form
8-A
filed on May 18, 2010 (No.
001-11277).
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4.5
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Form of Warrant for the purchase of Valley National Bancorp Voting Common Stock, incorporated herein by reference to Exhibit A of Exhibit 4.1 of the Registrants Form
8-A
filed on
May 18, 2010 (No.
001-11277).
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has caused this registration statement
to be signed on its behalf by the undersigned, thereto duly authorized.
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VALLEY NATIONAL BANCORP
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Date: July 31, 2017
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By:
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/s/ Alan D. Eskow
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Name:
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Alan D. Eskow
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Title:
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Senior Executive Vice President
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and Chief Financial Officer
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[Signature page to Form
8-A]
EXHIBIT INDEX
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Exhibit
No.
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Description
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3.1
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Certificate of Amendment to the Restated Certificate of Incorporation of the Registrant, incorporated herein by reference to Exhibit 3.1 to the Registrants Quarterly Report on Form
10-Q
for the quarter ended March 31, 2017.
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3.2
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Restated Certificate of Incorporation of the Registrant, incorporated herein by reference to Exhibit 3.A to the Registrants Annual Report on Form
10-K
filed on February 29,
2016.
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3.3
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By-laws
of the Registrant, as amended and restated, incorporated herein by reference to Exhibit 3.1 to the Registrants Current Report on Form
8-K
filed on December 7, 2016.
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3.4
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Certificate of Designations relating to the 5.50%
Fixed-to-Floating
Rate
Non-Cumulative
Perpetual Preferred
Stock, Series B, as filed with the New Jersey Department of Treasury on July 31, 2017, incorporated by reference to Exhibit 3.1 to the Registrants Current Report on Form
8-K
filed on August 1,
2017.
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4.1
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Form of Common Stock Certificate of Registrant, incorporated herein by reference to Exhibit 4.3 to the Registrants Registration Statement on Form
S-3D
filed on June 9,
1998.
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4.2
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Specimen stock certificate of Valley National Bancorp 6.25%
Fixed-to-Floating
Rate
Non-Cumulative
Preferred
Stock, Series A, incorporated herein by reference to Exhibit 4.2 to Amendment No. 1 to the Registrants Form
8-A/A
filed on July 9, 2015 (No.
001-11277).
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4.3
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Specimen stock certificate of Valley National Bancorp 5.50%
Fixed-to-Floating
Rate
Non-Cumulative
Preferred
Stock, Series B, filed herewith.
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4.4
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Warrant Agreement, dated May 18, 2010, between the Registrant and American Stock Transfer & Trust Company, LLC, incorporated herein by reference to Exhibit 4.1 to the Registrants Form
8-A
filed on May 18, 2010 (No.
001-11277).
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4.5
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Form of Warrant for the purchase of Valley National Bancorp Voting Common Stock, incorporated herein by reference to Exhibit A of Exhibit 4.1 of the Registrants Form
8-A
filed on
May 18, 2010 (No.
001-11277).
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