Current Report Filing (8-k)
June 05 2017 - 9:29AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 5, 2017 (June 4, 2017)
GSV CAPITAL CORP.
(Exact name of registrant as specified in
its charter)
Maryland
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1-35156
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27-4443543
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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2925 Woodside Road
Woodside, CA 94062
(Address of principal
executive offices and zip code)
Registrant’s
telephone number, including area code:
(650) 235-4769
Check the appropriate box below if the Form 8-K is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if
the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 7.01.
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Regulation FD Disclosure
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On June 4, 2017, GSV Capital Corp. (the
“
Company
”) distributed a letter to its stockholders (the “
Letter
”). The Letter
provides a brief review of the Company’s fiscal year ended December 31, 2016 and discusses its portfolio as of March 31,
2017 and other recent developments, among other items. The text of the Letter is included as Exhibit 99.1 to this Form 8-K and
is available on the Company’s website (
http://gsvcap.com/
).
The information disclosed under this Item
7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18
of the Securities Exchange Act of 1934, as amended, and shall not be deemed incorporated by reference into any filing made under
the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.
Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits.
Exhibit No.
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Description
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99.1
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Letter to Stockholders dated June 4, 2017
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Date: June 5, 2017
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GSV CAPITAL CORP.
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By:
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/s/ William F. Tanona
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William F. Tanona
Chief Financial Officer, Treasurer and
Corporate Secretary
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