Amended Statement of Ownership (sc 13g/a)
February 13 2017 - 1:42PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13G
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT
NO. 1)
OXIS
INTERNATIONAL, INC.
(Name
of Issuer)
COMMON
STOCK
(Title
of Class of Securities)
691829402
(CUSIP
Number)
December
31, 2016
(DATE
OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(c)
*The
remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter the
disclosures
provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section
18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued
on following page(s)
Page 1 of 5 Pages
CUSIP No. 691829402
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13G
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Page 2 of 5 Pages
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1.
NAMES OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alpha
Capital Anstalt
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a) ☐
(b)
☐
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Liechtenstein
5. SOLE VOTING POWER, NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON – 4,778,809 shares of Common Stock *
6.
SHARED VOTING POWER - None
7.
SOLE DISPOSITIVE POWER – 4,778,809 shares of Common Stock *
8.
SHARED DISPOSITIVE POWER – None
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -
4,778,809
shares of Common Stock *
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☒
The
aggregate amount in row 9 represents the maximum amount of shares that Alpha Capital Anstalt can beneficially control under a
contractually stipulated 9.99% ownership restriction. The full conversion and/or exercise of Alpha Capital’s securities
would exceed this limitation.
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
9.99%
12.
TYPE OF REPORTING PERSON
CO
*
Based on a number of outstanding equal to 47,835,928 shares
CUSIP No. 691829402
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13G
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Page 3 of 5 Pages
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ITEM
1 (a)
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NAME
OF ISSUER: Oxis International, Inc.
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ITEM
1 (b)
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ADDRESS
OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
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4830
West Kennedy Blvd, Suite 600, Tampa, FL 33609
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ITEM
2 (a)
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NAME
OF PERSON FILING: Alpha Capital Anstalt
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ITEM
2 (b)
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ADDRESS
OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
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Lettstrasse
32, FL-9490 Vaduz, Furstentums, Liechtenstein
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ITEM
2 (c)
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CITIZENSHIP:
Liechtenstein
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ITEM
2 (d)
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TITLE
OF CLASS OF SECURITIES: Common Stock
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ITEM
2 (e)
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CUSIP
NUMBER: 691829402
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ITEM
3
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IF
THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B):
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Not applicable
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(a)
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AMOUNT
BENEFICIALLY OWNED: 4,778,809 shares of Common Stock *
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(b)
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PERCENT
OF CLASS: 9.99%
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(c)
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NUMBER
OF SHARES AS TO WHICH SUCH PERSON HAS:
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(i)
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SOLE
POWER TO VOTE OR DIRECT THE VOTE
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4,778,809
shares of Common Stock *
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(ii)
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SHARED
POWER TO VOTE OR DIRECT THE VOTE
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0 Shares
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(iii)
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SOLE
POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
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4,778,809
shares of Common Stock *
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(iv)
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SHARED
POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
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0 Shares
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CUSIP No. 691829402
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13G
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Page 4 of 5 Pages
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ITEM
5
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OWNERSHIP
OF FIVE PERCENT OR LESS OF A CLASS
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Not applicable
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ITEM
6
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OWNERSHIP
OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
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Not applicable
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ITEM
7
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IDENTIFICATION
AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
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Not applicable
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ITEM
8
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IDENTIFICATION
AND CLASSIFICATION OF MEMBERS OF A GROUP
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Not applicable
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ITEM
9
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NOTICE
OF DISSOLUTION OF GROUP
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Not applicable
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CUSIP No. 691829402
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13G
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Page 5 of 5 Pages
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SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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February
13, 2017
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(Date)
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/s/
Konrad Ackermann
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(Signature)
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Konrad
Ackermann, Director
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(Name/Title)
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