Amended Statement of Beneficial Ownership (sc 13d/a)
May 11 2017 - 11:39AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of
1934
(Amendment No. 1)*
Contango
ORE, Inc.
(Name of Issuer)
Common
Stock, par value $0.01
(Title of Class of Securities)
21077F100
(CUSIP Number)
C/O
Donna Peak, as Co-Executor
Estate of Kenneth R. Peak
200 Pheasant Run Place
Findlay, OH 45840
(713) 470-8312
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
May
1, 2017
(Date of Event which Requires Filing of
this Statement)
If
the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
¨
Note
: Schedules filed in paper format shall include a
signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are
to be sent.
*
The remainder of this cover page shall be filled
out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act")
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No. 21077F100
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13D
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Page
2
of 4 Pages
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1.
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NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Estate of Kenneth R. Peak
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2.
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)
¨
(b)
¨
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3.
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SEC USE ONLY
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4.
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SOURCE OF FUNDS (see instructions)
N/A
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5.
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CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨
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6.
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CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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7.
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SOLE VOTING POWER
0
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8.
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SHARED VOTING POWER
0
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9.
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SOLE DISPOSITIVE POWER
0
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10.
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SHARED DISPOSITIVE POWER
0
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11.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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12.
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions)
¨
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13.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
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14.
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TYPE OF REPORTING PERSON (see instructions)
OO
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CUSIP No. 21077F100
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13D
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Page
3
of 4 Pages
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Item 1. Security and Issuer.
This statement on Schedule 13D relates
to the common stock, $0.01 par value per share (the “Common Stock”) of Contango ORE, Inc., a Delaware corporation (the
“Issuer”). The address of the Issuer’s principal executive office is 3700 Buffalo Speedway, Suite 925, Houston,
Texas 77098.
Item 2. Identity and Background.
This statement on Schedule 13D is filed
on behalf of the Estate of Kenneth R. Peak (the “Estate” or the “Reporting Person”).
The Estate’s business address is
C/O Michael Peak, as Co-Executor, 200 Pheasant Run Place, Findlay, OH 45840.
During the last five years, the Estate
has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which
it was or is subject to a judgement, decree or final order enjoining future violations of, or prohibiting or mandating activities
subject to, federal or state securities laws or a finding of any violation with respect to such laws.
The Estate is being administered in the
State of Texas.
Item 3. Source or Amount of Funds or Other Consideration.
Item 4. Purpose of Transaction.
The Estate transferred all of its shares
of Common Stock to the Kenneth R. Peak Marital Trust on May 1, 2017.
As of the date hereof, there are no plans
or proposals that the Reporting Person has that relate to or would result in (a) the acquisition of securities of the Issuer or
the disposition of securities of the Issuer; (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation,
involving the Issuer or any of its subsidiaries; (c) a sale or transfer of a material amount of assets of the Issuer or any of
its subsidiaries; (d) any change in the present board of directors or management of the Issuer; (e) any material change in the
present capitalization or dividend policy of the Issuer; (f) any other material change in the Issuer’s business or corporate
structure; (g) changes in the Issuer’s certificate of incorporation, bylaws, or other instruments corresponding thereto or
other actions that may impede the acquisition of control of the Issuer by any person; (h) causing any change in the trading market
of any class of securities of the Issuer; (i) a class of equity securities of the Issuer becoming eligible for termination of registration
under the Securities Exchange Act of 1934; or (j) any action similar to any of the matters enumerated above.
Item 5. Interest in Securities of the Issuer.
As of May 1, 2017, the Estate ceased to
own any shares of Common Stock or other securities of the Issuer.
There have been no reportable transactions
with respect to the Common Stock of the Issuer within the last 60 days by the Reporting Person, except as described in this Schedule
13D.
Item 6. Contracts, Arrangements, Understandings
or Relationships with Respect to Securities of the Issuer.
Item 7. Material to Be Filed as Exhibits.
CUSIP No. 21077F100
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13D
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Page
4
of 4 Pages
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SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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ESTATE OF KENNETH R. PEAK
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/s/ Donna
Peak
Donna Peak
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Co-Executor
Co-Executor
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May 11,
2017
May 11, 2017
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