Current Report Filing (8-k)
January 18 2017 - 6:04AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
January 17, 2017
3DIcon
Corporation
(Exact name of registrant as specified
in charter)
Oklahoma
(State or other jurisdiction of
incorporation)
|
000-54697
(Commission
File Number)
|
73-1479206
(IRS Employer
Identification No.)
|
6804 South Canton Avenue, Suite
150
Tulsa, OK
(Address of principal executive
offices)
|
74136
(Zip Code)
|
Registrant’s telephone number, including
area code: (918) 494-0505
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
|
o
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
o
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
o
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
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o
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item
7.01 Regulation FD Disclosure
On
January 17, 2017, 3DIcon Corporation (the “Company”) posted the following announcement on its website: “Some
shareholders have asked about the late filing of the Company's 10Q for the latest quarter, which was due November 15. The accounting
work for the merger has proven to be complex and required additional time to complete. Audits for Coretec Industries, LLC were
required from inception of Coretec to present. Combining the financials of 3DIcon and Coretec was also time consuming. In addition,
the services of two outside consulting firms were required to provide a valuation of 3DIcon after the merger and to approve the
accounting treatment of the merger under applicable auditing and SEC requirements. The Company has never been late before in its
filings and expects to file in the next two weeks. There are no financial or other penalties for the Company on account of the
late filing.”
This
blog post, as well as others that the Company may post from time to time, can be found under the “Latest News” caption
on the Company website home page
www.3dicon.net
or under the “CEO Insights”
section of its “News / Events” page, which can be found at
ir.3dicon.net/press-releases
.
The
information in this Item 7.01 disclosure is being furnished and shall not be deemed “filed” for purposes of Section
18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities
under that Section. In addition, the information in this Item 7.01 disclosure shall not be incorporated by reference into the filings
of the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific
reference in such filing.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: January 17, 2017
|
3DICON CORPORATION
By:
/s/ Doug Freitag
|
|
Name: Doug Freitag
Position: Chief Executive Officer
|
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