Annual Statement of Changes in Beneficial Ownership (5)
February 10 2017 - 11:42AM
Edgar (US Regulatory)
FORM 5
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0362
Estimated average burden
hours per response...
1.0
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BRESKY STEVEN J
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2. Issuer Name
and
Ticker or Trading Symbol
SEABOARD CORP /DE/ [SEB]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President & CEO
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(Last)
(First)
(Middle)
9000 W 67TH STREET
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3. Statement for Issuer's Fiscal Year Ended
(MM/DD/YYYY)
12/31/2016
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(Street)
MERRIAM, KS 66202
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
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7. Nature of Indirect Beneficial Ownership
(Instr. 4)
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Amount
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(A) or (D)
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Price
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Common Stock
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6/15/2009
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J5
(1)
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428122.55
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D
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$0
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465825.69
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I
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By LLC
(1)
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Common Stock
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6/15/2009
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J5
(2)
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428122.55
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A
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$0
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428122.55
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I
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By LLC
(2)
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Common Stock
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4661
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I
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By LLC
(3)
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Common Stock
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1775
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I
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By trust
(4)
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Common Stock
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12/10/2011
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J5
(5)
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3120
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A
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$0
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3120
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I
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By trust
(5)
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
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11. Nature of Indirect Beneficial Ownership
(Instr. 4)
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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The shares reported are held by Seaboard Flour LLC, (i) which is owned by the reporting person and other members of the Bresky family directly or through various trusts for their benefit, and (ii) for which the reporting person serves as the sole Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The June 15, 2009 transfer of shares was not previously reported and was part of a restructuring of the membership interests of entities owned by members of the Bresky family or various trusts for their benefit.
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(
2)
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The shares reported are held by SFC Preferred LLC, (i) which is owned by the reporting person and other members of the Bresky family directly or through various trusts for their benefit, and (ii) for which the reporting person serves as the sole Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The June 15, 2009 transfer of shares was not previously reported and was part of a restructuring of the membership interests of entities owned by members of the Bresky family or various trusts for their benefit.
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(
3)
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The shares reported are held by SJB SEB LLC, which itself is owned by various Bresky family trusts established for the benefit of the reporting person and other members of the Bresky family, including a grantor retained annuity trust and revocable trust as to which the reporting person is the trustee. The shares reported reflect unreported changes in the form of ownership exempted by Rule 16a-13. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
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(
4)
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The shares reported are held by the HAB Grandchildren's Trust A, (i) which is for the benefit of members of the Bresky family, including members of the reporting person's immediate family, and (ii) as to which the reporting person is a co-trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
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(
5)
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The shares reported are held by the HAB 2011 Gift Trust, (i) which is for the benefit of the reporting person and other members of the Bresky family, and (ii) as to which the reporting person is a co-trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person was appointed as co-trustee of this trust on December 10, 2011. The shares held by this trust may be deemed to be beneficially owned by him as a result of such appointment, but were not previously reported by him.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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BRESKY STEVEN J
9000 W 67TH STREET
MERRIAM, KS 66202
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X
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X
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President & CEO
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Signatures
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/s/ Steven J. Bresky
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2/9/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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