Check the appropriate box to designate
the rule pursuant to which this Schedule is filed:
*The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder
of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
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1.
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Names of Reporting Persons.
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I.R.S. Identification Nos. of above persons (entities only).
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Alexey Wolfson
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
¨
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(b)
¨
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3.
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SEC Use Only
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4.
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Citizenship
or Place of Organization U.S.A
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Number of
Shares Beneficially
by Owned by Each
Reporting
Person With:
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5.
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Sole Voting Power 941,485
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6.
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Shared Voting Power
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7.
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Sole Dispositive Power 941,485
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8.
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Shared Dispositive Power
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person 941,485
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
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11.
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Percent of Class Represented by Amount in Row (9) 5 7%
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12.
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Type of Reporting Person (See Instructions)
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IN
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INSTRUCTIONS FOR SCHEDULE 13G
Instructions for Cover Page
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(1)
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Names and I.R.S. Identification Numbers of Reporting Persons
—Furnish the full legal
name of each person for whom the report is filed—i.e., each person required to sign the schedule itself—including each
member of a group. Do not include the name of a person required to be identified in the report but who is not a reporting person.
Reporting persons that are entities are also requested to furnish their I.R.S. identification numbers, although disclosure of such
numbers is voluntary, not mandatory (see “SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE 13G” below).
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(2)
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If any of the shares beneficially owned by a reporting person are held as a member of a group and
that membership is expressly affirmed, please check row 2(a). If the reporting person disclaims membership in a group or describes
a relationship with other persons but does not affirm the existence of a group, please check row 2(b) [unless it is a joint filing
pursuant to Rule 13d-1(k)(1) in which case it may not be necessary to check row 2(b)].
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(3)
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The third row is for SEC internal use; please leave blank.
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(4)
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Citizenship or Place of Organization
—Furnish citizenship if the named reporting person
is a natural person. Otherwise, furnish place of organization.
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(5)
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-(9), (11)
Aggregate Amount Beneficially Owned By Each Reporting Person,
Etc.
—Rows (5) through (9) inclusive, and (11) are to be completed in accordance with the provisions of Item 4 of
Schedule 13G. All percentages are to be rounded off to the nearest tenth (one place after decimal point).
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(10)
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Check if the aggregate amount reported as beneficially owned in row (9) does not include shares
as to which beneficial ownership is disclaimed pursuant to Rule 13d-4 (17 CFR 240.13d-4] under the Securities Exchange Act of 1934.
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(12)
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Type of Reporting Person
—Please classify each
“reporting person” according to the following breakdown (see Item 3 of Schedule 13G) and place the appropriate symbol
on the form:
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Category
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Symbol
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Broker Dealer
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BD
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Bank
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BK
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Insurance Company
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IC
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Investment Company
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IV
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Investment Adviser
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IA
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Employee Benefit Plan, Pension Fund, or Endowment Fund
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EP
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Parent Holding Company/Control Person
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HC
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Savings Association
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SA
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Church Plan
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CP
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Corporation
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CO
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Partnership
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PN
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Individual
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IN
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Other
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OO
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Notes:
Attach as many copies of the second part
of the cover page as are needed, one reporting person per page.
Filing persons may, in order to avoid
unnecessary duplication, answer items on the schedules (Schedule 13D, 13G or 14D-1) by appropriate cross references to an item
or items on the cover page(s). This approach may only be used where the cover page item or items provide all the disclosure required
by the schedule item. Moreover, such a use of a cover page item will result in the item becoming a part of the schedule and accordingly
being considered as “filed” for purposes of Section 18 of the Securities Exchange Act or otherwise subject to the liabilities
of that section of the Act.
Reporting persons may comply with their
cover page filing requirements by filing either completed copies of the blank forms available from the Commission, printed or typed
facsimiles, or computer printed facsimiles, provided the documents filed have identical formats to the forms prescribed in the
Commission’s regulations and meet existing Securities Exchange Act rules as to such matters as clarity and size (Securities
Exchange Act Rule 12b-12).
SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE
13G
Under Sections 13(d), 13(g), and 23 of
the Securities Exchange Act of 1934 and the rules and regulations thereunder, the Commission is authorized to solicit the information
required to be supplied by this schedule by certain security holders of certain issuers.
Disclosure of the information specified in this
schedule is mandatory, except for I.R.S. identification numbers, disclosure of which is voluntary. The information will be used
for the primary purpose of determining and disclosing the holdings of certain beneficial owners of certain equity securities. This
statement will be made a matter of public record. Therefore, any information given will be available for inspection by any member
of the public.
Because of the public nature of the information,
the Commission can use it for a variety of purposes, including referral to other governmental authorities or securities self-regulatory
organizations for investigatory purposes or in connection with litigation involving the Federal securities laws or other civil,
criminal or regulatory statutes or provisions. I.R.S. identification numbers, if furnished, will assist the Commission in identifying
security holders and, therefore, in promptly processing statements of beneficial ownership of securities.
