Current Report Filing (8-k)
February 10 2017 - 4:40PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 Or 15(d) of The
Securities Exchange Act of 1934
February 7, 2017
Date of Report (Date of earliest event reported)
PennantPark
Investment Corporation
(Exact name of registrant as specified in its charter)
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Maryland
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814-00736
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20-8250744
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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590 Madison Avenue, 15th Floor, New York, NY
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10022
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(Address of principal executive offices)
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(Zip Code)
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212-905-1000
(Registrants telephone number, including area code)
Not Applicable
(Former
name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07
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Submission of Matters to a Vote of Security Holders
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On February 7, 2017,
PennantPark Investment Corporation (the Company) held its annual meeting of stockholders (the Annual Meeting) and submitted two matters to the vote of stockholders. The proposals are described in detail in the Companys
definitive proxy statement filed with the Securities and Exchange Commission on December 8, 2016. As of November 30, 2016, the record date, 71,060,836 shares of common stock were eligible to vote. A summary of the matters voted upon
by the stockholders is set forth below.
Proposal 1.
The named proxies for the Companys stockholders approved an adjournment of the meeting
to allow the polls to remain open until 9:30 a.m. on February 28, 2017 to solicit additional votes for the proposal to elect two Class I directors of the Company, who will each serve until the 2020 Annual Meeting and until his successor is duly
elected and qualifies. The meeting will be reconvened at the offices of Dechert LLP, located at 1095 Avenue of the Americas, New York, New York, on February 28, 2017, at 9:30 a.m.
Proposal 2.
The Companys stockholders ratified the selection of RSM US LLP to serve as the Companys independent registered public
accounting firm for the year ending September 30, 2017.
The voting results as of February 7, 2017, as certified by the
inspector of election, are set forth below:
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For
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Against
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Abstain
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59,137,790
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764,601
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645,556
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% of Shares Voted
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97.67
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%
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1.26
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%
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1.07
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%
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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PennantPark Investment Corporation
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Date: February 10, 2017
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/s/ AVIV EFRAT
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Aviv Efrat
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Chief Financial Officer & Treasurer
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