Failure to disclose the information requested
by this schedule, except for I.R.S. identification numbers, may result in civil or criminal action against the persons involved
for violation of the Federal securities laws and rules promulgated thereunder.
GENERAL INSTRUCTIONS
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A.
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Statements filed pursuant to Rule 13d-1(b) containing
the information required by this schedule shall be filed not later than February 14 following the calendar year covered by the
statement or within the time specified in Rules 13d-1(b)(2) and 13d-2(c). Statements filed pursuant to Rule 13d-1(c) shall be
filed within the time specified in Rules 13d-1(c), 13d-2(b)and 13d-2(d). Statements filed pursuant to Rule 13d-l(d) shall be filed
not later than February 14 following the calendar year covered by the statement pursuant to Rules 13d-1(d) and 13d-2(b).
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B.
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Information contained in a form which is required to be
filed by rules under section 13(f) (15 U.S.C. 78m(f)) for the same calendar year as that covered by a statement on this schedule
may be incorporated by reference in response to any of the items of this schedule. If such information is incorporated by reference
in this schedule, copies of the relevant pages of such form shall be filed as an exhibit to this schedule.
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C.
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The item numbers and captions of the items shall be included
but the text of the items is to be omitted. The answers to the items shall be so prepared as to indicate clearly the coverage
of the items without referring to the text of the items. Answer every item. If an item is inapplicable or the answer is in the
negative, so state.
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Item 1.
(a)
Name
of Issuer
RXi Pharmaceuticals Corporation
(b)
Address
of Issuer’s Principal Executive Offices 257 Simarano Drive, Suite 101
Marloborough, MA 01752
Item 2.
(a) Name of Person Filing
Alexey Wolfson
(b) Address of Principal
Business Office or, if none, Residence 10 Rocklawn Road
Westborough, MA 01581
(c) Citizenship
U.S.A.
(d) Title of Class of
Securities Common Stock $0.0001 par value
(e) CUSIP Number 74979C303
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Item 3.
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If this statement is filed pursuant to §§240.13d-l(b)
or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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¨
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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¨
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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¨
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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¨
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e)
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¨
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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¨
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An employee benefit plan or endowment fund in accordance with §240.13d-l(b)(l)(ii)(F);
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(g)
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¨
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A parent holding company or control person in accordance with § 240.13d-l(b)(l)(ii)(G);
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(h)
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¨
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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¨
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A church plan that
is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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¨
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Group, in accordance with §240.13d-l(b)(l)(ii)(J).
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Provide the following information regarding
the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially
owned:
941.485
(b)
Percent
of
class:
5.7%.
(c) Number of
shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote
941.485
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(ii)
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Shared power to vote or to direct the vote_______.
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(iii)
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Sole power to dispose or to direct the disposition of
941.485
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(iv)
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Shared power to dispose or to direct the disposition
of_______.
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Instruction.
For computations regarding securities
which represent a right to acquire an underlying security
see
§240.13d-3(d)(l).
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Item 5.
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Ownership of Five Percent or Less of a Class
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If this statement is
being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following
¨
.
Instruction:
Dissolution of a group requires a response to
this item.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another
Person.
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If any other person is known to have
the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a
statement to that effect should be included in response to this item and, if such interest relates to more than five percent of
the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment
Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
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Item 7.
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Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on By the Parent Holding Company
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If a parent holding company has filed
this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the
Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c)
or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.
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Item 8.
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Identification and Classification of Members of the
Group
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If a group has filed this schedule pursuant
to §240.13d-1(b)(l)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification
of each member of the group. If a group has filed this schedule pursuant to §240.13d-l(c) or §240.13d-1(d), attach an
exhibit stating the identity of each member of the group.
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Item 9.
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Notice of Dissolution of Group
|
Notice of dissolution of a group may
be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the
security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5.
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(a)
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The following certification shall be included if the statement
is filed pursuant to §240.13d-l (b):
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By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired
and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and
were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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(b)
|
The following certification shall be included if the statement
is filed pursuant to §240.13d- 1(c):
|
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing
or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best
of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
1/17/2017
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Date
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|
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/s/ Alexey Wolfson
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|
Signature
|
|
|
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Alexey Wolfson
|
|
Name/Title
|
The original statement shall be signed
by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of
a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of
the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however, that
a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and
any title of each person who signs the statement shall be typed or printed beneath his signature.
NOTE
: Schedules filed in paper format shall include
a signed original and five copies of the schedule, including all exhibits.
See
§240.13d-7 for other parties for whom
copies are to be sent.
Attention: Intentional
misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)